|
| VANGUARD
GROUP INC (CRD#
105958) |
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC (CRD#
104559) |
| CAPITAL RESEARCH AND MANAGEMENT COMPANY (CRD#
110885) |
| BLACKROCK
FUND ADVISORS (CRD#
105247) |
| J.P. MORGAN ASSET MANAGEMENT (CRD#
107038) |
| PGIM, INC. (CRD#
105676) |
| WELLINGTON MANAGEMENT COMPANY LLP (CRD#
106595) |
| T. ROWE PRICE ASSOCIATES, INC. (CRD#
105496) |
| FMR CO.,
INC. (CRD#
108617) |
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD#
107738) |
| FIDELITY INVESTMENTS MONEY MANAGEMENT,
INC. (CRD#
108252) |
| BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#
107105) |
| NORTHERN TRUST INVESTMENTS, INCORPORATED (CRD#
105780) |
| MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED (CRD#
7691) |
| MORGAN
STANLEY (CRD#
149777) |
| BLACKROCK
ADVISORS, LLC (CRD#
106614) |
| DIMENSIONAL FUND ADVISORS LP (CRD#
106482) |
| ASSET MANAGEMENT ONE CO., LTD. (CRD#
110843) |
| NOMURA ASSET MANAGEMENT CO., LTD. (CRD#
110814) |
| UBS FINANCIAL SERVICES INC. (CRD#
8174) |
| ALLIANCEBERNSTEIN
L.P. (CRD#
108477) |
| SSGA FUNDS MANAGEMENT, INC. (CRD#
111242) |
| METLIFE INVESTMENT ADVISORS, LLC (CRD#
142463) |
| HAMILTON
LANE (CRD#
107876) |
| MELLON (CRD#
105764) |
| MITSUBISHI UFJ TRUST AND BANKING
CORPORATION (CRD#
296868) |
| FRANKLIN
ADVISERS, INC.
(CRD# 104517) |
| WELLS FARGO CLEARING SERVICES, LLC (CRD#
19616) |
| INVESCO
ADVISERS, INC.
(CRD# 105360) |
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC (CRD#
106753) |
| GEODE CAPITAL MANAGEMENT, LLC (CRD#
115504) |
| WELLS CAPITAL MANAGEMENT INC (CRD#
104973) |
| WESTERN ASSET MANAGEMENT COMPANY (CRD#
110441) |
| STRATEGIC
ADVISERS LLC (CRD#
104555) |
| STATE STREET GLOBAL ADVISORS LIMITED (CRD#
112861) |
| MANAGED ACCOUNT ADVISORS LLC (CRD#
142558) |
| FIDELITY MANAGEMENT & RESEARCH COMPANY (CRD#
108281) |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#
288590) |
| MFS INVESTMENT MANAGEMENT (CRD#
110045) |
| EDWARD JONES (CRD# 250) |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS,
LLC (CRD#
108257) |
| AIG ASSET MANAGEMENT (U.S.), LLC (CRD#
150088) |
| EUROPA INVESTMENT BANK INC. (CRD#
159917) |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. (CRD#
110353) |
| PRINCIPAL GLOBAL INVESTORS (CRD#
109002) |
| TEACHERS
ADVISORS, LLC (CRD#
107157) |
| M&G INVESTMENT MANAGEMENT LTD. (CRD#
114527) |
| CAPTRUST (CRD#
175112) |
| DODGE &
COX (CRD#
104596) |
| GOLDMAN SACHS ASSET MANAGEMENT
INTERNATIONAL (CRD#
107715) |
| J.P. MORGAN ASSET MANAGEMENT (CRD#
135960) |
| PGIM
INVESTMENTS LLC
(CRD# 105670) |
| AQR CAPITAL MANAGEMENT, LLC (CRD#
111883) |
| THE
DREYFUS CORPORATION
(CRD# 105642) |
| BLACKROCK INVESTMENT MANAGEMENT, LLC (CRD#
108928) |
| AMERIPRISE FINANCIAL SERVICES, INC. (CRD#
6363) |
| BARINGS LLC (CRD#
106006) |
| NYL
INVESTORS LLC (CRD#
169553) |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC (CRD#
124687) |
| BRIDGEWATER ASSOCIATES, LP (CRD#
105129) |
| LOOMIS, SAYLES & COMPANY, L.P. (CRD#
105377) |
| MILLENNIUM MANAGEMENT LLC (CRD#
158117) |
| PARAMETRIC PORTFOLIO ASSOCIATES (CRD#
114310) |
| VANGUARD GLOBAL ADVISERS, LLC (CRD#
164593) |
| DIMENSIONAL FUND ADVISORS LTD (CRD#
107472) |
| DFA
AUSTRALIA LIMITED
(CRD# 107621) |
| OPPENHEIMERFUNDS
INC (CRD#
104983) |
| FEDERATED INVESTMENT MANAGEMENT COMPANY (CRD#
105138) |
| CAMBRIDGE ASSOCIATES, LLC (CRD#
104942) |
| SAMSUNG ASSET MANAGEMENT COMPANY, LTD. (CRD#
158319) |
| TIAA-CREF INVESTMENT MANAGEMENT LLC (CRD#
107168) |
| OFI GLOBAL ASSET MANAGEMENT, INC. (CRD#
161556) |
| NISA INVESTMENT ADVISORS, LLC (CRD#
107313) |
| WELLS FARGO FUNDS MANAGEMENT, LLC (CRD#
110841) |
| VANGUARD ASSET MANAGEMENT, LIMITED (CRD#
282598) |
| LEGG MASON PARTNERS FUND ADVISOR, LLC (CRD#
140432) |
| GOLDMAN
SACHS & CO. LLC
(CRD# 361) |
| CITADEL
ADVISORS LLC (CRD#
148826) |
| NIKKO ASSET MANAGEMENT CO LTD (CRD#
110997) |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT,
LLC (CRD#
137432) |
| APOLLO CAPITAL MANAGEMENT, L.P. (CRD#
143161) |
| JOHN HANCOCK ADVISERS, LLC (CRD#
105790) |
| LEGAL & GENERAL INVESTMENT MANAGEMENT
AMERICA (CRD#
149156) |
| LORD,
ABBETT & CO. LLC
(CRD# 110391) |
| MANULIFE ASSET MANAGEMENT (US) LLC (CRD#
106435) |
| FINANCIAL ENGINES ADVISORS L.L.C. (CRD#
104510) |
| UBS ASSET MANAGEMENT (AMERICAS) INC. (CRD#
106838) |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. (CRD#
104518) |
| SEI INVESTMENTS MANAGEMENT CORP (CRD#
105146) |
| NUVEEN ASSET MANAGEMENT, LLC (CRD#
155584) |
| RAYMOND JAMES & ASSOCIATES, INC. (CRD# 705) |
| INVESCO CAPITAL MANAGEMENT LLC (CRD#
125601) |
| JANUS CAPITAL MANAGEMENT LLC (CRD#
104652) |
| ABERDEEN ASSET MANAGERS LIMITED (CRD#
162309) |
| BAILLIE GIFFORD OVERSEAS LTD (CRD#
110296) |
| VANGUARD
ADVISERS, INC.
(CRD# 106715) |
| JENNISON
ASSOCIATES (CRD#
107959) |
| AMERICAN CENTURY INVESTMENT MANAGEMENT INC (CRD#
105778) |
| LPL
FINANCIAL LLC (CRD#
6413) |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS
TRUST (CRD#
105390) |
| BRIGHTHOUSE INVESTMENT ADVISERS, LLC (CRD#
107312) |
| BALYASNY ASSET MANAGEMENT L.P. (CRD#
138111) |
| PICTET ASSET MANAGEMENT SA (CRD#
140074) |
| USAA ASSET MANAGEMENT COMPANY (CRD#
159030) |
| AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC (CRD#
156933) |
| ALLIANZ INVESTMENT MANAGEMENT LLC (CRD#
111925) |
| ROBERT W. BAIRD & CO. INCORPORATED (CRD#
8158) |
| LAZARD ASSET MANAGEMENT LLC (CRD#
122836) |
| INVESCO ASSET MANAGEMENT LTD. (CRD#
109985) |
| AST INVESTMENT SERVICES, INC. (CRD#
108897) |
| NORTHERN TRUST GLOBAL INVESTMENTS LTD (CRD#
111900) |
| THE
CARLYLE GROUP (CRD#
111128) |
| NUVEEN FUND ADVISORS, LLC (CRD#
104626) |
| J.P. MORGAN PRIVATE INVESTMENTS INC. (CRD#
110186) |
| APG ASSET MANAGEMENT US, INC (CRD#
160795) |
| RENAISSANCE TECHNOLOGIES LLC (CRD#
106661) |
| CLEARBRIDGE INVESTMENTS, LLC (CRD#
137028) |
| J.P.
MORGAN SECURITIES LLC
(CRD# 79) |
| PRIMECAP
MANAGEMENT CO (CRD#
105516) |
| ENVESTNET
| PMC (CRD#
111694) |
| ALLIANZ GLOBAL INVESTORS U.S. LLC (CRD#
149003) |
| T. ROWE PRICE INTERNATIONAL LTD (CRD#
126032) |
| DOUBLELINE
CAPITAL LP (CRD#
152606) |
| RBC
CAPITAL MARKETS, LLC
(CRD# 31194) |
| MFS INSTITUTIONAL ADVISORS INC. (CRD#
107144) |
| RUSSELL
INVESTMENTS (CRD#
329) |
| FIRST
TRUST ADVISORS LP
(CRD# 107027) |
| AON HEWITT INVESTMENT CONSULTING, INC. (CRD#
105596) |
| KOHLBERG KRAVIS ROBERTS & CO. L.P. (CRD#
144533) |
| CANDRIAM
BELGIUM S.A. (CRD#
173155) |
| METROPOLITAN WEST ASSET MANAGEMENT LLC (CRD#
104571) |
| AGNC
MANAGEMENT, LLC
(CRD# 161600) |
| PAYDEN
& RYGEL (CRD#
107160) |
| QMA (CRD#
129752) |
| MACKAY
SHIELDS LLC (CRD#
107717) |
| PPM
AMERICA INC (CRD#
107269) |
| VOYA INVESTMENT MANAGEMENT CO. LLC (CRD#
106494) |
| HARRIS
ASSOCIATES LP (CRD#
106960) |
| LSV
ASSET MANAGEMENT
(CRD# 109918) |
| ANNALY MANAGEMENT COMPANY (CRD#
168122) |
| DWS
INTERNATIONAL GMBH
(CRD# 105075) |
| VANGUARD INVESTMENTS AUSTRALIA LIMITED (CRD#
282933) |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS,
INC (CRD#
149018) |
| WELLINGTON MANAGEMENT INTERNATIONAL LTD (CRD#
165193) |
| HARTFORD
FUNDS (CRD#
147746) |
| EATON
VANCE MANAGEMENT
(CRD# 104859) |
| SAGEVIEW ADVISORY GROUP, LLC (CRD#
126777) |
| OAKTREE CAPITAL MANAGEMENT, L.P. (CRD#
106793) |
| THRIVENT FINANCIAL FOR LUTHERANS (CRD#
115785) |
| FEDERATED INVESTMENT COUNSELING (CRD#
105325) |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD#
111298) |
| CIBC ASSET MANAGEMENT INC. (CRD#
106508) |
| EASTSPRING INVESTMENTS (SINGAPORE) LIMITED (CRD#
144603) |
| ARTISAN PARTNERS LIMITED PARTNERSHIP (CRD#
150114) |
| SB INVESTMENT ADVISERS (US) INC. (CRD#
286323) |
| AEGON ASSET MANAGEMENT US (CRD#
114537) |
| PFM ASSET MANAGEMENT LLC (CRD#
122141) |
| BOSTON MANAGEMENT AND RESEARCH (CRD#
104853) |
| MERCER INVESTMENTS LLC (CRD#
133449) |
| FISHER
INVESTMENTS (CRD#
107342) |
| HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD#
106699) |
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC (CRD#
108260) |
| INVESTEC ASSET MANAGEMENT LIMITED (CRD#
158310) |
| GALLIARD CAPITAL MANAGEMENT INC (CRD#
106487) |
| SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY,
INC. (CRD#
159035) |
| NUVEEN ALTERNATIVES ADVISORS LLC (CRD#
160255) |
| PUTNAM INVESTMENT MANAGEMENT, LLC (CRD#
106629) |
| BOSTON
PARTNERS (CRD#
124982) |
| FORTRESS INVESTMENT GROUP (CRD#
129612) |
| ALPHADYNE ASSET MANAGEMENT LP (CRD#
154176) |
| ARES
MANAGEMENT LLC
(CRD# 130074) |
| COMMONWEALTH FINANCIAL NETWORK (CRD#
8032) |
| ACADIAN ASSET MANAGEMENT (CRD#
106609) |
| FIAM LLC (CRD#
133196) |
| NEW ENGLAND ASSET MANAGEMENT, INC. (CRD#
105900) |
| EXODUSPOINT CAPITAL MANAGEMENT, LP (CRD#
294156) |
| VOYA
INVESTMENTS, LLC
(CRD# 111091) |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CRD#
109591) |
| U.S. BANCORP ASSET MANAGEMENT, INC. (CRD#
111912) |
| IFM
INVESTORS PTY LTD
(CRD# 162754) |
| BLACKSTONE REAL ESTATE ADVISORS L.P. (CRD#
142979) |
| TWO
SIGMA ADVISERS, LP
(CRD# 152254) |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#
108559) |
| MARINER INVESTMENT GROUP, LLC (CRD#
124744) |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT,
LLC (CRD#
110783) |
| D. E.
