WHITE OAK GLOBAL ADVISORS, LLC
|
|
WHITE OAK GLOBAL ADVISORS, LLC
(CRD# 149659)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Aug 2009.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
89%
of RAUM.
Non-US investors represent
46%
.
|
|
WHITE OAK GLOBAL ADVISORS, LLC
also reported in
Mar 2019
-
79
employees,
with
34
performing advisory functions.
-
A total of 6 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
WHITE OAK GLOBAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
WHITE OAK GLOBAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: CA-Aug 2009, CO-Mar 2015, GA-Mar 2016, IL-Apr 2017, NY-Jan 2012
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
