TOP TIER CAPITAL PARTNERS, LLC
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TOP TIER CAPITAL PARTNERS, LLC
(CRD# 144546)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Aug 2007.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.9 Billion,
with discretion over
55%
of those assets.
Pooled investment vehicles (Private Funds) account for
55%
of RAUM.
Non-US investors represent
2%
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TOP TIER CAPITAL PARTNERS, LLC
also reported in
Mar 2019
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30
employees,
with
15
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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TOP TIER CAPITAL PARTNERS, LLC has no disclosure events reported to the SEC at this time.
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TOP TIER CAPITAL PARTNERS, LLC has Notice Filings with the following State Securities Authorities: CA-Aug 2007, NY-Aug 2007
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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