U.S. BANCORP INVESTMENTS, INC.
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U.S. BANCORP INVESTMENTS, INC.
(CRD# 17868)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Saint Paul, MN.
The SEC approved the firm to operate as an RIA in
Jul 2007.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.5 Billion,
with discretion over
25%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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U.S. BANCORP INVESTMENTS, INC.
also reported in
Mar 2019
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2323
employees,
with
883
performing advisory functions.
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A total of 2118 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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U.S. BANCORP INVESTMENTS, INC. has one or more disclosure events currently on file with the SEC.
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U.S. BANCORP INVESTMENTS, INC. has Notice Filings with the following State Securities Authorities: AK-Feb 2012, AL-Jan 2011, AR-Jul 2007, AZ-Jul 2007, CA-Sep 2005
, CO-Jul 2007, CT-Jun 2012, DC-Jun 2012, DE-Jun 2012, FL-Jul 2007
, GA-May 2010, HI-Jun 2012, IA-Jul 2007, ID-Jul 2007, IL-Jul 2007
, IN-Jul 2007, KS-Jul 2007, KY-Jul 2007, LA-Oct 2011, MA-Jun 2012
, MD-Aug 2011, ME-Jun 2012, MI-Feb 2012, MN-Jul 2007, MO-Jul 2007
, MS-Jun 2012, MT-Jul 2007, NC-Aug 2011, ND-Jul 2007, NE-Jul 2007
, NH-Oct 2010, NJ-Sep 2011, NM-Jan 2011, NV-Jul 2007, NY-Sep 2011
, OH-Jul 2007, OK-Feb 2012, OR-Jul 2007, PA-May 2010, PR-Oct 2012
, RI-Jun 2012, SC-Feb 2012, SD-Jul 2007, TN-Jul 2007, TX-Jul 2007
, UT-Jul 2007, VA-Jan 2011, VT-Jun 2012, WA-Jul 2007, WI-Jul 2007
, WV-Jun 2012, WY-Jul 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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