WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
(CRD# 116407)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Plymouth, MN.
The SEC approved the firm to operate as an RIA in
Dec 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.4 Billion,
with discretion over
89%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
also reported in
Mar 2019
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260
employees,
with
239
performing advisory functions.
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A total of 22 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC has no disclosure events reported to the SEC at this time.
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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2015, AL-Mar 2019, AR-Feb 2013, AZ-Jan 2002, CA-Jan 2002
, CO-Jan 2002, CT-Nov 2015, DC-Jul 2013, DE-Mar 2019, FL-Jan 2002
, GA-Jul 2004, HI-Mar 2015, IA-Apr 2004, ID-Feb 2013, IL-Apr 2004
, IN-Feb 2013, KS-Jul 2013, KY-Mar 2018, LA-Mar 2009, MA-Feb 2013
, MD-Mar 2015, ME-Mar 2016, MI-Mar 2009, MN-Jan 2002, MO-Mar 2012
, MS-Mar 2019, MT-Mar 2015, NC-Apr 2006, ND-Jul 2007, NE-Mar 2009
, NH-Jul 2013, NJ-Nov 2016, NM-Apr 2006, NV-Feb 2013, NY-Mar 2009
, OH-Mar 2010, OK-Mar 2015, OR-Feb 2013, PA-Mar 2009, RI-Mar 2018
, SC-Mar 2009, SD-Jan 2002, TN-Jul 2013, TX-Nov 2001, UT-Mar 2015
, VA-Feb 2013, VT-Mar 2018, WA-Mar 2009, WI-Dec 2001, WV-Oct 2018
, WY-Mar 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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