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WCM INVESTMENT MANAGEMENT
WCM INVESTMENT MANAGEMENT (CRD# 104702) is an SEC-Registered Investment Advisor (RIA), headquartered in Laguna Beach, CA. The SEC approved the firm to operate as an RIA in Aug 1976. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $26.5 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 17% of RAUM.   Non-US investors represent 12% .  
 
WCM INVESTMENT MANAGEMENT also reported in Mar 2019
  • 52 employees, with 25 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
WCM INVESTMENT MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View WCM INVESTMENT MANAGEMENT's most recent Form ADV filing
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WCM INVESTMENT MANAGEMENT has Notice Filings with the following State Securities Authorities: AK-Apr 2005, AL-Apr 2005, AR-Apr 2005, AZ-Apr 2005, CA-Sep 19 , CO-Apr 2005, CT-Apr 2005, DC-Apr 2005, DE-Apr 2005, FL-Mar 2 , GA-Apr 2005, HI-Apr 2005, IA-Apr 2005, ID-Apr 2005, IL-Aug 2 , IN-Apr 2005, KS-Apr 2005, KY-Apr 2005, LA-Apr 2005, MA-Mar 2 , MD-Apr 2005, ME-Apr 2005, MI-Apr 2005, MN-Mar 2004, MO-Apr 2 , MS-Apr 2005, MT-Apr 2005, NC-Apr 2005, ND-Apr 2005, NE-Apr 2 , NH-Apr 2005, NJ-May 2005, NM-Apr 2005, NV-Apr 2005, NY-Mar 2 , OH-Mar 2004, OK-Apr 2005, OR-Apr 2005, PA-Apr 2005, PR-Aug 2 , RI-Apr 2005, SC-Apr 2005, SD-Apr 2005, TN-Apr 2005, TX-Apr 2 , UT-Apr 2005, VA-Apr 2005, VI-Feb 2015, VT-Apr 2005, WA-Apr 2 , WI-Mar 2004, WV-Apr 2005, WY-Mar 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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