TOLLESON PRIVATE WEALTH MANAGEMENT
|
|
TOLLESON PRIVATE WEALTH MANAGEMENT
(CRD# 111838)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
May 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.6 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
60%
of RAUM.
Non-US investors represent
0%
.
|
|
TOLLESON PRIVATE WEALTH MANAGEMENT
also reported in
Mar 2019
-
83
employees,
with
58
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
TOLLESON PRIVATE WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
TOLLESON PRIVATE WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities:
AZ-Dec 2018, CA-Sep 2014, CO-Jul 2015, FL-Jun 2018, LA-Jul 2015
, NY-Jul 2015, TX-Mar 2001
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
