WATER WALKER INVESTMENTS
|
|
WATER WALKER INVESTMENTS
(CRD# 115344)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Tampa, FL.
The SEC approved the firm to operate as an RIA in
Nov 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.7 Billion,
with discretion over
40%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
WATER WALKER INVESTMENTS
also reported in
Mar 2019
-
9
employees,
with
3
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
WATER WALKER INVESTMENTS has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
WATER WALKER INVESTMENTS has Notice Filings with the following State Securities Authorities: <
FL-Jun 2000
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
