VALIC FINANCIAL ADVISORS, INC.
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VALIC FINANCIAL ADVISORS, INC.
(CRD# 42803)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Houston, TX.
The SEC approved the firm to operate as an RIA in
Oct 1997.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$17.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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VALIC FINANCIAL ADVISORS, INC.
also reported in
Mar 2019
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2115
employees,
with
1358
performing advisory functions.
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A total of 191 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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VALIC FINANCIAL ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
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VALIC FINANCIAL ADVISORS, INC. has Notice Filings with the following State Securities Authorities: AK-Oct 1997, AL-Dec 1997, AR-Oct 1997, AZ-Jan 2001, CA-Oct 1997
, CO-Dec 2000, CT-Oct 1997, DC-Mar 1998, DE-Aug 2003, FL-Nov 1997
, GA-Feb 1998, HI-May 1998, IA-Jun 2001, ID-Oct 1997, IL-Dec 1997
, IN-Feb 2001, KS-Oct 1997, KY-Feb 2001, LA-Sep 2001, MA-Feb 2002
, MD-Nov 1997, ME-Jan 1998, MI-Feb 2001, MN-Jan 1998, MO-Oct 1997
, MS-Feb 2001, MT-Oct 1997, NC-Feb 2001, ND-Mar 2002, NE-Oct 1997
, NH-Oct 1997, NJ-Dec 1998, NM-Feb 1998, NV-Jan 1998, NY-Oct 1997
, OH-Jun 2001, OK-Jan 1998, OR-Jul 1997, PA-Jun 2001, RI-Jul 1999
, SC-Nov 1997, SD-Oct 1997, TN-Oct 1997, TX-Feb 2001, UT-Jan 1998
, VA-Nov 1997, VT-Nov 1997, WA-Nov 1997, WI-Dec 1997, WV-Dec 1997
, WY-Mar 2019
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