WILMINGTON TRUST INVESTMENT ADVISORS, INC.
|
|
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
(CRD# 106909)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Wilmington, DE.
The SEC approved the firm to operate as an RIA in
Dec 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$19.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
also reported in
Mar 2019
-
143
employees,
with
128
performing advisory functions.
-
A total of 18 office locations.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
WILMINGTON TRUST INVESTMENT ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
WILMINGTON TRUST INVESTMENT ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
CT-Mar 2006, DC-Mar 1996, DE-Aug 2003, FL-Feb 2002, GA-Feb 2012
, LA-Mar 2018, MD-Apr 1996, NE-Mar 2018, NH-Mar 2018, NJ-Mar 2002
, NY-Mar 1996, PA-Jun 1996, TX-Sep 2012, VA-Feb 1996
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
