WEALTHFRONT ADVISERS LLC
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WEALTHFRONT ADVISERS LLC
(CRD# 148456)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Redwood City, CA.
The SEC approved the firm to operate as an RIA in
Nov 2008.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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WEALTHFRONT ADVISERS LLC
also reported in
Jan 2019
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165
employees,
with
8
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WEALTHFRONT ADVISERS LLC has one or more disclosure events currently on file with the SEC.
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WEALTHFRONT ADVISERS LLC has Notice Filings with the following State Securities Authorities: <
AK-Feb 2014, AL-May 2010, AR-Apr 2013, AZ-Nov 2009, CA-Sep 20
, CO-Nov 2016, CT-Apr 2010, DC-May 2010, DE-Nov 2012, FL-Nov 2
, GA-May 2010, HI-Feb 2012, IA-Jun 2013, ID-Apr 2013, IL-Oct 2
, IN-Feb 2012, KS-Jan 2011, KY-Feb 2012, LA-Aug 2012, MA-Nov 2
, MD-Feb 2010, ME-Apr 2013, MI-Mar 2010, MN-Jul 2010, MO-Apr 2
, MS-Feb 2014, MT-Nov 2012, NC-Jan 2010, ND-Feb 2014, NE-Oct 2
, NH-Oct 2009, NJ-Dec 2009, NM-Nov 2012, NV-Oct 2009, NY-Oct 2
, OH-Nov 2009, OK-Apr 2013, OR-Mar 2010, PA-Jan 2010, PR-Oct 2
, RI-Nov 2012, SC-May 2010, SD-Nov 2012, TN-Aug 2012, TX-Oct 2
, UT-Feb 2012, VA-Nov 2009, VI-Jun 2017, VT-Aug 2012, WA-Nov 2
, WI-Jan 2010, WV-Feb 2014, WY-Oct 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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