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ZACKS INVESTMENT MANAGEMENT, INC.
ZACKS INVESTMENT MANAGEMENT, INC. (CRD# 110897) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Jan 1992. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $4.8 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ZACKS INVESTMENT MANAGEMENT, INC. also reported in May 2018
  • 88 employees, with 11 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ZACKS INVESTMENT MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
 

View ZACKS INVESTMENT MANAGEMENT, INC.'s most recent Form ADV filing
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ZACKS INVESTMENT MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: AK-Jun 2006, AL-Jul 2006, AR-Aug 2006, AZ-Sep 2004, CA-Sep 2004 , CO-Sep 2004, CT-May 2001, DC-Jul 2006, DE-Aug 2006, FL-May 2001 , GA-Sep 2004, HI-Jul 2006, IA-Jun 2006, ID-Jul 2006, IL-May 2001 , IN-Sep 2004, KS-Jul 2006, KY-Jul 2006, LA-Jul 2006, MA-Sep 2004 , MD-Sep 2004, ME-Jun 2006, MI-Sep 2004, MN-Sep 2004, MO-Sep 2004 , MS-Jul 2006, MT-Jul 2006, NC-Sep 2004, ND-Jul 2006, NE-Jul 2006 , NH-Sep 2004, NJ-Sep 2004, NM-Jun 2006, NV-Sep 2004, NY-Sep 2004 , OH-Sep 2004, OK-Jul 2006, OR-Sep 2004, PA-Sep 2004, PR-Jul 2006 , RI-Jul 2006, SC-Sep 2004, SD-Aug 2006, TN-Sep 2004, TX-Sep 2004 , UT-Sep 2004, VA-Sep 2004, VT-Sep 2004, WA-Sep 2004, WI-Sep 2004 , WV-Jul 2006, WY-May 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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