THRIVENT INVESTMENT MANAGEMENT INC.
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THRIVENT INVESTMENT MANAGEMENT INC.
(CRD# 18387)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
May 1987.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.4 Billion,
with discretion over
36%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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THRIVENT INVESTMENT MANAGEMENT INC.
also reported in
Mar 2019
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3614
employees,
with
2073
performing advisory functions.
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A total of 912 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THRIVENT INVESTMENT MANAGEMENT INC. has one or more disclosure events currently on file with the SEC.
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THRIVENT INVESTMENT MANAGEMENT INC. has Notice Filings with the following State Securities Authorities:
AK-Jun 2002, AL-Jul 2002, AR-Jun 2002, AZ-Jun 2002, CA-Jun 2002
, CO-Jun 2002, CT-Jun 2002, DC-Jun 2002, DE-Jun 2003, FL-Jun 2002
, GA-Jun 2002, HI-Jun 2002, IA-Jun 2002, ID-Jun 2002, IL-Jun 2002
, IN-Jun 2002, KS-Jun 2002, KY-Jun 2002, LA-Jun 2002, MA-Jun 2002
, MD-Jun 2002, ME-Jun 2002, MI-Jun 2002, MN-Jun 2002, MO-Jun 2002
, MS-Jun 2002, MT-Jun 2002, NC-Jun 2002, ND-Jun 2002, NE-Jun 2002
, NH-Jun 2002, NJ-Jun 2002, NM-Jun 2002, NV-Jun 2002, NY-Jun 2002
, OH-Jun 2002, OK-Jun 2002, OR-Jun 2002, PA-Jun 2002, RI-Jun 2002
, SC-Jun 2002, SD-Jun 2002, TN-Jun 2002, TX-Jun 2002, UT-Jun 2002
, VA-Jun 2002, VT-Jun 2002, WA-Jun 2002, WI-Dec 1999, WV-Jun 2002
, WY-Jul 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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