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ZIEGLER CAPITAL MANAGEMENT, LLC
ZIEGLER CAPITAL MANAGEMENT, LLC (CRD# 135622) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in May 2005. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $10.1 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 2% .  
 
ZIEGLER CAPITAL MANAGEMENT, LLC also reported in Mar 2019
  • 81 employees, with 40 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ZIEGLER CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View ZIEGLER CAPITAL MANAGEMENT, LLC's most recent Form ADV filing
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ZIEGLER CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AK-Aug 2014, AL-Apr 2013, AR-Aug 2014, AZ-Apr 2014, CA-May 2005 , CO-Apr 2013, CT-Apr 2014, DC-Aug 2014, DE-Aug 2014, FL-May 2005 , GA-Aug 2014, HI-Aug 2014, IA-Aug 2014, ID-Aug 2014, IL-May 2005 , IN-Apr 2014, KS-Aug 2014, KY-Aug 2014, LA-Apr 2014, MA-Aug 2014 , MD-Jan 2012, ME-Aug 2014, MI-Mar 2011, MN-Apr 2013, MO-Aug 2014 , MS-Aug 2014, MT-Aug 2014, NC-Apr 2014, ND-Aug 2014, NE-Aug 2014 , NH-Aug 2014, NJ-Feb 2012, NM-Aug 2014, NV-Apr 2014, NY-May 2005 , OH-Aug 2014, OK-Aug 2014, OR-Apr 2013, PA-Jan 2012, RI-Apr 2014 , SC-Aug 2014, SD-Aug 2014, TN-Apr 2014, TX-Jan 2014, UT-Aug 2014 , VA-Jan 2012, VT-Aug 2014, WA-Aug 2014, WI-May 2005, WV-Aug 2014 , WY-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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irban43


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