WINSLOW CAPITAL MANAGEMENT LLC
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WINSLOW CAPITAL MANAGEMENT LLC
(CRD# 106940)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Apr 1992.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$15.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
8%
of RAUM.
Non-US investors represent
0%
.
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WINSLOW CAPITAL MANAGEMENT LLC
also reported in
Mar 2019
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42
employees,
with
21
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WINSLOW CAPITAL MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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WINSLOW CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: AK-Aug 2006, AL-Aug 2006, AR-Aug 2006, AZ-Aug 2006, CA-Aug 2006
, CO-Aug 2006, CT-Aug 2006, DC-Aug 2006, DE-Aug 2006, FL-Jul 2005
, GA-Aug 2006, HI-Aug 2006, IA-Aug 2006, ID-Aug 2006, IL-Aug 2006
, IN-Aug 2006, KS-Aug 2006, KY-Aug 2006, LA-Apr 2005, MA-Aug 2006
, MD-Aug 2006, ME-Aug 2006, MI-Aug 2006, MN-Aug 2006, MO-Aug 2006
, MS-Aug 2006, MT-Aug 2006, NC-Aug 2006, ND-Aug 2006, NE-Jun 1999
, NH-Aug 2006, NJ-Aug 2006, NM-Aug 2006, NV-Aug 2006, NY-Aug 2006
, OH-Aug 2006, OK-Aug 2006, OR-Aug 2006, PA-Aug 2006, PR-Aug 2006
, RI-Aug 2006, SC-Aug 2006, SD-Aug 2006, TN-Aug 2006, TX-Aug 2006
, UT-Aug 2006, VA-Aug 2006, VI-Dec 2018, VT-Aug 2006, WA-Aug 2006
, WI-Aug 2006, WV-Aug 2006, WY-Dec 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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