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WASMER, SCHROEDER & COMPANY, LLC
WASMER, SCHROEDER & COMPANY, LLC (CRD# 105323) is an SEC-Registered Investment Advisor (RIA), headquartered in Naples, FL. The SEC approved the firm to operate as an RIA in Jul 1988. In Feb 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $8.9 Billion, with discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 4% of RAUM.   Non-US investors represent 5% .  
 
WASMER, SCHROEDER & COMPANY, LLC also reported in Feb 2019
  • 67 employees, with 33 performing advisory functions.
  • A total of 9 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
WASMER, SCHROEDER & COMPANY, LLC has no disclosure events reported to the SEC at this time.
 

View WASMER, SCHROEDER & COMPANY, LLC's most recent Form ADV filing
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WASMER, SCHROEDER & COMPANY, LLC has Notice Filings with the following State Securities Authorities: < AK-Jun 2014, AL-Jun 2008, AR-Sep 2018, AZ-Mar 2010, CA-Apr 2007 , CO-Mar 2010, CT-Mar 2008, DC-Apr 2007, DE-Mar 2008, FL-Aug 1988 , GA-Mar 2003, HI-Aug 2017, IA-Jun 2014, ID-Sep 2015, IL-Apr 2007 , IN-Dec 2007, KS-Mar 2009, KY-Dec 2007, LA-Apr 2007, MA-Mar 2006 , MD-Apr 2007, ME-Jan 2015, MI-Apr 2007, MN-Mar 2010, MO-Mar 2012 , MT-Feb 2017, NC-Apr 2007, NE-Apr 2007, NH-Apr 2007, NJ-Apr 2007 , NM-Mar 2014, NV-Jan 2011, NY-Apr 2007, OH-Mar 2004, OK-Aug 2016 , OR-May 2010, PA-Dec 2007, RI-Jul 2015, SC-Apr 2007, SD-Apr 2007 , TN-Apr 2007, TX-Apr 2001, UT-Mar 2013, VA-Apr 2007, WA-Jan 2011 , WI-Mar 2010, WV-Sep 2018, WY-Mar 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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