WELLINGTON MANAGEMENT JAPAN PTE LTD
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WELLINGTON MANAGEMENT JAPAN PTE LTD
(CRD# 165192)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Tokyo, Japan.
The SEC approved the firm to operate as an RIA in
Jan 2013.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$24.8 Billion,
with discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
6%
of RAUM.
Non-US investors represent
95%
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WELLINGTON MANAGEMENT JAPAN PTE LTD
also reported in
Mar 2019
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67
employees,
with
15
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WELLINGTON MANAGEMENT JAPAN PTE LTD has one or more disclosure events currently on file with the SEC.
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WELLINGTON MANAGEMENT JAPAN PTE LTD has No Notice Filings with State Securities Authorities.
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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