VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
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VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
(CRD# 106975)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Houston, TX.
The SEC approved the firm to operate as an RIA in
Apr 1996.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.5 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
2%
of RAUM.
Non-US investors represent
20%
.
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VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
also reported in
Mar 2019
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42
employees,
with
16
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. has no disclosure events reported to the SEC at this time.
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VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. has Notice Filings with the following State Securities Authorities:
AK-Jan 2004, AL-Jan 2004, AR-Jan 2004, AZ-Sep 2003, CA-Apr 1998
, CO-Jan 2004, CT-Jan 2004, DC-Jan 2004, DE-Jan 2004, FL-Apr 1998
, GA-Mar 1998, HI-Jan 2004, IA-Jan 2004, ID-Jan 2004, IL-Mar 1998
, IN-Jan 2004, KS-Jan 2004, KY-Jan 2004, LA-Oct 2001, MA-Jan 2004
, MD-Jan 2004, ME-Jan 2004, MI-Jan 2004, MN-Sep 2003, MO-Jan 2004
, MS-Jan 2004, MT-Jan 2004, NC-Jan 2004, ND-Jan 2004, NE-Jan 2004
, NH-Jan 2004, NJ-Feb 2004, NM-Mar 1998, NV-Jan 2004, NY-Mar 2003
, OH-Jan 2004, OK-Sep 2003, OR-Jan 2004, PA-Jan 2004, RI-Jan 2004
, SC-Jan 2004, SD-Jan 2004, TN-Jan 2004, TX-Apr 1996, UT-Jan 2004
, VA-Sep 2003, VT-Mar 1998, WA-Sep 2003, WI-Jan 2004, WV-Jan 2004
, WY-Mar 2018
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accurate. FindingFraud.org is
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for errors or omissions. Please note
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