SHAW & CO., L.P.
(CRD# 108679) |
| IRISH LIFE INVESTMENT MANAGERS LIMITED (CRD#
175204) |
| TPG
GLOBAL ADVISORS, LLC
(CRD# 159732) |
| LEGG MASON PRIVATE PORTFOLIO GROUP, LLC (CRD#
142219) |
| BROOKFIELD ASSET MANAGEMENT PIC US, LLC (CRD#
151599) |
| SANTANDER ASSET MANAGEMENT SA SGIIC (CRD#
143883) |
| HSBC GLOBAL ASSET MANAGEMENT (USA) INC. (CRD#
105686) |
| POINT72 ASSET MANAGEMENT, L.P. (CRD#
283077) |
| HSBC GLOBAL ASSET MANAGEMENT (HONG KONG)
LIMITED (CRD#
105193) |
| STIFEL, NICOLAUS & COMPANY,
INCORPORATED (CRD#
793) |
| CAPULA
INVESTMENT US LP
(CRD# 157589) |
| CONNING,
INC. (CRD#
107423) |
| TRANSAMERICA ASSET MANAGEMENT, INC. (CRD#
107376) |
| FIELD STREET CAPITAL MANAGEMENT, LLC (CRD#
155587) |
| JOHN HANCOCK INVESTMENT MANAGEMENT
SERVICES, LLC (CRD#
16009) |
| HSBC GLOBAL ASSET MANAGEMENT (FRANCE) (CRD#
158519) |
| TENARON CAPITAL MANAGEMENT LP (CRD#
283249) |
| BARROW, HANLEY, MEWHINNEY & STRAUSS,
LLC (CRD#
105519) |
| INCOME RESEARCH + MANAGEMENT (CRD#
104863) |
| CREDIT SUISSE ASSET MANAGEMENT, LLC (CRD#
106012) |
| LINCOLN INVESTMENT ADVISORS CORPORATION (CRD#
108881) |
| NATIONWIDE FUND ADVISORS (CRD#
109391) |
| COLONIAL FIRST STATE GLOBAL ASSET
MANAGEMENT (CRD#
160034) |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC (CRD#
151739) |
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED (CRD#
154700) |
| ASCENSUS INVESTMENT ADVISORS, LLC (CRD#
120632) |
| SUNAMERICA ASSET MANAGEMENT, LLC (CRD#
107338) |
| NB ALTERNATIVES ADVISERS LLC (CRD#
149822) |
| ELLIOTT MANAGEMENT CORPORATION (CRD#
156601) |
| IVY
INVESTMENTS (CRD#
123381) |
| BLACKSTONE ALTERNATIVE ASSET MANAGEMENT LP (CRD#
107580) |
| AXA INVESTMENT MANAGERS INC (CRD#
113608) |
| AMUNDI PIONEER ASSET MANAGEMENT, INC. (CRD#
107719) |
| APOLLO
MANAGEMENT, L.P.
(CRD# 143158) |
| FRANKLIN MUTUAL ADVISERS, LLC (CRD#
111376) |
| BLACKSTONE MANAGEMENT PARTNERS L.L.C. (CRD#
136979) |
| MORGAN STANLEY INVESTMENT MANAGEMENT
LIMITED (CRD#
105922) |
| CAPSTONE INVESTMENT ADVISORS, LLC (CRD#
155563) |
| OLIVE STREET INVESTMENT ADVISERS, LLC (CRD#
166710) |
| TPG CAPITAL ADVISORS, LLC (CRD#
159738) |
| BLACKROCK CAPITAL MANAGEMENT, INC. (CRD#
108069) |
| ASHMORE INVESTMENT MANAGEMENT LTD (CRD#
112551) |
| MARATHON-LONDON (CRD#
132391) |
| RECORD CURRENCY MANAGEMENT LIMITED (CRD#
110893) |
| GSA CAPITAL PARTNERS LLP (CRD#
138805) |
| WARBURG
PINCUS LLC (CRD#
156945) |
| TWO SIGMA INVESTMENTS, LP (CRD#
137137) |
| WILSHIRE ASSOCIATES INCORPORATED (CRD#
6210) |
| GRANTHAM MAYO VAN OTTERLOO & CO LLC (CRD#
106220) |
| WALTER SCOTT & PARTNERS LIMITED (CRD#
112161) |
| CANDRIAM
LUXEMBOURG S.C.A.
(CRD# 173355) |
| VOYA INVESTMENT MANAGEMENT LLC (CRD#
108934) |
| BLUEBAY ASSET MANAGEMENT LLP (CRD#
122793) |
| HARBOURVEST PARTNERS, LLC (CRD#
109846) |
| KKR CREDIT ADVISORS (US) LLC (CRD#
146629) |
| GARDA
CAPITAL PARTNERS
(CRD# 282439) |
| STERLING CAPITAL MANAGEMENT LLC (CRD#
135405) |
| MACQUARIE INVESTMENT MANAGEMENT GLOBAL
LIMITED (CRD#
277065) |
| DAIWA SB INVESTMENTS LTD (CRD#
110077) |
| NFP
RETIREMENT INC.
(CRD# 121254) |
| VISTA EQUITY PARTNERS MANAGEMENT, LLC (CRD#
156973) |
| GLOBAL INFRASTRUCTURE MANAGEMENT, LLC (CRD#
157434) |
| CERBERUS CAPITAL MANAGEMENT, L.P. (CRD#
152175) |
| PATHWAY CAPITAL MANAGEMENT, LP (CRD#
108016) |
| ELEMENT CAPITAL MANAGEMENT LLC (CRD#
160309) |
| MFG
ASSET MANAGEMENT
(CRD# 159256) |
| MML INVESTMENT ADVISERS, LLC (CRD#
169568) |
| COHEN & STEERS CAPITAL MANAGEMENT INC. (CRD#
106266) |
| PNC CAPITAL ADVISORS LLC (CRD#
151829) |
| GSAM
STABLE VALUE,
LLC (CRD#
105997) |
| SCHRODER INVESTMENT MANAGEMENT NORTH
AMERICA INC (CRD#
105820) |
| GSO
CAPITAL PARTNERS LP
(CRD# 137519) |
| AMERICAN MONEY MANAGEMENT CORPORATION
("AMMC") (CRD#
161853) |
| VICTORY CAPITAL MANAGEMENT INC. (CRD#
106189) |
| BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP (CRD#
151605) |
| FORT WASHINGTON INVESTMENT ADVISORS INC (CRD#
107126) |
| AMERICAN BEACON ADVISORS, INC. (CRD#
105552) |
| VERIZON INVESTMENT MANAGEMENT CORP. (CRD#
105804) |
| HARDING
LOEVNER LP (CRD#
104543) |
| RHUMBLINE
ADVISERS (CRD#
107151) |
| GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. (CRD#
283221) |
| NEUBERGER BERMAN EUROPE LIMITED (CRD#
162267) |
| THE PUTNAM ADVISORY COMPANY, LLC (CRD#
106631) |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC (CRD#
173961) |
| MACKENZIE
INVESTMENTS (CRD#
110338) |
| CAUSEWAY CAPITAL MANAGEMENT LLC (CRD#
113308) |
| PACIFIC LIFE FUND ADVISORS LLC (CRD#
105169) |
| BLACKROCK ASSET MANAGEMENT NORTH ASIA
LIMITED (CRD#
165482) |
| HIGHTOWER
ADVISORS, LLC (CRD#
145323) |
| HPS INVESTMENT PARTNERS, LLC (CRD#
282125) |
| PGIM
LIMITED (CRD#
160005) |
| MONDRIAN INVESTMENT PARTNERS LIMITED (CRD#
107432) |
| HARBOR CAPITAL ADVISORS, INC. (CRD#
113042) |
| BROWN
ADVISORY (CRD#
110181) |
| STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C. (CRD#
110148) |
| WELLS FARGO ADVISORS FINANCIAL NETWORK,
LLC (CRD#
11025) |
| BNP PARIBAS ASSET MANAGEMENT USA, INC. (CRD#
105455) |
| SCHRODER INVESTMENT MANAGEMENT NORTH
AMERICA LTD (CRD#
106585) |
| CLARION
PARTNERS (CRD#
108803) |
| TEMPLETON GLOBAL ADVISORS LIMITED (CRD#
111383) |
| GC
ADVISORS LLC (CRD#
148687) |
| LIGHTHOUSE INVESTMENT PARTNERS, LLC (CRD#
136591) |
| CAPITAL GUARDIAN TRUST COMPANY (CRD#
108236) |
| ANGELO,
GORDON & CO., L.P.
(CRD# 131940) |
| BAIN CAPITAL PRIVATE EQUITY, LP (CRD#
145653) |
| HELLMAN
& FRIEDMAN LLC
(CRD# 158614) |
| BNP PARIBAS ASSET MANAGEMENT UK LIMITED (CRD#
160817) |
| INTECH (CRD#
119232) |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS,
INC. (CRD#
134139) |
| PANAGORA ASSET MANAGEMENT INC (CRD#
105201) |
| ALPINVEST
PARTNERS B.V. (CRD#
159215) |
| RUSSELL
INVESTMENTS (CRD#
105734) |
| SILVER LAKE TECHNOLOGY MANAGEMENT, LLC (CRD#
161206) |
| OZ
MANAGEMENT LP (CRD#
107913) |
| TCW ASSET MANAGEMENT COMPANY LLC (CRD#
105742) |
| ALAN BILLER AND ASSOCIATES (CRD#
105283) |
| NUMERIC
INVESTORS LLC (CRD#
131684) |
| ADAGE CAPITAL MANAGEMENT, L.P. (CRD#
160679) |
| PINEBRIDGE INVESTMENTS LLC (CRD#
105926) |
| III
CAPITAL MANAGEMENT
(CRD# 113539) |
| MILLIMAN FINANCIAL RISK MANAGEMENT LLC (CRD#
159377) |
| NISSAY ASSET MANAGEMENT CORPORATION (CRD#
113623) |
| LYXOR ASSET MANAGEMENT INC. (CRD#
121552) |
| SILCHESTER INTERNATIONAL INVESTORS (CRD#
110987) |
| MILLIMAN
ADVISORS, LLC (CRD#
112245) |
| CATALYST STRATEGIC SOLUTIONS (CRD#
44970) |
| VAN
ECK ASSOCIATES CORP.
