WELCH & FORBES LLC
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WELCH & FORBES LLC
(CRD# 115119)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Aug 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.6 Billion,
with discretion over
94%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
2%
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WELCH & FORBES LLC
also reported in
Mar 2019
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55
employees,
with
13
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WELCH & FORBES LLC has no disclosure events reported to the SEC at this time.
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WELCH & FORBES LLC has Notice Filings with the following State Securities Authorities:
CA-Nov 2001, CO-Mar 2014, CT-Nov 2001, FL-Jan 2002, GA- IL-Apr 2017, MA-Aug 2001, MD-Mar 2012, ME-Nov 2001, NH-<
, NJ-Feb 2002, NY-Nov 2001, PA-Mar 2007, RI-Mar 2003, SC-<
, TX-Mar 2012, VA-Nov 2001, VT-Nov 2001, WA-Mar 2012
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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