WATERFALL ASSET MANAGEMENT, LLC
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WATERFALL ASSET MANAGEMENT, LLC
(CRD# 137746)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 2006.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
79%
of RAUM.
Non-US investors represent
65%
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WATERFALL ASSET MANAGEMENT, LLC
also reported in
Mar 2019
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137
employees,
with
70
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WATERFALL ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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WATERFALL ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: NY-Mar 2011, TX-Mar 2011
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from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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SEC. Feel free to contact
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