ZAIS GROUP
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ZAIS GROUP
(CRD# 108371)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Holmdel, NJ.
The SEC approved the firm to operate as an RIA in
Oct 1997.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.0 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
84%
of RAUM.
Non-US investors represent
20%
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ZAIS GROUP
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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53
employees,
with
22
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ZAIS GROUP has no disclosure events reported to the SEC at this time.
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ZAIS GROUP has No Notice Filings with State Securities Authorities.
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