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WESTERN ASSET MANAGEMENT COMPANY LTD
WESTERN ASSET MANAGEMENT COMPANY LTD (CRD# 143388) is an SEC-Registered Investment Advisor (RIA), headquartered in Chiyoda-Ku, Tokyo, Japan. The SEC approved the firm to operate as an RIA in Aug 2007. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $8.7 Billion, with discretion over 40% of those assets.   Pooled investment vehicles (Private Funds) account for 35% of RAUM.   Non-US investors represent 100% .  
 
WESTERN ASSET MANAGEMENT COMPANY LTD also reported in Jun 2018
  • 24 employees, with 6 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
WESTERN ASSET MANAGEMENT COMPANY LTD has one or more disclosure events currently on file with the SEC.
 

View WESTERN ASSET MANAGEMENT COMPANY LTD's most recent Form ADV filing
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WESTERN ASSET MANAGEMENT COMPANY LTD has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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