(CRD# 105080) |
| KOREA INVESTMENT MANAGEMENT CO., LTD. (CRD#
173361) |
| THORNBURG INVESTMENT MANAGEMENT INC (CRD#
106357) |
| J O HAMBRO CAPITAL MANAGEMENT LIMITED (CRD#
138653) |
| COLCHESTER GLOBAL INVESTORS (CRD#
110985) |
| GLOBAL RETIREMENT PARTNERS LLC (CRD#
172011) |
| BLACKROCK INTERNATIONAL LIMITED (CRD#
106843) |
| RATHBONES (CRD#
124925) |
| HUDSON
AMERICAS L.P. (CRD#
156078) |
| GREAT-WEST CAPITAL MANAGEMENT, LLC (CRD#
107272) |
| ASCENSION INVESTMENT MANAGEMENT (CRD#
159767) |
| ABERDEEN STANDARD INVESTMENTS INC. (CRD#
111069) |
| AEW CAPITAL MANAGEMENT LP (CRD#
108633) |
| CIGNA
INVESTMENTS, INC.
(CRD# 105811) |
| ABERDEEN STANDARD INVESTMENTS (ASIA)
LIMITED (CRD#
124509) |
| CITY
NATIONAL ROCHDALE
(CRD# 117198) |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED (CRD#
172364) |
| LOGAN CIRCLE PARTNERS, L.P. (CRD#
143633) |
| LONE STAR NORTH AMERICA ACQUISITIONS, L.P. (CRD#
160000) |
| SVB
ASSET MANAGEMENT
(CRD# 124567) |
| STRATEGIC INVESTMENT MANAGEMENT, LLC (CRD#
104862) |
| TUDOR INVESTMENT CORPORATION (CRD#
159792) |
| UBS HEDGE FUND SOLUTIONS (CRD#
131034) |
| VANTAGEPOINT INVESTMENT ADVISERS, LLC (CRD#
109138) |
| SECURIAN ASSET MANAGEMENT, INC. (CRD#
109905) |
| MORNINGSTAR INVESTMENT MANAGEMENT LLC (CRD#
108031) |
| LEXINGTON
PARTNERS L.P. (CRD#
147281) |
| RESEARCH
AFFILIATES (CRD#
120440) |
| OAK
HILL ADVISORS, L.P.
(CRD# 125352) |
| GW&K INVESTMENT MANAGEMENT, LLC (CRD#
121942) |
| BMO ASSET MANAGEMENT CORP. (CRD#
106466) |
| JANNEY MONTGOMERY SCOTT LLC (CRD# 463) |
| BRECKINRIDGE CAPITAL ADVISORS INC (CRD#
107143) |
| CREATIVE
PLANNING (CRD#
105348) |
| TIGER GLOBAL MANAGEMENT, LLC (CRD#
160318) |
| HALL CAPITAL PARTNERS LLC (CRD#
106759) |
| GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC (CRD#
144537) |
| THOMA BRAVO (CRD#
157041) |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED (CRD#
110427) |
| ADVENT INTERNATIONAL CORPORATION (CRD#
105673) |
| INSIGHT
INVESTMENT (CRD#
145995) |
| PICTET ASSET MANAGEMENT LIMITED (CRD#
105205) |
| EPOCH INVESTMENT PARTNERS, INC. (CRD#
131556) |
| SUN LIFE INSTITUTIONAL INVESTMENTS (U.S.)
LLC (CRD#
109684) |
| WISDOMTREE ASSET MANAGEMENT, INC. (CRD#
139684) |
| SANDS CAPITAL MANAGEMENT, LLC (CRD#
137610) |
| TOWERS WATSON INVESTMENT SERVICES, INC. (CRD#
110473) |
| GAM INTERNATIONAL MANAGEMENT LIMITED (CRD#
110670) |
| THE
AYCO COMPANY,L.P.
(CRD# 106693) |
| SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT
CO., LTD. (CRD#
286479) |
| VIKING GLOBAL INVESTORS LP (CRD#
132272) |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (CRD#
155680) |
| MOORE CAPITAL MANAGEMENT, LP (CRD#
160188) |
| PINE RIVER CAPITAL MANAGEMENT L.P. (CRD#
133720) |
| BAIN
CAPITAL CREDIT, LP
(CRD# 134852) |
| TCW INVESTMENT MANAGEMENT COMPANY LLC (CRD#
106546) |
| INVESCO SENIOR SECURED MANAGEMENT, INC. (CRD#
107590) |
| CAPITAL BANK AND TRUST COMPANY (CRD#
170017) |
| FARALLON CAPITAL MANAGEMENT, L.L.C. (CRD#
107322) |
| LANSDOWNE PARTNERS (UK) LLP (CRD#
172244) |
| STANDARD & POORS INVESTMENT ADVISORY
SERVICES LLC (CRD#
109683) |
| BMO GLOBAL ASSET MANAGEMENT (CRD#
111598) |
| BAYVIEW ASSET MANAGEMENT, LLC (CRD#
157053) |
| NOMURA ASSET MANAGEMENT U.K. LIMITED (CRD#
110815) |
| PUBLIC TRUST ADVISORS, LLC (CRD#
159189) |
| ICONIQ
CAPITAL, LLC (CRD#
159198) |
| TORREYCOVE CAPITAL PARTNERS LLC (CRD#
159043) |
| MAWER INVESTMENT MANAGEMENT LTD. (CRD#
159100) |
| RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. (CRD#
107173) |
| ARES CAPITAL MANAGEMENT LLC (CRD#
131619) |
| PZENA INVESTMENT MANAGEMENT LLC (CRD#
106847) |
| BESSEMER INVESTMENT MANAGEMENT LLC (CRD#
112215) |
| ADVISED ASSETS GROUP, LLC (CRD#
112058) |
| JACKSON NATIONAL ASSET MANAGEMENT, LLC (CRD#
111079) |
| TEMPLETON INVESTMENT COUNSEL, LLC (CRD#
111370) |
| 3G
CAPITAL PARTNERS LP
(CRD# 156934) |
| BUCK (CRD#
108695) |
| CONNOR CLARK & LUNN INVESTMENT
MANAGEMENT LTD
(CRD# 107557) |
| BNY MELLON ASSET MANAGEMENT JAPAN LIMITED (CRD#
169829) |
| VONTOBEL ASSET MANAGEMENT, INC. (CRD#
105007) |
| THE
BAUPOST GROUP, L.L.C.
(CRD# 109530) |
| GENERAL ATLANTIC SERVICE COMPANY, L.P. (CRD#
133536) |
| CORONATION ASSET MANAGEMENT PROPRIETARY
LTD (CRD#
110907) |
| HILLHOUSE CAPITAL MANAGEMENT, LTD (CRD#
160896) |
| BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC (CRD#
128132) |
| J.P. MORGAN ASSET MANAGEMENT (CRD#
172045) |
| TEMPLETON ASSET MANAGEMENT LTD. (CRD#
111382) |
| MML INVESTORS SERVICES, LLC (CRD#
10409) |
| ANCHORAGE CAPITAL GROUP, L.L.C. (CRD#
135657) |
| EAGLE ASSET MANAGEMENT INC (CRD#
110653) |
| HBK
CAPITAL MANAGEMENT
(CRD# 115079) |
| BLACKSTONE PROPERTY ADVISORS L.P. (CRD#
226598) |
| THE VARIABLE ANNUITY LIFE INSURANCE
COMPANY (CRD#
104561) |
| NOKIA INVESTMENT MANAGEMENT CORPORATION (CRD#
112801) |
| ASSETMARK,
INC. (CRD#
109018) |
| CONCORD ADVISORY GROUP LTD (CRD#
107291) |
| PROSHARE
ADVISORS LLC (CRD#
134155) |
| PASSPORT
RESEARCH, LTD.
(CRD# 105139) |
| FRANKLIN TEMPLETON INVESTMENTS CORP. (CRD#
111364) |
| GROSVENOR CAPITAL MANAGEMENT, L.P. (CRD#
108654) |
| CBRE GLOBAL INVESTMENT PARTNERS LIMITED (CRD#
163590) |
| HILLHOUSE CAPITAL ADVISORS, LTD. (CRD#
166112) |
| STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS
L.P. (CRD#
134009) |
| AMG FUNDS
LLC (CRD#
153456) |
| TPG OPPORTUNITIES ADVISERS, LLC (CRD#
159014) |
| NEW
HOLLAND CAPITAL, LLC
(CRD# 160211) |
| SANDERS
CAPITAL, LLC (CRD#
151480) |
| HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC (CRD#
114649) |
| BEUTEL, GOODMAN & COMPANY LTD. (CRD#
135829) |
| TACTICAL GLOBAL MANAGEMENT LIMITED (CRD#
112061) |
| CHEVY CHASE TRUST COMPANY (CRD#
110742) |
| MASON STREET ADVISORS, LLC (CRD#
114085) |
| BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS
L.L.C. (CRD#
160157) |
| STEPSTONE
GROUP LP (CRD#
143635) |
| MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT,
LLC (CRD#
106054) |
| JARISLOWSKY
FRASER LTD (CRD#
107390) |
| SHENKMAN CAPITAL MANAGEMENT, INC. (CRD#
112192) |
| RREEF
AMERICA L.L.C.
(CRD# 109596) |
| FIRST PACIFIC ADVISORS, LP (CRD#
141823) |
| BTG PACTUAL ASSET MANAGEMENT US , LLC (CRD#
152538) |
| MUZINICH
& CO., INC.
(CRD# 22998) |
| AON HEWITT FINANCIAL ADVISORS, LLC (CRD#
158744) |
| FEDERATED EQUITY MANAGEMENT COMPANY OF
PENNSYLVANIA (CRD#
128610) |
| VIRTUS INVESTMENT ADVISERS, INC. (CRD#
106982) |
| GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (CRD#
169155) |
| PANTHEON (CRD#
153425) |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT
LIMITED (CRD#
111360) |
| GOLDENTREE ASSET MANAGEMENT LP (CRD#
112753) |
| STATE STREET GLOBAL ADVISORS IRELAND
LIMITED (CRD#
172361) |
| BRACEBRIDGE
CAPITAL, LLC (CRD#
158343) |
| GRAHAM CAPITAL MANAGEMENT, L.P. (CRD#
160925) |
| WCM INVESTMENT MANAGEMENT (CRD#
104702) |
| STONE HARBOR INVESTMENT PARTNERS LP (CRD#
138960) |
| ADAMS STREET PARTNERS, LLC (CRD#
109358) |
| FIRST STATE INVESTMENT MANAGEMENT (UK)
LIMITED (CRD#
281323) |
| DUPONT CAPITAL MANAGEMENT (CRD#
107145) |
| MIO
PARTNERS, INC.
(CRD# 108637) |
| NEWPORT GROUP SECURITIES, INC. (CRD#
29722) |
| LEONARD GREEN & PARTNERS, L.P. (CRD#
158164) |
| LONE
PINE CAPITAL LLC
(CRD# 156602) |
| FIRST
STATE INVESTMENTS
(CRD# 281553) |
| H.I.G.
CAPITAL, LLC (CRD#
160711) |
| KING STREET CAPITAL MANAGEMENT, L.P. (CRD#
156785) |
| BURGUNDY ASSET MANAGEMENT LTD. (CRD#
114317) |
| GC
OPAL ADVISORS LLC
(CRD# 289425) |
| LOS ANGELES CAPITAL MANAGEMENT AND EQUITY
RESEARCH, INC.
