VAN BERKOM AND ASSOCIATES INC.
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VAN BERKOM AND ASSOCIATES INC.
(CRD# 128221)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Montreal, Quebec, Canada.
The SEC approved the firm to operate as an RIA in
Sep 2003.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
78%
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VAN BERKOM AND ASSOCIATES INC.
also reported in
Oct 2018
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16
employees,
with
13
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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VAN BERKOM AND ASSOCIATES INC. has no disclosure events reported to the SEC at this time.
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VAN BERKOM AND ASSOCIATES INC. has No Notice Filings with State Securities Authorities.
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