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U.S. BANCORP INVESTMENTS, INC.
U.S. BANCORP INVESTMENTS, INC. (CRD# 17868) is an SEC-Registered Investment Advisor (RIA), headquartered in Saint Paul, MN. The SEC approved the firm to operate as an RIA in Jul 2007. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $8.5 Billion, with discretion over 25% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
U.S. BANCORP INVESTMENTS, INC. also reported in Mar 2019
  • 2323 employees, with 883 performing advisory functions.
  • A total of 2118 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
U.S. BANCORP INVESTMENTS, INC. has one or more disclosure events currently on file with the SEC.
 

View U.S. BANCORP INVESTMENTS, INC.'s most recent Form ADV filing
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U.S. BANCORP INVESTMENTS, INC. has Notice Filings with the following State Securities Authorities: AK-Feb 2012, AL-Jan 2011, AR-Jul 2007, AZ-Jul 2007, CA-Sep 2005 , CO-Jul 2007, CT-Jun 2012, DC-Jun 2012, DE-Jun 2012, FL-Jul 2007 , GA-May 2010, HI-Jun 2012, IA-Jul 2007, ID-Jul 2007, IL-Jul 2007 , IN-Jul 2007, KS-Jul 2007, KY-Jul 2007, LA-Oct 2011, MA-Jun 2012 , MD-Aug 2011, ME-Jun 2012, MI-Feb 2012, MN-Jul 2007, MO-Jul 2007 , MS-Jun 2012, MT-Jul 2007, NC-Aug 2011, ND-Jul 2007, NE-Jul 2007 , NH-Oct 2010, NJ-Sep 2011, NM-Jan 2011, NV-Jul 2007, NY-Sep 2011 , OH-Jul 2007, OK-Feb 2012, OR-Jul 2007, PA-May 2010, PR-Oct 2012 , RI-Jun 2012, SC-Feb 2012, SD-Jul 2007, TN-Jul 2007, TX-Jul 2007 , UT-Jul 2007, VA-Jan 2011, VT-Jun 2012, WA-Jul 2007, WI-Jul 2007 , WV-Jun 2012, WY-Jul 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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