(CRD# 119033) |
| TD GREYSTONE ASSET MANAGEMENT (CRD#
283093) |
| HIGHLAND
ASSOCIATES INC
(CRD# 104948) |
| RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED (CRD#
168551) |
| SCOUT
INVESTMENTS, INC.
(CRD# 111787) |
| SENTINEL ASSET MANAGEMENT, INC. (CRD#
109396) |
| BAMCO, INC. (CRD#
110789) |
| D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. (CRD#
135284) |
| INVESCO HONG KONG LIMITED (CRD#
109923) |
| EAGLE CAPITAL MANAGEMENT LLC (CRD#
106422) |
| BAY MUTUAL FINANCIAL LLC (CRD#
130535) |
| INSIGHT VENTURE PARTNERS (CRD#
142994) |
| CITIGROUP GLOBAL MARKETS INC. (CRD#
7059) |
| ASB CAPITAL MANAGEMENT LLC (CRD#
110995) |
| CHEYNE CAPITAL MANAGEMENT (UK) LLP (CRD#
158991) |
| NOMURA CORPORATE RESEARCH AND ASSET
MANAGEMENT INC
(CRD# 110411) |
| ADVICE AND PLANNING SERVICES (CRD#
20472) |
| WILLIAM BLAIR & COMPANY L.L.C. (CRD#
1252) |
| KAYNE ANDERSON CAPITAL ADVISORS LP (CRD#
104536) |
| EDGEWOOD
MANAGEMENT LLC
(CRD# 106647) |
| TIAA-CREF TUITION FINANCING, INC. (CRD#
108580) |
| RESOURCES INVESTMENT ADVISORS (CRD#
106766) |
| PENN MUTUAL ASSET MANAGEMENT, LLC (CRD#
107518) |
| WELLINGTON MANAGEMENT JAPAN PTE LTD (CRD#
165192) |
| APERIO
GROUP, LLC (CRD#
111616) |
| AAM (CRD#
109875) |
| CRESCENT CAPITAL GROUP LP (CRD#
153966) |
| BMO PRIVATE INVESTMENT COUNSEL INC. (CRD#
160344) |
| INVESTURE,
LLC (CRD#
130099) |
| LONGVIEW
PARTNERS LLP (CRD#
139390) |
| LONGVIEW PARTNERS (GUERNSEY) LIMITED (CRD#
143875) |
| MESIROW FINANCIAL INVESTMENT MANAGEMENT,
INC. (CRD#
111135) |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH (CRD#
143238) |
| BARINGS GLOBAL ADVISERS LIMITED (CRD#
158278) |
| BLACKSTONE ISG-I ADVISORS L.L.C. (CRD#
289202) |
| KNIGHTS OF COLUMBUS ASSET ADVISORS LLC (CRD#
174129) |
| HERMES INVESTMENT MANAGEMENT LIMITED (CRD#
153104) |
| MAGNETAR
FINANCIAL LLC (CRD#
136045) |
| GLG
PARTNERS LP (CRD#
163016) |
| PARNASSUS
INVESTMENTS (CRD#
149193) |
| 40/86
ADVISORS, INC.
(CRD# 107740) |
| SPECTRUM ASSET MANAGEMENT, INC. (CRD#
18217) |
| BLACKSTONE INFRASTRUCTURE ADVISORS L.L.C. (CRD#
289751) |
| PORTFOLIO
ADVISORS LLC (CRD#
105981) |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED (CRD#
107155) |
| RIVERSTONE INVESTMENT GROUP LLC (CRD#
130849) |
| SELECT
EQUITY GROUP, L.P.
(CRD# 168496) |
| USAA INVESTMENT MANAGEMENT COMPANY (CRD#
5475) |
| DAVIS SELECTED ADVISERS LP (CRD#
108674) |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC (CRD#
117384) |
| BENEFIT STREET PARTNERS L.L.C. (CRD#
158672) |
| INVESCO (CRD#
126572) |
| LETKO, BROSSEAU & ASSOCIATES INC. (CRD#
133221) |
| CANDRIAM
FRANCE S.A.S. (CRD#
173357) |
| KAYNE ANDERSON RUDNICK INVESTMENT
MANAGEMENT, LLC
(CRD# 104599) |
| ADVANCED
CAPITAL GROUP (CRD#
109673) |
| PRINCIPAL REAL ESTATE INVESTORS LLC (CRD#
109008) |
| LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#
3978) |
| OCTAGON CREDIT INVESTORS, LLC (CRD#
155336) |
| TOWERS WATSON INVESTMENT MANAGEMENT (CRD#
168493) |
| ONEAMERICA ASSET MANAGEMENT, LLC (CRD#
165929) |
| VERITAS ASSET MANAGEMENT LLP (CRD#
174314) |
| BRANDES INVESTMENT PARTNERS, LP (CRD#
105404) |
| BRIGADE CAPITAL MANAGEMENT, LP (CRD#
144078) |
| UNITED CAPITAL FINANCIAL ADVISERS (CRD#
134600) |
| MARINER
WEALTH ADVISORS
(CRD# 140195) |
| GABELLI
FUNDS, LLC (CRD#
104949) |
| CENTERBRIDGE PARTNERS, L.P. (CRD#
157359) |
| SAROFIM
FAYEZ & CO
(CRD# 106584) |
| SECURITIES AMERICA ADVISORS, INC. (CRD#
110518) |
| SEGAL
MARCO ADVISORS
(CRD# 114687) |
| FRED ALGER MANAGEMENT, INC (CRD#
106750) |
| KESTRA ADVISORY SERVICES, LLC (CRD#
283330) |
| EARNEST
PARTNERS, LLC (CRD#
107926) |
| NIKKO ASSET MANAGEMENT EUROPE LTD (CRD#
111038) |
| CANYON CAPITAL ADVISORS LLC (CRD#
107922) |
| NATIXIS
ADVISORS, L.P.
(CRD# 106800) |
| I SQUARED CAPITAL ADVISORS (US) LLC (CRD#
168339) |
| WADDELL
& REED (CRD#
866) |
| EGERTON
CAPITAL (UK) LLP
(CRD# 156384) |
| ADDENDA
CAPITAL (CRD#
137034) |
| SCS CAPITAL MANAGEMENT LLC (CRD#
122258) |
| CLAYTON, DUBILIER & RICE, LLC (CRD#
160492) |
| COATUE
MANAGEMENT, L.L.C.
(CRD# 157910) |
| STANCORP INVESTMENT ADVISERS, INC. (CRD#
110228) |
| GLOBAL BETA ADVISORS LLC (CRD#
298176) |
| EIG MANAGEMENT COMPANY, LLC (CRD#
154302) |
| BRINKER
CAPITAL INC (CRD#
111743) |
| CALAMOS
ADVISORS LLC (CRD#
105758) |
| CIFC ASSET MANAGEMENT LLC (CRD#
159172) |
| FIDUCIARY MANAGEMENT, INC. (CRD#
109149) |
| GUIDESTONE CAPITAL MANAGEMENT, LLC (CRD#
112319) |
| YORK
CAPITAL MANAGEMENT
(CRD# 140336) |
| AJO (CRD#
105545) |
| SUNTRUST ADVISORY SERVICES, INC. (CRD#
283390) |
| SEIX INVESTMENT ADVISORS LLC (CRD#
146029) |
| FIRST
MANHATTAN CO (CRD#
1845) |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED (CRD#
108273) |
| MORGAN STANLEY AIP GP LP (CRD#
117050) |
| MONETA GROUP INVESTMENT ADVISORS, LLC (CRD#
104727) |
| BB&T
SECURITIES, LLC
(CRD# 142785) |
| QS
INVESTORS, LLC
(CRD# 152688) |
| AHL
PARTNERS LLP (CRD#
167882) |
| FUNDSMITH,
LLP (CRD#
160365) |
| LASALLE INVESTMENT MANAGEMENT (CRD#
109307) |
| FIRST
QUADRANT (CRD#
106698) |
| JASPER RIDGE PARTNERS, L.P. (CRD#
144401) |
| CALLAN (CRD#
107687) |
| WILMINGTON TRUST INVESTMENT ADVISORS, INC. (CRD#
106909) |
| MANNING & NAPIER ADVISORS, LLC (CRD#
105992) |
| THOMPSON SIEGEL & WALMSLEY LLC (CRD#
105726) |
| GQG
PARTNERS (CRD#
283720) |
| HIRTLE, CALLAGHAN & CO., LLC (CRD#
105403) |
| MARSHALL WACE NORTH AMERICA L.P. (CRD#
135902) |
| BLACKROCK (SINGAPORE) LIMITED (CRD#
164594) |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#
111514) |
| BROOKFIELD ASSET MANAGEMENT PIC ADVISER
(PRIVATE EQUITY), L.P.
(CRD# 171207) |
| CERITY
PARTNERS LLC (CRD#
151559) |
| ARROWMARK COLORADO HOLDINGS, LLC (CRD#
149120) |
| MEMBERS CAPITAL ADVISORS, INC. (CRD#
105960) |
| PROVIDENCE EQUITY PARTNERS L.L.C. (CRD#
155678) |
| FIERA
CAPITAL INC. (CRD#
113638) |
| MAKENA CAPITAL MANAGEMENT, LLC (CRD#
156855) |
| THIRD
POINT LLC (CRD#
137927) |
| AXA ROSENBERG INVESTMENT MANAGEMENT LLC (CRD#
109077) |
| HEXAVEST
INC. (CRD#
131799) |
| ATLANTA
CAPITAL (CRD#
116719) |
| MARATHON ASSET MANAGEMENT, L.P. (CRD#
124613) |
| DIAMOND HILL CAPITAL MANAGEMENT INC (CRD#
110638) |
| COMGEST ASSET MANAGEMENT INTERNATIONAL
LIMITED (CRD#
161061) |
| SILVERCREST ASSET MANAGEMENT GROUP LLC (CRD#
118333) |
| NEPC, LLC (CRD#
110562) |
| VARDE
MANAGEMENT, L.P.
(CRD# 148949) |
| PLATINUM ASSET MANAGEMENT (CRD#
159573) |
| AMP CAPITAL INVESTORS (US) LIMITED (CRD#
155605) |
| BAM ADVISOR SERVICES, LLC (CRD#
143319) |
| SYMPHONY ASSET MANAGEMENT LLC (CRD#
110687) |
| ALM FIRST FINANCIAL ADVISORS LLC (CRD#
108561) |
| LINDSELL
TRAIN LIMITED (CRD#
158323) |
| TILDEN PARK CAPITAL MANAGEMENT LP (CRD#
161836) |
| WINTON CAPITAL MANAGEMENT LTD. (CRD#
130566) |
| WELLINGTON MANAGEMENT SINGAPORE PTE LTD (CRD#
172387) |
| HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC (CRD#
145508) |
| SPECTRUM ASSET MANAGEMENT, INC. (CRD#
300463) |
| SOUND POINT CAPITAL MANAGEMENT, LP (CRD#
157479) |
| PENSIONMARK FINANCIAL GROUP, LLC (CRD#
208512) |
| C WORLDWIDE ASSET MANAGEMENT
FONDSMAEGLERSELSKAB A/S
(CRD# 173234) |
| GENESIS INVESTMENT MANAGEMENT, LLP (CRD#
130949) |
| EGERTON
CAPITAL (US), LP
(CRD# 297738) |
| GENESIS ASSET MANAGERS, LLP (CRD#
131106) |
| AMERITAS INVESTMENT PARTNERS, INC. (CRD#
109381) |
| SEGALL
BRYANT & HAMILL
(CRD# 106505) |
| CETERA ADVISOR NETWORKS LLC (CRD#
13572) |
| GLACIER PEAK CAPITAL MANAGEMENT, LLC (CRD#
164409) |
| CIBC PRIVATE WEALTH ADVISORS, INC. (CRD#
109644) |
| ONEX PARTNERS MANAGER LP (CRD#
160923) |
| STONE
POINT CAPITAL LLC
(CRD# 156521) |
| DAVIS SELECTED ADVISERS - NY, INC. (CRD#
106659) |
| DWS ALTERNATIVES GLOBAL LIMITED (CRD#
139526) |
| CBIZ RETIREMENT PLAN ADVISORY SERVICES (CRD#
16678) |
| CAXTON
ASSOCIATES LP (CRD#
132823) |
| PRIME
ADVISORS, INC.
