WESTERN ASSET MANAGEMENT COMPANY LTD
|
WESTERN ASSET MANAGEMENT COMPANY LTD
(CRD# 143388)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chiyoda-Ku, Tokyo, Japan.
The SEC approved the firm to operate as an RIA in
Aug 2007.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.7 Billion,
with discretion over
40%
of those assets.
 
Pooled investment vehicles (Private Funds) account for
35%
of RAUM.
 
Non-US investors represent
100%
.  
|
|
WESTERN ASSET MANAGEMENT COMPANY LTD
also reported in
Jun 2018
-
24
employees,
with
6
performing advisory functions.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
WESTERN ASSET MANAGEMENT COMPANY LTD has one or more disclosure events currently on file with the SEC.
|
|
|
|

|
|

|
|
WESTERN ASSET MANAGEMENT COMPANY LTD has No Notice Filings with State Securities Authorities.
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|

|
|
|

|
|