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WAFRA INC.
WAFRA INC. (CRD# 108673) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Feb 1985. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $16.0 Billion, with discretion over 91% of those assets.   Pooled investment vehicles (Private Funds) account for 62% of RAUM.   Non-US investors represent 100% .  
 
WAFRA INC. also reported in Mar 2019
  • 130 employees, with 68 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
WAFRA INC. has no disclosure events reported to the SEC at this time.
 

View WAFRA INC.'s most recent Form ADV filing
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WAFRA INC. has Notice Filings with the following State Securities Authorities: TX-Aug 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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