(CRD# 107680) |
| USI
ADVISORS (CRD#
108113) |
| VALIC FINANCIAL ADVISORS, INC. (CRD#
42803) |
| THRIVENT ASSET MANAGEMENT, LLC (CRD#
137751) |
| CARILLON TOWER ADVISERS, INC. (CRD#
174904) |
| AMUNDI PIONEER INSTITUTIONAL ASSET
MANAGEMENT, INC.
(CRD# 138756) |
| KLS DIVERSIFIED ASSET MANAGEMENT LP (CRD#
155837) |
| ENVESTNET PORTFOLIO SOLUTIONS, INC. (CRD#
109662) |
| PRUDENTIAL PRIVATE PLACEMENT INVESTORS,
L.P. (CRD#
106442) |
| BAKER BROTHERS INVESTMENTS (CRD#
158149) |
| FIDUCIARY COUNSELORS INC. (CRD#
111827) |
| RUANE, CUNNIFF & GOLDFARB L.P. (CRD#
285971) |
| D.A.
DAVIDSON & CO.
(CRD# 199) |
| BERNARD L. MADOFF INVESTMENT SECURITIES
LLC (CRD#
2625) |
| POLAR
CAPITAL (CRD#
136133) |
| RUSSELL
INVESTMENTS (CRD#
37550) |
| ROYCE
& ASSOCIATES, LP
(CRD# 107689) |
| GENSTAR
CAPITAL (CRD#
156932) |
| JACKSON SQUARE PARTNERS, LLC (CRD#
170064) |
| POLEN CAPITAL MANAGEMENT, LLC (CRD#
106093) |
| BRIGADE
CAPITAL UK LLP
(CRD# 173947) |
| FS/KKR
ADVISOR, LLC (CRD#
292803) |
| CARVAL
INVESTORS, LLC
(CRD# 141819) |
| MKP CAPITAL MANAGEMENT, L.L.C. (CRD#
113851) |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC (CRD#
106523) |
| CHANDLER ASSET MANAGEMENT INC (CRD#
107287) |
| ALPS
ADVISORS, INC.
(CRD# 134340) |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC (CRD#
107235) |
| PRIVATE ADVISOR GROUP, LLC (CRD#
155216) |
| RP
MANAGEMENT, LLC
(CRD# 161569) |
| ALCENTRA
LIMITED (CRD#
160617) |
| BETTERMENT (CRD#
149117) |
| TOWNSEND
HOLDINGS LLC (CRD#
160006) |
| NEUBERGER BERMAN SINGAPORE PTE. LIMITED (CRD#
167947) |
| NOMURA ASSET MANAGEMENT SINGAPORE LIMITED (CRD#
110813) |
| LUTHER KING CAPITAL MANAGEMENT CORPORATION (CRD#
110093) |
| COLLER INVESTMENT MANAGEMENT LTD (CRD#
111035) |
| VOYA RETIREMENT ADVISORS, LLC (CRD#
3989) |
| ALCENTRA
NY, LLC (CRD#
128557) |
| CVC
CREDIT PARTNERS, LLC
(CRD# 138528) |
| WAFRA INC. (CRD#
108673) |
| CARLSON
CAPITAL, L.P. (CRD#
118156) |
| TOUCHSTONE
ADVISORS INC (CRD#
107028) |
| BDT
CAPITAL PARTNERS
(CRD# 160914) |
| NEW MOUNTAIN CAPITAL, LLC (CRD#
161394) |
| COMMONFUND ASSET MANAGEMENT COMPANY, INC. (CRD#
110689) |
| BBR
PARTNERS, LLC (CRD#
109688) |
| STONE RIDGE ASSET MANAGEMENT LLC (CRD#
165598) |
| NEPHILA
ADVISORS LLC (CRD#
156905) |
| NEPHILA
CAPITAL LTD. (CRD#
132780) |
| POST
ADVISORY GROUP, LLC
(CRD# 108860) |
| CASTLELAKE,
L.P. (CRD#
145165) |
| MATSON
MONEY, INC. (CRD#
110425) |
| INVESTEC ASSET MANAGEMENT NORTH AMERICA,
INC. ("IAM NA")
(CRD# 167922) |
| CARLYLE GLOBAL CREDIT INVESTMENT
MANAGEMENT L.L.C.
(CRD# 162053) |
| STONEPEAK INFRASTRUCTURE PARTNERS (CRD#
159699) |
| WINSLOW CAPITAL MANAGEMENT LLC (CRD#
106940) |
| SQUAREPOINT
OPS LLC (CRD#
172116) |
| APPALOOSA
LP (CRD#
281909) |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT
CORP. (CRD#
106277) |
| FORESTERS INVESTMENT MANAGEMENT COMPANY,
INC. (CRD#
1844) |
| PERELLA WEINBERG PARTNERS CAPITAL
MANAGEMENT LP (CRD#
143598) |
| CALVERT RESEARCH AND MANAGEMENT (CRD#
285127) |
| FRANKLIN TEMPLETON ASSET MANAGEMENT
(INDIA) PRIVATE LIMITED
(CRD# 145421) |
| FIDELITY MANAGEMENT & RESEARCH (HONG
KONG) LIMITED (CRD#
148045) |
| GI PARTNERS (CRD#
161573) |
| GLENMEDE INVESTMENT MANAGEMENT, LP (CRD#
108165) |
| AMERICAN
SECURITIES LLC
(CRD# 160648) |
| FIDUCIARYVEST,
LLC (CRD#
134351) |
| MJX ASSET MANAGEMENT LLC (CRD#
148976) |
| ADRIAN
LEE & PARTNERS
(CRD# 110822) |
| GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG)
LIMITED (CRD#
286066) |
| TWEEDY,
BROWNE COMPANY LLC
(CRD# 6857) |
| VERITABLE
LP (CRD#
130758) |
| THE ENERGY & MINERALS GROUP (CRD#
157915) |
| TISHMAN SPEYER PROPERTIES, L.P. (CRD#
160079) |
| ROCKEFELLER CAPITAL MANAGEMENT (CRD#
294197) |
| BUCKINGHAM STRATEGIC WEALTH (CRD#
143323) |
| BROCK FIDUCIARY SERVICES LLC (CRD#
153055) |
| ORBIMED
ADVISORS LLC (CRD#
118608) |
| DISCOVERY CAPITAL MANAGEMENT, LLC (CRD#
161263) |
| GOLDMAN SACHS HEDGE FUND STRATEGIES LLC (CRD#
107850) |
| BREGAL
INVESTMENTS, INC.
(CRD# 285006) |
| ALLSTATE INVESTMENT MANAGEMENT COMPANY (CRD#
107775) |
| AXA
ADVISORS, LLC (CRD#
6627) |
| WELLINGTON ALTERNATIVE INVESTMENTS (CRD#
226715) |
| PNC
INVESTMENTS (CRD#
129052) |
| GREYSTAR INVESTMENT GROUP, LLC (CRD#
160665) |
| BXMT
ADVISORS L.L.C.
(CRD# 288050) |
| TORTOISE CAPITAL ADVISORS, L.L.C. (CRD#
123711) |
| HILLTOP SECURITIES ASSET MANAGEMENT, LLC (CRD#
110760) |
| BRIDGE
INVESTMENT GROUP
(CRD# 159127) |
| TIMESSQUARE CAPITAL MANAGEMENT, LLC (CRD#
132694) |
| TFG
ASSET MANAGEMENT L.P.
(CRD# 156040) |
| BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C. (CRD#
158784) |
| NATIONWIDE ASSET MANAGEMENT, LLC (CRD#
143668) |
| PLANTE MORAN FINANCIAL ADVISORS (CRD#
112158) |
| THE
ROCK CREEK GROUP, LP
(CRD# 125409) |
| INTERNATIONAL VALUE ADVISERS, LLC (CRD#
146105) |
| WASATCH
ADVISORS INC (CRD#
106081) |
| FRANKLIN
PARK (CRD#
126508) |
| LOTUSGROUP
ADVISORS (CRD#
143379) |
| GUIDED CHOICE ASSET MANAGEMENT, INC. (CRD#
112674) |
| FEDERATED INVESTORS (UK) LLP (CRD#
169087) |
| FIRST STATE INVESTMENTS INTERNATIONAL
LIMITED (CRD#
110992) |
| COMPREHENSIVE FINANCIAL MANAGEMENT LLC (CRD#
159641) |
| ROARK CAPITAL MANAGEMENT, LLC (CRD#
160368) |
| HORSLEY BRIDGE PARTNERS LLC (CRD#
110877) |
| GURTIN MUNICIPAL BOND MANAGEMENT (CRD#
143597) |
| BENTALL
KENNEDY (U.S.) LP
(CRD# 111470) |
| MACQUARIE INFRASTRUCTURE PARTNERS (CRD#
146696) |
| PHARO
MANAGEMENT LLC
(CRD# 141216) |
| SOUTHEASTERN ASSET MANAGEMENT INC. (CRD#
105276) |
| MBK
MANAGEMENT, INC.
(CRD# 162929) |
| CHENAVARI INVESTMENT MANAGERS (CRD#
158713) |
| CEVIAN CAPITAL II GP LIMITED (CRD#
140659) |
| HONEYWELL CAPITAL MANAGEMENT LLC (CRD#
109537) |
| VIRTUS FUND ADVISERS, LLC (CRD#
107346) |
| TA
ASSOCIATES (CRD#
156699) |
| VALUEACT CAPITAL MANAGEMENT, L.P. (CRD#
154249) |
| DIMEO SCHNEIDER & ASSOCIATES LLC (CRD#
106720) |
| TIEDEMANN
ADVISORS, LLC (CRD#
147189) |
| CAPITAL STRATEGIES INVESTMENT GROUP LLC (CRD#
150091) |
| TPRV
CAPITAL, LP (CRD#
288123) |
| FIRST STATE INVESTMENTS (SINGAPORE) (CRD#
165124) |
| LANDMARK EQUITY ADVISORS LLC (CRD#
108543) |
| SUMMIT
ROCK ADVISORS, LP
(CRD# 144059) |
| BLACKSTONE REAL ESTATE SPECIAL SITUATIONS
ADVISORS L.L.C.
(CRD# 146043) |
| PARALLAX VOLATILITY ADVISERS, L.P. (CRD#
158143) |
| PARTNERS CAPITAL INVESTMENT GROUP, LLP (CRD#
120663) |
| INDEPENDENT FRANCHISE PARTNERS LLP (CRD#
150108) |
| BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS
LLC (CRD#
165782) |
| MAVERICK
CAPITAL LTD (CRD#
108262) |
| ARISTOTLE CAPITAL MANAGEMENT, LLC (CRD#
109876) |
| VOYA FINANCIAL ADVISORS, INC. (CRD#
2882) |
| OPPENHEIMER ASSET MANAGEMENT (CRD#
105559) |
| YACKTMAN ASSET MANAGEMENT LP (CRD#
164420) |
| GUARDIAN
CAPITAL LP (CRD#
105078) |
| SILVER
POINT CAPITAL, L.P.
