VAN ECK ASSOCIATES CORP.
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VAN ECK ASSOCIATES CORP.
(CRD# 105080)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
May 1984.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$40.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
2%
of RAUM.
Non-US investors represent
1%
.
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VAN ECK ASSOCIATES CORP.
also reported in
Mar 2019
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206
employees,
with
37
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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VAN ECK ASSOCIATES CORP. has no disclosure events reported to the SEC at this time.
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VAN ECK ASSOCIATES CORP. has Notice Filings with the following State Securities Authorities: <
AK-Dec 1997, AL-Jun 1997, AR-Mar 1997, AZ-Jan 1997, CA-Mar 19
, CO-May 2003, CT-Dec 1997, DC-Jan 2001, DE-May 2003, FL-Apr 1
, GA-Jan 2001, HI-Jun 1997, IA-May 2003, ID-Feb 1997, IL-Mar 1
, IN-Jan 2001, KS-Jan 2001, KY-Jan 2001, LA-May 2003, MA-Jan 2
, MD-Jan 2001, ME-Feb 1997, MI-Jan 2001, MN-Jan 2001, MO-Apr 1
, MS-Nov 1997, MT-Jan 1998, NC-Jan 2001, ND-Mar 2004, NE-Apr 1
, NH-Jan 2001, NJ-Jan 2001, NM-Jan 2001, NV-Jan 1997, NY-Jan 2
, OH-Jan 2001, OK-Jan 1998, OR-Jan 2001, PA-Mar 1997, PR-Dec 1
, RI-Jan 2001, SC-Jan 2001, SD-Jan 2001, TN-Feb 1998, TX-Jul 1
, UT-May 1997, VA-Feb 1997, VT-Jan 2001, WA-Jan 2001, WI-Apr 1
, WV-Jan 1997, WY-Jan 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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