TOCQUEVILLE ASSET MANAGEMENT LP
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TOCQUEVILLE ASSET MANAGEMENT LP
(CRD# 105690)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 1990.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
7%
of RAUM.
Non-US investors represent
18%
.
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TOCQUEVILLE ASSET MANAGEMENT LP
also reported in
Mar 2019
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107
employees,
with
50
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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TOCQUEVILLE ASSET MANAGEMENT LP has no disclosure events reported to the SEC at this time.
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TOCQUEVILLE ASSET MANAGEMENT LP has Notice Filings with the following State Securities Authorities: AK-Mar 2008, AL-Mar 2008, AR-Mar 2008, AZ-Dec 2006, CA-Feb 2002
, CO-Mar 2007, CT-Feb 2002, DC-Apr 2007, DE-Apr 2008, FL-Feb 2001
, GA-Apr 2004, HI-Mar 2008, IA-Mar 2007, ID-Mar 2008, IL-Feb 2002
, IN-Mar 2008, KS-Mar 2008, KY-Mar 2008, LA-Mar 2008, MA-Apr 2004
, MD-Apr 2007, ME-Apr 2007, MI-Mar 2005, MN-Mar 2008, MO-Mar 2008
, MS-Mar 2008, MT-Mar 2008, NC-Mar 2008, ND-Mar 2008, NE-Mar 2008
, NH-Mar 2008, NJ-May 2004, NM-Mar 2008, NV-Mar 2008, NY-Feb 2001
, OH-Feb 2002, OK-Oct 2000, OR-Mar 2008, PA-Apr 2007, PR-Mar 2008
, RI-Mar 2006, SC-Mar 2008, SD-Mar 2008, TN-Feb 2002, TX-Mar 2006
, UT-Mar 2008, VA-Mar 2007, VI-Mar 2008, VT-Apr 2007, WA-Mar 2008
, WI-Apr 2007, WV-Mar 2008, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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