USAA INVESTMENT MANAGEMENT COMPANY
|
|
USAA INVESTMENT MANAGEMENT COMPANY
(CRD# 5475)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Antonio, TX.
The SEC approved the firm to operate as an RIA in
May 1989.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$23.1 Billion,
with discretion over
92%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
USAA INVESTMENT MANAGEMENT COMPANY
also reported in
Mar 2019
-
1560
employees,
with
8
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
USAA INVESTMENT MANAGEMENT COMPANY has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
USAA INVESTMENT MANAGEMENT COMPANY has Notice Filings with the following State Securities Authorities:
AK-May 2002, AL-Feb 2002, AR-Feb 2002, AZ-Jun 2001, CA-Mar 2001
, CO-Nov 2001, CT-Dec 2001, DC-Apr 2002, DE-Jul 2003, FL-May 2001
, GA-Jun 2001, HI-Mar 2002, IA-May 2002, ID-Feb 2002, IL-Jan 2002
, IN-Apr 2002, KS-Apr 2002, KY-Apr 2002, LA-Feb 2002, MA-Apr 2002
, MD-Jan 2002, ME-Mar 2002, MI-Feb 2002, MN-May 2002, MO-Feb 2002
, MS-Feb 2002, MT-Feb 2002, NC-Jan 2002, ND-Apr 2002, NE-Apr 2002
, NH-Feb 2002, NJ-Mar 2002, NM-May 2002, NV-Jan 2002, NY-Jan 2002
, OH-Mar 2001, OK-Jun 2002, OR-Apr 2002, PA-Feb 2002, PR-Feb 2012
, RI-Apr 2002, SC-Feb 2002, SD-Apr 2002, TN-Feb 2002, TX-Nov 1988
, UT-Mar 2002, VA-Jun 2001, VI-Apr 2005, VT-Apr 2002, WA-Jun 2001
, WI-Apr 2002, WV-May 2002, WY-Jul 2017
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
