FindingFraud.org


Blog
Contact

WASATCH ADVISORS INC
WASATCH ADVISORS INC (CRD# 106081) is an SEC-Registered Investment Advisor (RIA), headquartered in Salt Lake City, UT. The SEC approved the firm to operate as an RIA in Oct 1975. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $14.3 Billion, with discretion over 98% of those assets.   Pooled investment vehicles (Private Funds) account for 12% of RAUM.   Non-US investors represent 13% .  
 
WASATCH ADVISORS INC also reported in Mar 2019
  • 77 employees, with 46 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
WASATCH ADVISORS INC has one or more disclosure events currently on file with the SEC.
 

View WASATCH ADVISORS INC's most recent Form ADV filing
 irban42



WASATCH ADVISORS INC has Notice Filings with the following State Securities Authorities: AK-Jun 2002, AL-Jul 2002, AR-Jun 2002, AZ-Sep 1995, CA-Dec 19 , CO-Jun 2002, CT-Aug 1998, DC-Sep 1998, DE-Apr 2003, FL-Jan 1 , GA-Nov 1992, HI-Jun 2002, IA-Jun 2002, ID-May 1993, IL-Mar 1 , IN-Jun 2002, KS-Jun 2002, KY-Jun 2002, LA-Jun 2002, MA-Jan 1 , MD-Jan 1993, ME-Jun 2002, MI-Jun 2002, MN-Jun 2002, MO-Mar 1 , MS-Jun 2002, MT-Jun 2002, NC-Jun 2002, ND-Jun 2002, NE-Jun 2 , NH-May 1993, NJ-Jan 1993, NM-Jul 2002, NV-Aug 1998, NY-Apr 1 , OH-Jun 2002, OK-Jun 2002, OR-Oct 1994, PA-Aug 1998, PR-Jun 2 , RI-Jan 1993, SC-Jun 2000, SD-Jun 2002, TN-Jun 2002, TX-Jan 1 , UT-Dec 1990, VA-Jan 1993, VT-Jun 2002, WA-May 1992, WI-Jun 2 , WV-Jun 2002


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12