WASATCH ADVISORS INC
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WASATCH ADVISORS INC
(CRD# 106081)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Salt Lake City, UT.
The SEC approved the firm to operate as an RIA in
Oct 1975.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.3 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
12%
of RAUM.
Non-US investors represent
13%
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WASATCH ADVISORS INC
also reported in
Mar 2019
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77
employees,
with
46
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WASATCH ADVISORS INC has one or more disclosure events currently on file with the SEC.
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WASATCH ADVISORS INC has Notice Filings with the following State Securities Authorities:
AK-Jun 2002, AL-Jul 2002, AR-Jun 2002, AZ-Sep 1995, CA-Dec 19
, CO-Jun 2002, CT-Aug 1998, DC-Sep 1998, DE-Apr 2003, FL-Jan 1
, GA-Nov 1992, HI-Jun 2002, IA-Jun 2002, ID-May 1993, IL-Mar 1
, IN-Jun 2002, KS-Jun 2002, KY-Jun 2002, LA-Jun 2002, MA-Jan 1
, MD-Jan 1993, ME-Jun 2002, MI-Jun 2002, MN-Jun 2002, MO-Mar 1
, MS-Jun 2002, MT-Jun 2002, NC-Jun 2002, ND-Jun 2002, NE-Jun 2
, NH-May 1993, NJ-Jan 1993, NM-Jul 2002, NV-Aug 1998, NY-Apr 1
, OH-Jun 2002, OK-Jun 2002, OR-Oct 1994, PA-Aug 1998, PR-Jun 2
, RI-Jan 1993, SC-Jun 2000, SD-Jun 2002, TN-Jun 2002, TX-Jan 1
, UT-Dec 1990, VA-Jan 1993, VT-Jun 2002, WA-May 1992, WI-Jun 2
, WV-Jun 2002
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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