TWEEDY, BROWNE COMPANY LLC
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TWEEDY, BROWNE COMPANY LLC
(CRD# 6857)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Stamford, CT.
The SEC approved the firm to operate as an RIA in
Mar 1975.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$15.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
21%
of RAUM.
Non-US investors represent
25%
.
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TWEEDY, BROWNE COMPANY LLC
also reported in
Mar 2019
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48
employees,
with
13
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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TWEEDY, BROWNE COMPANY LLC has no disclosure events reported to the SEC at this time.
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TWEEDY, BROWNE COMPANY LLC has Notice Filings with the following State Securities Authorities:
AK-Jun 2002, AL-Jun 2002, AR-Jun 2002, AZ-Jun 2002, CA-Jul 19
, CO-Mar 2018, CT-Jan 1998, DC-Jun 2002, DE-May 2003, FL-Nov 1
, GA-Jun 2002, HI-Jun 2002, IA-Jun 2002, ID-Aug 1991, IL-Dec 1
, IN-Jun 2002, KS-Jun 2002, KY-Jun 2002, LA-Jun 2002, MA-Jun 2
, MD-Sep 1991, ME-Jun 2002, MI-Nov 1998, MN-Aug 1991, MO-Mar 1
, MS-Jun 2002, MT-Jun 2002, NC-Jun 2002, ND-Jun 2002, NE-Jun 2
, NH-Sep 1991, NJ-Jun 2002, NM-Jul 2002, NV-Jun 2002, NY-Mar 1
, OH-Jun 2002, OK-Jun 2002, OR-Jun 2002, PA-Jun 2002, PR-Jun 2
, RI-Jan 1993, SC-Jun 2002, SD-Jun 2002, TN-Jun 2002, TX-Nov 1
, UT-Jun 2002, VA-Jun 2002, VI-Mar 2018, VT-Jan 1995, WA-Jun 2
, WI-Jun 2002, WV-Jun 2002, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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