(CRD# 157738) |
| EJF
CAPITAL LLC (CRD#
138854) |
| VULCAN VALUE PARTNERS LLC (CRD#
151190) |
| WESTWOOD MANAGEMENT CORP (CRD#
110269) |
| MEEDER PUBLIC FUNDS, INC. (CRD#
106816) |
| BROOKFIELD PUBLIC SECURITIES GROUP LLC (CRD#
110497) |
| SCHONFELD STRATEGIC ADVISORS LLC (CRD#
281984) |
| GOLDPOINT
PARTNERS LLC (CRD#
116776) |
| FIRST COMMAND ADVISORY SERVICES (CRD#
281958) |
| GAMCO ASSET MANAGEMENT INC. (CRD#
104950) |
| GOLDEN
GATE CAPITAL (CRD#
157379) |
| SPRUCEGROVE INVESTMENT MANAGEMENT LTD (CRD#
106355) |
| RWC ASSET MANAGEMENT LLP (CRD#
168656) |
| KILTEARN
PARTNERS (CRD#
158789) |
| SENTRY INVESTMENT MANAGEMENT, L.L.C. (CRD#
105176) |
| GLENVIEW CAPITAL MANAGEMENT, LLC (CRD#
137640) |
| BMO
FAMILY OFFICE, LLC
(CRD# 110264) |
| SIGULER GUFF ADVISERS LLC (CRD#
106788) |
| CROW
HOLDINGS CAPITAL
(CRD# 156925) |
| CRESTLINE
MANAGEMENT, L.P.
(CRD# 122711) |
| SECOR INVESTMENT ADVISORS, LP (CRD#
155235) |
| PAAMCO PRISMA,
LLC (CRD#
108989) |
| RISK PREMIUM INVESTMENT MANAGEMENT COMPANY
LLC (CRD#
173549) |
| FRONTIER CAPITAL MANAGEMENT CO LLC (CRD#
106274) |
| ROYAL ALLIANCE ASSOCIATES, INC. (CRD#
23131) |
| RPA
FINANCIAL, LLC
(CRD# 294105) |
| GARCIA HAMILTON & ASSOCIATES LP (CRD#
108017) |
| BROWN BROTHERS HARRIMAN MUTUAL FUND
ADVISORY DEPARTMENT
(CRD# 111231) |
| H.D. VEST ADVISORY SERVICES, INC (CRD#
104556) |
| GOVERNMENT PORTFOLIO ADVISORS LLC (CRD#
170384) |
| BEACH POINT CAPITAL MANAGEMENT LP (CRD#
148885) |
| TOWERBROOK CAPITAL PARTNERS (CRD#
155730) |
| MORGAN STANLEY INVESTMENT MANAGEMENT
COMPANY (CRD#
126896) |
| NATURAL GAS PARTNERS OR NGP (CRD#
160729) |
| GREENSPRING ASSOCIATES, INC. (CRD#
147536) |
| EHRENKRANZ
PARTNERS L.P. (CRD#
131728) |
| BLUEBAY ASSET MANAGEMENT USA LLC (CRD#
164530) |
| TCV (CRD#
160389) |
| GARDNER RUSSO & GARDNER LLC (CRD#
106114) |
| WALTON STREET CAPITAL, L.L.C. (CRD#
147210) |
| SUMMIT
PARTNERS, L.P.
(CRD# 135271) |
| THL
CREDIT ADVISORS LLC
(CRD# 150900) |
| CETERA
ADVISORS LLC (CRD#
10299) |
| INVESCO REAL ESTATE MANAGEMENT S.À R.L. (CRD#
286069) |
| CAPITAL ADVISORS GROUP, INC (CRD#
112000) |
| REGIONS INVESTMENT MANAGEMENT, INC. (CRD#
111715) |
| HIGHLAND CONSULTING ASSOCIATES INC. (CRD#
109834) |
| CALEDONIA (PRIVATE) INVESTMENTS PTY
LIMITED (CRD#
161331) |
| SANDERSON ASSET MANAGEMENT (CRD#
109716) |
| ASIA ALTERNATIVES MANAGEMENT LLC (CRD#
141481) |
| MESIROW ADVANCED STRATEGIES INC (CRD#
110754) |
| NIPPON LIFE GLOBAL INVESTORS AMERICAS,
INC. (CRD#
156244) |
| FRANCISCO
PARTNERS (CRD#
160272) |
| CREDIT SUISSE ASSET MANAGEMENT LIMITED (CRD#
113463) |
| CANTILLON CAPITAL MANAGEMENT LLC (CRD#
137895) |
| CANTILLON CAPITAL MANAGEMENT LLP (CRD#
139303) |
| ALLIANZ GLOBAL INVESTORS ASIA PACIFIC
LIMITED (CRD#
289358) |
| ENERGY
CAPITAL PARTNERS
(CRD# 155020) |
| WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P. (CRD#
146990) |
| HAIDAR CAPITAL MANAGEMENT LLC (CRD#
159798) |
| FEG (CRD#
121658) |
| 1919 INVESTMENT COUNSEL, LLC (CRD#
133370) |
| MAPLE-BROWN
ABBOTT (CRD#
172482) |
| MADISON DEARBORN PARTNERS (CRD#
157349) |
| DAVENPORT
& COMPANY LLC
(CRD# 1588) |
| MCDONNELL INVESTMENT MANAGEMENT, LLC (CRD#
166176) |
| ASPIRIANT,
LLC (CRD#
146720) |
| COMPASS
ANALYTICS, LLC
(CRD# 130459) |
| GATEWAY INVESTMENT ADVISERS, LLC (CRD#
146681) |
| OFFIT
CAPITAL (CRD#
144474) |
| ROCATON INVESTMENT ADVISORS (CRD#
120451) |
| MPC CAPITAL ADVISORS, LLC (CRD#
153586) |
| POLARIS CAPITAL MANAGEMENT, LLC (CRD#
106278) |
| ARIEL
INVESTMENTS, LLC
(CRD# 108211) |
| PLATINUM EQUITY ADVISORS, LLC (CRD#
161491) |
| RAFFERTY ASSET MANAGEMENT, LLC (CRD#
112526) |
| PDT
PARTNERS, LLC (CRD#
163776) |
| BAHL
& GAYNOR INC
(CRD# 106139) |
| QEP
ADVISERS, LLC (CRD#
174733) |
| ELLINGTON MANAGEMENT GROUP, L.L.C. (CRD#
112493) |
| WEALTHFRONT ADVISERS LLC (CRD#
148456) |
| KELSO
& COMPANY, L.P.
(CRD# 131471) |
| THRIVENT INVESTMENT MANAGEMENT INC. (CRD#
18387) |
| MEKETA INVESTMENT GROUP INC (CRD#
110601) |
| CERITY PARTNERS RETIREMENT PLAN ADVISORS (CRD#
164198) |
| ABRY
PARTNERS II, LLC
(CRD# 161154) |
| CEDAR ROCK CAPITAL LIMITED (CRD#
123170) |
| GSO CAPITAL ADVISORS LLC (CRD#
152294) |
| JPMORGAN ALTERNATIVE ASSET MANAGEMENT (CRD#
20989) |
| AETOS ALTERNATIVES MANAGEMENT (CRD#
116761) |
| CITI PRIVATE ADVISORY, LLC (CRD#
153777) |
| MANULIFE ASSET MANAGEMENT (NORTH AMERICA)
LIMITED (CRD#
125142) |
| IFM INVESTORS (US) ADVISOR, LLC (CRD#
146366) |
| OPUS INVESTMENT MANAGEMENT, INC. (CRD#
107569) |
| ATLANTA CONSULTING GROUP ADVISORS, LLC (CRD#
288169) |
| FTN FINANCIAL MAIN STREET ADVISORS LLC (CRD#
133719) |
| SETANTA ASSET MANAGEMENT LTD (CRD#
281781) |
| SENATOR INVESTMENT GROUP LP (CRD#
160935) |
| SAGE ADVISORY SERVICES LTD CO (CRD#
106236) |
| OXFORD FINANCIAL GROUP, LTD (CRD#
105303) |
| BROWN CAPITAL MANAGEMENT, LLC (CRD#
105633) |
| OFI
STEELPATH, INC.
(CRD# 165117) |
| LITTLEJOHN
& CO., LLC
(CRD# 156720) |
| INVESCO INVESTMENT ADVISERS LLC (CRD#
104885) |
| TOCQUEVILLE ASSET MANAGEMENT LP (CRD#
105690) |
| BROWNSON, REHMUS & FOXWORTH, INC. (CRD#
110608) |
| LONGFELLOW INVESTMENT MANAGEMENT CO. LLC (CRD#
104945) |
| ADVANCED RESEARCH INVESTMENT SOLUTIONS,
LLC (CRD#
169582) |
| ANTARES CAPITAL ADVISERS LLC (CRD#
281998) |
| WILMINGTON FUNDS MANAGEMENT CORPORATION (CRD#
105163) |
| DRA
ADVISORS LLC (CRD#
106311) |
| PYRFORD INTERNATIONAL LTD (CRD#
105646) |
| POINTSTATE
CAPITAL LP (CRD#
161110) |
| DBX
ADVISORS LLC (CRD#
154558) |
| MERCER GLOBAL ADVISORS INC. (CRD#
147363) |
| PRIME FINANCE ADVISOR, L.P. (CRD#
159971) |
| ARNERICH
MASSENA, INC. (CRD#
116395) |
| PERFORMANCE EQUITY MANAGEMENT, LLC (CRD#
110207) |
| ONEX CREDIT PARTNERS, LLC (CRD#
138941) |
| JOHNSON INVESTMENT COUNSEL, INC. (CRD#
117054) |
| WELLINGTON MANAGEMENT HONG KONG LIMITED (CRD#
165208) |
| K2/D&S
MANAGEMENT CO., L.L.C.
(CRD# 123826) |
| IMPAX ASSET MANAGEMENT, LTD. (CRD#
143247) |
| VALUE PARTNERS HONG KONG LIMITED (CRD#
157477) |
| OPPENHEIMER
& CO. INC.
(CRD# 249) |
| MERITAGE
GROUP LP (CRD#
142622) |
| BMO GLOBAL ASSET MANAGEMENT (CRD#
149280) |
| MORNINGSTAR INVESTMENT SERVICES LLC (CRD#
112525) |
| OFI GLOBAL INSTITUTIONAL, INC. (CRD#
110363) |
| MADISON INVESTMENT ADVISORS, LLC (CRD#
110297) |
| CBRE CLARION SECURITIES LLC (CRD#
106256) |
| TIAA ENDOWMENT & PHILANTHROPIC
SERVICES, LLC (CRD#
104554) |
| WESTERN ASSET MANAGEMENT COMPANY
DISTRIBUIDORA DE TÍTULOS E VALO (CRD#
153986) |
| CAMBIAR
INVESTORS, LLC
(CRD# 115093) |
| HARVEST VOLATILITY MANAGEMENT, LLC (CRD#
146869) |
| ENVESTNET RETIREMENT SOLUTIONS, LLC (CRD#
171570) |
| THE
JORDAN COMPANY, L.P.
