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WETHERBY ASSET MANAGEMENT
WETHERBY ASSET MANAGEMENT (CRD# 107341) is an SEC-Registered Investment Advisor (RIA), headquartered in San Francisco, CA. The SEC approved the firm to operate as an RIA in Apr 1990. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $4.9 Billion, with discretion over 95% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
WETHERBY ASSET MANAGEMENT also reported in Mar 2019
  • 69 employees, with 40 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
WETHERBY ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View WETHERBY ASSET MANAGEMENT's most recent Form ADV filing
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WETHERBY ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities: CA-Apr 1990, CT-Dec 2010, FL-Jan 1995, IL-Mar 2014, MA-Jul 20 , MD-Mar 2006, NH-Apr 1996, NJ-Feb 2014, NV-Aug 2014, NY-Mar 2 , OR-Mar 2005, PA-May 2012, TX-Apr 1995, UT-Mar 2008, VA-Aug 2 , WA-Dec 1998, WI-Apr 2007


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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