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WAVERTON INVESTMENT MANAGEMENT LIMITED
WAVERTON INVESTMENT MANAGEMENT LIMITED (CRD# 112200) is an SEC-Registered Investment Advisor (RIA), headquartered in London, United Kingdom. The SEC approved the firm to operate as an RIA in Sep 2001. In Dec 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $7.7 Billion, with discretion over 89% of those assets.   Pooled investment vehicles (Private Funds) account for 29% of RAUM.   Non-US investors represent 94% .  
 
WAVERTON INVESTMENT MANAGEMENT LIMITED also reported in Dec 2018
  • 145 employees, with 34 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
WAVERTON INVESTMENT MANAGEMENT LIMITED has one or more disclosure events currently on file with the SEC.
 

View WAVERTON INVESTMENT MANAGEMENT LIMITED's most recent Form ADV filing
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WAVERTON INVESTMENT MANAGEMENT LIMITED has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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