VIRTUS FUND ADVISERS, LLC
|
|
VIRTUS FUND ADVISERS, LLC
(CRD# 107346)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hartford, CT.
The SEC approved the firm to operate as an RIA in
Feb 1985.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
1%
.
|
|
VIRTUS FUND ADVISERS, LLC
also reported in
Mar 2019
-
0
employees,
all of whom perform advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
VIRTUS FUND ADVISERS, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
VIRTUS FUND ADVISERS, LLC has Notice Filings with the following State Securities Authorities:
AK-Jun 2004, AL-Jul 2002, AR-Jun 2004, AZ-Jun 2004, CA-Mar 20
, CO-Jun 2004, CT-Jun 2004, DC-Sep 2000, DE-Aug 2003, FL-Feb 1
, GA-Apr 1989, HI-Jun 2004, IA-Jun 2004, ID-Jun 2004, IL-Jun 2
, IN-Jun 2004, KS-Jun 2004, KY-Jun 2004, LA-Jun 2004, MA-Jun 2
, MD-Jul 2000, ME-Jun 2004, MI-Jun 2004, MN-Jun 2004, MO-Jun 2
, MS-Jun 2004, MT-Jun 2004, NC-Jun 2004, ND-Jun 2004, NE-Jun 2
, NH-Jun 2004, NJ-Jun 2004, NM-Jun 2004, NV-Mar 2004, NY-Jun 2
, OH-Jun 2004, OK-Jun 2004, OR-Jun 2004, PA-Mar 2004, RI-Jun 2
, SC-Aug 2003, SD-Jun 2004, TN-Sep 2000, TX-Sep 2003, UT-Jun 2
, VA-Jun 2000, VT-Jun 2004, WA-Jun 2003, WI-Jun 2004, WV-Jun 2
, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
