FindingFraud.org


Blog
Contact

VAN ECK ASSOCIATES CORP.
VAN ECK ASSOCIATES CORP. (CRD# 105080) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in May 1984. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $40.8 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 2% of RAUM.   Non-US investors represent 1% .  
 
VAN ECK ASSOCIATES CORP. also reported in Mar 2019
  • 206 employees, with 37 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
VAN ECK ASSOCIATES CORP. has no disclosure events reported to the SEC at this time.
 

View VAN ECK ASSOCIATES CORP.'s most recent Form ADV filing
 irban42



VAN ECK ASSOCIATES CORP. has Notice Filings with the following State Securities Authorities: < AK-Dec 1997, AL-Jun 1997, AR-Mar 1997, AZ-Jan 1997, CA-Mar 19 , CO-May 2003, CT-Dec 1997, DC-Jan 2001, DE-May 2003, FL-Apr 1 , GA-Jan 2001, HI-Jun 1997, IA-May 2003, ID-Feb 1997, IL-Mar 1 , IN-Jan 2001, KS-Jan 2001, KY-Jan 2001, LA-May 2003, MA-Jan 2 , MD-Jan 2001, ME-Feb 1997, MI-Jan 2001, MN-Jan 2001, MO-Apr 1 , MS-Nov 1997, MT-Jan 1998, NC-Jan 2001, ND-Mar 2004, NE-Apr 1 , NH-Jan 2001, NJ-Jan 2001, NM-Jan 2001, NV-Jan 1997, NY-Jan 2 , OH-Jan 2001, OK-Jan 1998, OR-Jan 2001, PA-Mar 1997, PR-Dec 1 , RI-Jan 2001, SC-Jan 2001, SD-Jan 2001, TN-Feb 1998, TX-Jul 1 , UT-May 1997, VA-Feb 1997, VT-Jan 2001, WA-Jan 2001, WI-Apr 1 , WV-Jan 1997, WY-Jan 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12