ZIEGLER CAPITAL MANAGEMENT, LLC
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ZIEGLER CAPITAL MANAGEMENT, LLC
(CRD# 135622)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
May 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
2%
.
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ZIEGLER CAPITAL MANAGEMENT, LLC
also reported in
Mar 2019
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81
employees,
with
40
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ZIEGLER CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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ZIEGLER CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AK-Aug 2014, AL-Apr 2013, AR-Aug 2014, AZ-Apr 2014, CA-May 2005
, CO-Apr 2013, CT-Apr 2014, DC-Aug 2014, DE-Aug 2014, FL-May 2005
, GA-Aug 2014, HI-Aug 2014, IA-Aug 2014, ID-Aug 2014, IL-May 2005
, IN-Apr 2014, KS-Aug 2014, KY-Aug 2014, LA-Apr 2014, MA-Aug 2014
, MD-Jan 2012, ME-Aug 2014, MI-Mar 2011, MN-Apr 2013, MO-Aug 2014
, MS-Aug 2014, MT-Aug 2014, NC-Apr 2014, ND-Aug 2014, NE-Aug 2014
, NH-Aug 2014, NJ-Feb 2012, NM-Aug 2014, NV-Apr 2014, NY-May 2005
, OH-Aug 2014, OK-Aug 2014, OR-Apr 2013, PA-Jan 2012, RI-Apr 2014
, SC-Aug 2014, SD-Aug 2014, TN-Apr 2014, TX-Jan 2014, UT-Aug 2014
, VA-Jan 2012, VT-Aug 2014, WA-Aug 2014, WI-May 2005, WV-Aug 2014
, WY-Mar 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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