VOYA FINANCIAL ADVISORS, INC.
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VOYA FINANCIAL ADVISORS, INC.
(CRD# 2882)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Des Moines, IA.
The SEC approved the firm to operate as an RIA in
Jul 1994.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$13.5 Billion,
with discretion over
24%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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VOYA FINANCIAL ADVISORS, INC.
also reported in
Mar 2019
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1696
employees,
all of whom perform advisory functions.
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A total of 654 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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VOYA FINANCIAL ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
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VOYA FINANCIAL ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
AK-Aug 1997, AL-Aug 2002, AR-Aug 1996, AZ-Oct 2001, CA-Jul 1997
, CO-Jan 1999, CT-Jun 1999, DC-Sep 1998, DE-Jul 2003, FL-Dec 1986
, GA-Jan 1996, HI-Jan 2000, IA-Jan 1999, ID-Apr 1998, IL-Jul 1996
, IN-Nov 2000, KS-Sep 1998, KY-Feb 1999, LA-Oct 2001, MA-May 1997
, MD-Sep 1995, ME-May 1997, MI-Mar 1999, MN-Sep 1998, MO-Feb 1996
, MS-Dec 1997, MT-Dec 1997, NC-Oct 2000, ND-Oct 1996, NE-Jan 1998
, NH-Dec 1995, NJ-Nov 1995, NM-Jun 1996, NV-Jan 1997, NY-Sep 1995
, OH-Jan 2000, OK-Dec 2000, OR-Nov 2000, PA-Oct 2001, PR-Dec 2000
, RI-Apr 1998, SC-Jul 1995, SD-Nov 1996, TN-Sep 1998, TX-Jul 1969
, UT-Jul 1997, VA-Jul 1995, VT-Apr 1998, WA-Sep 1995, WI-Feb 1987
, WV-Apr 1998, WY-Jul 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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