WCM INVESTMENT MANAGEMENT
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WCM INVESTMENT MANAGEMENT
(CRD# 104702)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Laguna Beach, CA.
The SEC approved the firm to operate as an RIA in
Aug 1976.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$26.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
17%
of RAUM.
Non-US investors represent
12%
.
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WCM INVESTMENT MANAGEMENT
also reported in
Mar 2019
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52
employees,
with
25
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WCM INVESTMENT MANAGEMENT has no disclosure events reported to the SEC at this time.
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WCM INVESTMENT MANAGEMENT has Notice Filings with the following State Securities Authorities:
AK-Apr 2005, AL-Apr 2005, AR-Apr 2005, AZ-Apr 2005, CA-Sep 19
, CO-Apr 2005, CT-Apr 2005, DC-Apr 2005, DE-Apr 2005, FL-Mar 2
, GA-Apr 2005, HI-Apr 2005, IA-Apr 2005, ID-Apr 2005, IL-Aug 2
, IN-Apr 2005, KS-Apr 2005, KY-Apr 2005, LA-Apr 2005, MA-Mar 2
, MD-Apr 2005, ME-Apr 2005, MI-Apr 2005, MN-Mar 2004, MO-Apr 2
, MS-Apr 2005, MT-Apr 2005, NC-Apr 2005, ND-Apr 2005, NE-Apr 2
, NH-Apr 2005, NJ-May 2005, NM-Apr 2005, NV-Apr 2005, NY-Mar 2
, OH-Mar 2004, OK-Apr 2005, OR-Apr 2005, PA-Apr 2005, PR-Aug 2
, RI-Apr 2005, SC-Apr 2005, SD-Apr 2005, TN-Apr 2005, TX-Apr 2
, UT-Apr 2005, VA-Apr 2005, VI-Feb 2015, VT-Apr 2005, WA-Apr 2
, WI-Mar 2004, WV-Apr 2005, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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