ZACKS INVESTMENT MANAGEMENT, INC.
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ZACKS INVESTMENT MANAGEMENT, INC.
(CRD# 110897)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Jan 1992.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ZACKS INVESTMENT MANAGEMENT, INC.
also reported in
May 2018
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88
employees,
with
11
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ZACKS INVESTMENT MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
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ZACKS INVESTMENT MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
AK-Jun 2006, AL-Jul 2006, AR-Aug 2006, AZ-Sep 2004, CA-Sep 2004
, CO-Sep 2004, CT-May 2001, DC-Jul 2006, DE-Aug 2006, FL-May 2001
, GA-Sep 2004, HI-Jul 2006, IA-Jun 2006, ID-Jul 2006, IL-May 2001
, IN-Sep 2004, KS-Jul 2006, KY-Jul 2006, LA-Jul 2006, MA-Sep 2004
, MD-Sep 2004, ME-Jun 2006, MI-Sep 2004, MN-Sep 2004, MO-Sep 2004
, MS-Jul 2006, MT-Jul 2006, NC-Sep 2004, ND-Jul 2006, NE-Jul 2006
, NH-Sep 2004, NJ-Sep 2004, NM-Jun 2006, NV-Sep 2004, NY-Sep 2004
, OH-Sep 2004, OK-Jul 2006, OR-Sep 2004, PA-Sep 2004, PR-Jul 2006
, RI-Jul 2006, SC-Sep 2004, SD-Aug 2006, TN-Sep 2004, TX-Sep 2004
, UT-Sep 2004, VA-Sep 2004, VT-Sep 2004, WA-Sep 2004, WI-Sep 2004
, WV-Jul 2006, WY-May 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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