UBS FUND ADVISOR, L.L.C.
|
|
UBS FUND ADVISOR, L.L.C.
(CRD# 109213)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jul 1998.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
0%
.
|
|
UBS FUND ADVISOR, L.L.C.
also reported in
Mar 2019
-
53
employees,
with
20
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
UBS FUND ADVISOR, L.L.C. has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
UBS FUND ADVISOR, L.L.C. has No Notice Filings with State Securities Authorities.
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
