FindingFraud.org


Blog
Contact

WELLINGTON MANAGEMENT HONG KONG LIMITED
WELLINGTON MANAGEMENT HONG KONG LIMITED (CRD# 165208) is an SEC-Registered Investment Advisor (RIA), headquartered in Central, Hong Kong, Hong Kong. The SEC approved the firm to operate as an RIA in Jan 2013. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $10.6 Billion, with discretion over 87% of those assets.   Pooled investment vehicles (Private Funds) account for 27% of RAUM.   Non-US investors represent 74% .  
 
WELLINGTON MANAGEMENT HONG KONG LIMITED also reported in Mar 2019
  • 87 employees, with 31 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
WELLINGTON MANAGEMENT HONG KONG LIMITED has one or more disclosure events currently on file with the SEC.
 

View WELLINGTON MANAGEMENT HONG KONG LIMITED's most recent Form ADV filing
 irban42



WELLINGTON MANAGEMENT HONG KONG LIMITED has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12