WAVERTON INVESTMENT MANAGEMENT LIMITED
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WAVERTON INVESTMENT MANAGEMENT LIMITED
(CRD# 112200)
is an SEC-Registered Investment Advisor (RIA), headquartered in
London, United Kingdom.
The SEC approved the firm to operate as an RIA in
Sep 2001.
In
Dec 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.7 Billion,
with discretion over
89%
of those assets.
Pooled investment vehicles (Private Funds) account for
29%
of RAUM.
Non-US investors represent
94%
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WAVERTON INVESTMENT MANAGEMENT LIMITED
also reported in
Dec 2018
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145
employees,
with
34
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WAVERTON INVESTMENT MANAGEMENT LIMITED has one or more disclosure events currently on file with the SEC.
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WAVERTON INVESTMENT MANAGEMENT LIMITED has No Notice Filings with State Securities Authorities.
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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