(CRD# 160313) |
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. (CRD#
106975) |
| BARDIN HILL INVESTMENT PARTNERS LP (CRD#
282371) |
| WEDGE CAPITAL MANAGEMENT LLP (CRD#
106234) |
| ENTRUSTPERMAL PARTNERS OFFSHORE LP (CRD#
108035) |
| NEWFLEET ASSET MANAGEMENT, LLC (CRD#
104532) |
| WORLD ASSET MANAGEMENT, INC. (CRD#
142108) |
| ALGEBRIS INVESTMENTS (US) INC. (CRD#
169236) |
| ARCLIGHT CAPITAL PARTNERS, LLC (CRD#
161228) |
| CBAM
PARTNERS, LLC (CRD#
284627) |
| GLG LLC (CRD#
138802) |
| HERMES
GPE LLP (CRD#
151848) |
| L CATTERTON (CRD#
157428) |
| IDFC ASSET MANAGEMENT COMPANY LIMITED (CRD#
170336) |
| BERKSHIRE
PARTNERS LLC (CRD#
160675) |
| CETERA INVESTMENT ADVISERS LLC (CRD#
105644) |
| CAPITAL INTERNATIONAL, INC. (CRD#
110682) |
| GTCR LLC (CRD#
159545) |
| ROCKPOINT
GROUP, L.L.C. (CRD#
156630) |
| ANGEL OAK CAPITAL ADVISORS, LLC (CRD#
151090) |
| ACORE
CAPITAL, LP (CRD#
175054) |
| VERITAS CAPITAL FUND MANAGEMENT, L.L.C. (CRD#
157123) |
| ROTHSHILD & CO WEALTH MANAGEMENT UK
LIMITED (CRD#
158022) |
| OXFORD
ASSET MANAGEMENT
(CRD# 136937) |
| KSL
CAPITAL PARTNERS
(CRD# 155677) |
| CLARK CAPITAL MANAGEMENT GROUP INC (CRD#
104796) |
| ZIEGLER CAPITAL MANAGEMENT, LLC (CRD#
135622) |
| WELLS CAPITAL MANAGEMENT SINGAPORE (CRD#
165024) |
| DEERFIELD MANAGEMENT COMPANY (CRD#
157876) |
| COMMONFUND
CAPITAL, INC. (CRD#
110657) |
| QUADRANT REAL ESTATE ADVISORS LLC (CRD#
138077) |
| CHAMPLAIN INVESTMENT PARTNERS, LLC (CRD#
132474) |
| GULF INTERNATIONAL BANK (UK) LIMITED (CRD#
281609) |
| SCHRODER ADVEQ MANAGEMENT US, INC. (CRD#
145194) |
| 1ST
GLOBAL ADVISORS INC
(CRD# 111133) |
| CORNERSTONE PARTNERS LLC (CRD#
118221) |
| WCAS MANAGEMENT CORPORATION (CRD#
155695) |
| MSREF REAL ESTATE ADVISOR, INC. (CRD#
142047) |
| ORG PORTFOLIO MANAGEMENT LLC (CRD#
130198) |
| TACONIC CAPITAL ADVISORS LP (CRD#
137295) |
| INTERMEDIATE CAPITAL GROUP, INC (CRD#
162589) |
| TRIAN FUND MANAGEMENT, L.P. (CRD#
154172) |
| FONDSMAEGLERSELSKABET MAJ INVEST A/S (CRD#
288223) |
| GENERATION INVESTMENT MANAGEMENT US LLP (CRD#
132728) |
| AXIOM
INVESTORS (CRD#
109605) |
| SOMERSET CAPITAL MANAGEMENT LLP (CRD#
146834) |
| PAMPLONA CAPITAL MANAGEMENT LLC (CRD#
160860) |
| STANDARD LIFE INVESTMENTS (CORPORATE
FUNDS) LIMITED
(CRD# 149606) |
| C.S. MCKEE,
L.P. (CRD#
119167) |
| ALYESKA INVESTMENT GROUP, L.P. (CRD#
155058) |
| HOLOCENE
ADVISORS, LP (CRD#
287999) |
| BERKSHIRE PROPERTY ADVISORS, LLC (CRD#
161374) |
| APPLETON
PARTNERS,INC. (CRD#
110049) |
| BRANDYWINE
MANAGERS, LLC (CRD#
137388) |
| HARRISON STREET ADVISORS, LLC (CRD#
157983) |
| PERSHING SQUARE CAPITAL MANAGEMENT, L.P. (CRD#
132982) |
| SECURIAN FINANCIAL SERVICES, INC. (CRD#
15296) |
| HILDENE CAPITAL MANAGEMENT (CRD#
160415) |
| CORONATION GLOBAL FUND MANAGERS (IRELAND)
LIMITED (CRD#
156599) |
| STEPHENS (CRD#
3496) |
| ABBOTT CAPITAL MANAGEMENT LLC (CRD#
106332) |
| ASSET STRATEGY CONSULTANTS LLC (CRD#
110800) |
| SALI
FUND SERVICES (CRD#
124235) |
| HARVEST FUND ADVISORS LLC (CRD#
154425) |
| PALOMA PARTNERS MANAGEMENT COMPANY (CRD#
138460) |
| SKYBRIDGE CAPITAL II, LLC (CRD#
148152) |
| COLUMBIA WANGER ASSET MANAGEMENT, LLC (CRD#
111168) |
| APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. (CRD#
151243) |
| GILDER GAGNON HOWE & CO. LLC (CRD#
2002) |
| OTTAWA AVENUE PRIVATE CAPITAL, LLC (CRD#
282516) |
| WESTWOOD GLOBAL INVESTMENTS (CRD#
125012) |
| BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. (CRD#
154495) |
| MERGANSER CAPITAL MANAGEMENT, LLC (CRD#
169258) |
| GUGGENHEIM
INVESTMENTS (CRD#
105477) |
| CVC
ADVISORS (U.S.) INC.
(CRD# 174050) |
| J.J.B.
HILLIARD, W.L. LYONS, LLC
(CRD# 453) |
| WHITEBOX
ADVISORS LLC (CRD#
121995) |
| JORDAN
PARK GROUP LLC
(CRD# 287755) |
| TSG CONSUMER PARTNERS LLC (CRD#
160826) |
| CHARTWELL INVESTMENT PARTNERS, LLC (CRD#
170335) |
| ABRAMS CAPITAL MANAGEMENT, L.P. (CRD#
155729) |
| CBRE CALEDON CAPITAL MANAGEMENT INC. (CRD#
158495) |
| SANFORD C. BERNSTEIN & CO., LLC (CRD#
104474) |
| IMPRESA
MANAGEMENT LLC
(CRD# 168741) |
| MIDOCEAN CREDIT PARTNERS (CRD#
151578) |
| SUSTAINABLE GROWTH ADVISERS, LP (CRD#
127447) |
| FIRST
RESERVE (CRD#
157056) |
| SYCAMORE
PARTNERS (CRD#
284346) |
| BOUSSARD & GAVAUDAN INVESTMENT
MANAGEMENT LLP
(CRD# 172298) |
| VARAGON CAPITAL PARTNERS, L.P. (CRD#
281851) |
| OHIO NATIONAL INVESTMENTS INC (CRD#
107528) |
| STEADFAST CAPITAL MANAGEMENT LP (CRD#
157124) |
| GUGGENHEIM INVESTMENT ADVISORS, LLC (CRD#
108263) |
| LINCOLN
INVESTMENT (CRD#
519) |
| DUFF & PHELPS INVESTMENT MANAGEMENT
CO. (CRD#
107296) |
| GOTHAM ASSET MANAGEMENT, LLC (CRD#
149335) |
| CLEARLAKE CAPITAL GROUP, L.P. (CRD#
157920) |
| OWL ROCK CAPITAL ADVISORS LLC (CRD#
282575) |
| LINDEN
ADVISORS LP (CRD#
135431) |
| SPARX ASSET MANAGEMENT CO., LTD. (CRD#
134747) |
| WATERFALL ASSET MANAGEMENT, LLC (CRD#
137746) |
| NAPIER PARK GLOBAL CAPITAL LLC (CRD#
166333) |
| STRATEGIC VALUE PARTNERS, LLC (CRD#
138406) |
| AUDAX GROUP (CRD#
159458) |
| WASMER, SCHROEDER & COMPANY, LLC (CRD#
105323) |
| REDWOOD CAPITAL MANAGEMENT, LLC (CRD#
158243) |
| AKRE CAPITAL MANAGEMENT, LLC (CRD#
109242) |
| EDINBURGH PARTNERS LIMITED (CRD#
132796) |
| PETERCAM INSTITUTIONAL ASSET MANAGEMENT (CRD#
166048) |
| ZIMMER
PARTNERS, LP (CRD#
165684) |
| IRIDIAN ASSET MANAGEMENT LLC (CRD#
104550) |
| CENTERSQUARE INVESTMENT MANAGEMENT LLC (CRD#
290078) |
| CCSZF
MANAGEMENT LLC
(CRD# 283954) |
| BLACK CREEK INVESTMENT MANAGEMENT INC. (CRD#
161344) |
| ALUMINA INVESTMENT MANAGEMENT (CRD#
164273) |
| HFR ASSET MANAGEMENT, L.L.C (CRD#
111705) |
| THE
RIVERSIDE COMPANY
(CRD# 160523) |
| WESTERN ASSET MANAGEMENT COMPANY LTD (CRD#
143388) |
| RE
ADVISERS CORPORATION
(CRD# 109845) |
| SIT FIXED INCOME ADVISORS II, LLC (CRD#
108271) |
| RMB
CAPITAL MANAGEMENT
(CRD# 134249) |
| AEA
QP ADVISERS LLC
(CRD# 124560) |
| FCI
ADVISORS (CRD#
106398) |
| LUMINUS
MANAGEMENT, LLC
(CRD# 157536) |
| TENNENBAUM CAPITAL PARTNERS, LLC (CRD#
113203) |
| CLS
INVESTMENTS, LLC
(CRD# 107975) |
| 50 SOUTH CAPITAL ADVISORS, LLC (CRD#
174762) |
| BLACKSTONE REAL ESTATE ADVISORS EUROPE
L.P. (CRD#
135952) |
| MAIRS
& POWER (CRD#
110351) |
| ADVENT CAPITAL MANAGEMENT, LLC (CRD#
113013) |
| SYSTEMATICA INVESTMENTS GP LIMITED (CRD#
289338) |
| SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD (CRD#
289335) |
| SYSTEMATICA INVESTMENTS LIMITED (CRD#
173876) |
| PAULSON
& CO.INC. (CRD#
127831) |
| PERSONAL CAPITAL ADVISORS CORPORATION (CRD#
155172) |
| PEOPLE'S UNITED ADVISORS, INC. (CRD#
292454) |
| EAGLE
STRATEGIES LLC
(CRD# 110826) |
| PATHSTONE
(CRD# 151736) |
| ASTIGNES CAPITAL ASIA PTE. LTD. (CRD#
152719) |
| U.S. BANCORP INVESTMENTS, INC. (CRD#
17868) |
| JACOBS LEVY EQUITY MANAGEMENT (CRD#
107022) |
| TACONIC CAPITAL ADVISORS UK LLP (CRD#
137291) |
| ARMOUR CAPITAL MANAGEMENT LP (CRD#
164570) |
| CORE AND VALUE ADVISORS, LLC (CRD#
156093) |
| EMINENCE
CAPITAL, LP (CRD#
160611) |
| SYSTEMATICA INVESTMENTS UK LLP (CRD#
289336) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#
116407) |
| RYAN LABS ASSET MANAGEMENT (CRD#
224519) |
| GRATICULE ASIA MACRO ADVISORS LLC (CRD#
170787) |
| GRATICULE ASSET MANAGEMENT ASIA PTE. LTD. (CRD#
291477) |
| PALMER SQUARE CAPITAL MANAGEMENT LLC (CRD#
155697) |
| UBS
OCONNOR LLC (CRD#
108754) |
| H2O AM (CRD#
169065) |
| HIMALAYA
CAPITAL (CRD#
157594) |
| H/2
CAPITAL PARTNERS
(CRD# 133693) |
| GLOBAL ENDOWMENT MANAGEMENT, LP (CRD#
157772) |
| ROTHSCHILD & CO ASSET MANAGEMENT US
INC. (CRD#
110349) |
| AUDAX GROUP (CRD#
160483) |
| FSC SECURITIES CORPORATION (CRD#
7461) |
| DDJ CAPITAL MANAGEMENT LLC (CRD#
108468) |
| THE LONDON COMPANY OF VIRGINIA (CRD#
106654) |
| KENSICO CAPITAL MANAGEMENT CORP. (CRD#
157934) |
| EVERGREEN INVESTMENT ADVISORS (CRD#
133550) |
| BAKER STREET ADVISORS, LLC (CRD#
128066) |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC (CRD#
175506) |
| INTERCONTINENTAL REAL ESTATE CORPORATION (CRD#
112332) |
| CRESTVIEW
PARTNERS (CRD#
157488) |
| CLNC
MANAGER, LLC (CRD#
291618) |
| OAK HILL CAPITAL MANAGEMENT, LLC (CRD#
136656) |
| GLOBAL X MANAGEMENT COMPANY LLC (CRD#
146932) |
| MONROE CAPITAL MANAGEMENT ADVISORS LLC (CRD#
157073) |
| CORONATION INVESTMENT MANAGEMENT
INTERNATIONAL (PTY) LTD
(CRD# 281225) |
| D1
CAPITAL PARTNERS L.P.
