TORTOISE CAPITAL ADVISORS, L.L.C.
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TORTOISE CAPITAL ADVISORS, L.L.C.
(CRD# 123711)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Leawood, KS.
The SEC approved the firm to operate as an RIA in
Nov 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
6%
of RAUM.
Non-US investors represent
0%
.
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TORTOISE CAPITAL ADVISORS, L.L.C.
also reported in
Mar 2019
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95
employees,
with
27
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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TORTOISE CAPITAL ADVISORS, L.L.C. has no disclosure events reported to the SEC at this time.
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TORTOISE CAPITAL ADVISORS, L.L.C. has Notice Filings with the following State Securities Authorities:
AL-Mar 2017, AZ-Mar 2013, CA-Mar 2009, CT-Nov 2011, DC-Mar 2013
, DE-Mar 2014, FL-Apr 2008, GA-Mar 2012, HI-Mar 2014, IA-Mar 2014
, IL-Nov 2002, IN-Mar 2011, KS-Nov 2002, KY-Mar 2014, LA-Mar 2016
, MA-Jun 2006, MD-Mar 2010, MI-Mar 2014, MN-Mar 2013, MO-Nov 2002
, MS-Mar 2014, NC-Mar 2013, NE-Mar 2011, NH-Mar 2016, NJ-Jun 2006
, NM-Nov 2011, NV-Nov 2011, NY-Jun 2006, OH-Mar 2013, OK-Mar 2013
, PA-Jun 2006, SD-Mar 2015, TN-Mar 2014, TX-Jul 2003, UT-Mar 2013
, VA-Sep 2007, WA-Mar 2012, WI-Mar 2014
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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