(CRD# 297298) |
| TAG
ASSOCIATES LLC
(CRD# 116959) |
| BELLE HAVEN INVESTMENTS, L.P. (CRD#
29278) |
| AUTONOMY
CAPITAL (CRD#
157275) |
| EATON VANCE ADVISERS INTERNATIONAL LTD. (CRD#
283733) |
| CEREDEX VALUE ADVISORS LLC (CRD#
146023) |
| CHENAVARI INVESTMENT MANAGERS (LUXEMBOURG)
SARL (CRD#
284885) |
| SAGEPOINT
FINANCIAL, INC.
(CRD# 133763) |
| PRIME CAPITAL INVESTMENT ADVISORS, LLC (CRD#
288712) |
| PARTNERS
GROUP (USA) INC.
(CRD# 145228) |
| OMERS INFRASTRUCTURE AND OMERS
INFRASTRUCTURE US
(CRD# 170309) |
| CONFLUENCE INVESTMENT MANAGEMENT LLC (CRD#
146019) |
| BEL AIR INVESTMENT ADVISORS LLC (CRD#
104580) |
| BC
PARTNERS ADVISORS L.P.
(CRD# 288495) |
| PERKINS INVESTMENT MANAGEMENT LLC (CRD#
126925) |
| PNMAC CAPITAL MANAGEMENT, LLC (CRD#
147101) |
| 400 CAPITAL MANAGEMENT LLC (CRD#
160089) |
| MARTINGALE ASSET MANAGEMENT (CRD#
108526) |
| HEFREN-TILLOTSON,
INC. (CRD#
53) |
| FIRST PRINCIPLES CAPITAL MANAGEMENT, LLC (CRD#
132466) |
| WAVERTON INVESTMENT MANAGEMENT LIMITED (CRD#
112200) |
| AVIVA INVESTORS AMERICAS (CRD#
163989) |
| HOSKING
PARTNERS LLP (CRD#
173527) |
| BEAR CREEK ASSET MANAGEMENT, LLC (CRD#
137677) |
| MELVIN CAPITAL MANAGEMENT LP (CRD#
173228) |
| FAIRVIEW CAPITAL PARTNERS, INC. (CRD#
161258) |
| RIMROCK CAPITAL MANAGEMENT LLC (CRD#
120410) |
| NWI
MANAGEMENT LP (CRD#
158366) |
| BRIDGEWAY CAPITAL MANAGEMENT INC (CRD#
111441) |
| JAMESTOWN,
L.P. (CRD#
158207) |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC (CRD#
121876) |
| WOODBURY FINANCIAL SERVICES, INC. (CRD# 421) |
| THE
COLONY GROUP, LLC
(CRD# 159289) |
| CAMDEN
ASSET MANAGEMENT
(CRD# 106772) |
| EVERCORE WEALTH MANAGEMENT, LLC (CRD#
148399) |
| STONEBRIDGE ADVISORS LLC (CRD#
134017) |
| IRA
GROUP, INC. (CRD#
126246) |
| NIKKO ASSET MANAGEMENT ASIA LIMITED (CRD#
161589) |
| CWM, LLC (CRD#
155344) |
| GMO SINGAPORE PTE. LIMITED (CRD#
169321) |
| ARROWGRASS CAPITAL PARTNERS (US) LP (CRD#
157179) |
| ARROWGRASS CAPITAL PARTNERS LLP (CRD#
154329) |
| LGT CAPITAL PARTNERS (USA) INC. (CRD#
160437) |
| AXONIC
CAPITAL LLC (CRD#
159518) |
| TOBAM (CRD#
157107) |
| STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#
3487) |
| HIGHMARK CAPITAL MANAGEMENT, INC. (CRD#
109550) |
| TWENTYFOUR ASSET MANAGEMENT (US) LP (CRD#
285791) |
| CAVANAL HILL INVESTMENT MANAGEMENT, INC. (CRD#
110774) |
| CORSAIR
CAPITAL LLC (CRD#
137887) |
| WINTRUST
INVESTMENTS (CRD#
875) |
| WE
FAMILY OFFICES
(CRD# 109869) |
| JENSEN INVESTMENT MANAGEMENT INC. (CRD#
105281) |
| AVALON
ADVISORS LLC (CRD#
112556) |
| ROCKWOOD
CAPITAL, LLC (CRD#
156663) |
| MYCIO WEALTH PARTNERS, LLC (CRD#
134436) |
| GERBER/TAYLOR MANAGEMENT COMPANY (CRD#
109319) |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC (CRD#
105799) |
| TT
INTERNATIONAL (CRD#
110858) |
| SWISS CAPITAL INVEST HOLDING (DUBLIN)
LIMITED (CRD#
284947) |
| BOYLSTON
ADVISORS, LP (CRD#
183517) |
| CORBIN CAPITAL PARTNERS, L.P. (CRD#
130819) |
| OEP
CAPITAL ADVISORS, L.P.
(CRD# 173626) |
| BB&T INSTITUTIONAL INVESTMENT
ADVISERS, INC.
(CRD# 106156) |
| BNY MELLON INVESTMENT MANAGEMENT CAYMAN
LTD (CRD#
170663) |
| NORTHWOOD
INVESTORS LLC (CRD#
161406) |
| MAN
SOLUTIONS LIMITED
(CRD# 108899) |
| HIGHBRIDGE CAPITAL MANAGEMENT, LLC (CRD#
134776) |
| FULLER & THALER ASSET MANAGEMENT INC (CRD#
107033) |
| MESA
WEST CAPITAL (CRD#
158959) |
| CORTLAND INVESTMENT MANAGEMENT, LLC (CRD#
299369) |
| GRESHAM
PARTNERS, LLC (CRD#
108668) |
| LORING, WOLCOTT & COOLIDGE FIDUCIARY
ADVISORS, LLP (CRD#
107153) |
| NATIONAL INVESTMENT SERVICES, INC (CRD#
111746) |
| SCOPIA CAPITAL MANAGEMENT LP (CRD#
124403) |
| CAPITAL FUND MANAGEMENT S.A. (CRD#
125780) |
| PICTET ASSET MANAGEMENT (SINGAPORE) PTE
LTD (CRD#
166631) |
| GLUSKIN SHEFF + ASSOCIATES INC (CRD#
144928) |
| PACIFIC INCOME ADVISERS INC (CRD#
104719) |
| CONGRESS ASSET MANAGEMENT COMPANY, LLP (CRD#
105161) |
| NATIONWIDE INVESTMENT ADVISORS, LLC (CRD#
142373) |
| LIME ROCK (CRD#
157127) |
| FLEXPATH
STRATEGIES (CRD#
174306) |
| SL
CAPITAL PARTNERS LLP
(CRD# 144651) |
| ALLIANT RETIREMENT CONSULTING (CRD#
167970) |
| LOCKWOOD
ADVISORS INC (CRD#
106108) |
| MORGAN STANLEY INFRASTRUCTURE INC. (CRD#
142824) |
| LMCG
INVESTMENTS, LLC
(CRD# 149936) |
| KORNITZER CAPITAL MANAGEMENT, INC. (CRD#
111087) |
| WILLIAMS, JONES & ASSOCIATES, LLC (CRD#
106861) |
| ALKEON CAPITAL MANAGEMENT, LLC (CRD#
118059) |
| HARVEST
PARTNERS, LP (CRD#
158284) |
| COAST ASSET MANAGEMENT, LLC (CRD#
108484) |
| PENTWATER CAPITAL MANAGEMENT LP (CRD#
156873) |
| THL
MANAGERS VII, LLC
(CRD# 171042) |
| DRAGONEER INVESTMENT GROUP, LLC (CRD#
161443) |
| MSD
PARTNERS, L.P.
(CRD# 161664) |
| SUN CAPITAL ADVISORS, INC. (CRD#
155109) |
| PARTNER FUND MANAGEMENT, L.P. (CRD#
146747) |
| BOYD WATTERSON ASSET MANAGEMENT, LLC (CRD#
107808) |
| EVERETT
HARRIS & CO
(CRD# 106830) |
| AGINCOURT CAPITAL MANAGEMENT, LLC (CRD#
112096) |
| CAPRA
IBEX ADVISORS LLC
(CRD# 160834) |
| HUDSON BAY CAPITAL MANAGEMENT LP (CRD#
155910) |
| CHRISTIAN BROTHERS INVESTMENT SERVICES,
INC. (CRD#
104604) |
| TOP TIER CAPITAL PARTNERS, LLC (CRD#
144546) |
| HG VORA CAPITAL MANAGEMENT, LLC (CRD#
161788) |
| IPM INFORMED PORTFOLIO MANAGEMENT AB (CRD#
158110) |
| MS CAPITAL PARTNERS ADVISER INC. (CRD#
147521) |
| GREAT LAKES ADVISORS, LLC (CRD#
110757) |
| INSIGHT
INVESTMENT (CRD#
107095) |
| BOSTON
PRIVATE WEALTH
(CRD# 172832) |
| LYRICAL ASSET MANAGEMENT LP (CRD#
148267) |
| FDX
ADVISORS, INC.
(CRD# 104601) |
| CLARIVEST ASSET MANAGEMENT LLC (CRD#
139785) |
| FIR
TREE PARTNERS (CRD#
156651) |
| SAMLYN
CAPITAL, LLC (CRD#
158296) |
| EMSO ASSET MANAGEMENT LIMITED (CRD#
139217) |
| EMSO ASSET MANAGEMENT US LLC (CRD#
167999) |
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED (CRD#
169726) |
| BENJAMIN F. EDWARDS & COMPANY,
INCORPORATED (CRD#
146936) |
| FERMAT CAPITAL MANAGEMENT, LLC (CRD#
134099) |
| SPROTT ASSET MANAGEMENT LP (CRD#
159263) |
| DENHAM CAPITAL MANAGEMENT LP (CRD#
156605) |
| PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#
5685) |
| DRIEHAUS CAPITAL MANAGEMENT LLC (CRD#
105757) |
| MASON INVESTMENT ADVISORY SERVICES INC (CRD#
111113) |
| BLACKSTONE MULTI-ASSET ADVISORS L.L.C. (CRD#
171640) |
| QCAM CURRENCY ASSET MANAGEMENT AG (CRD#
170341) |
| LEVIN CAPITAL STRATEGIES, L.P. (CRD#
137147) |
| AMERICAN PORTFOLIOS ADVISORS, INC (CRD#
112697) |
| JEFFERIES
FINANCE LLC (CRD#
162264) |
| GRESHAM INVESTMENT MANAGEMENT LLC (CRD#
134392) |
| UBS
FUND ADVISOR, L.L.C.
(CRD# 109213) |
| BATTERY
MANAGEMENT CORP.
(CRD# 160921) |
| SOLUS ALTERNATIVE ASSET MANAGEMENT LP (CRD#
144155) |
| BALLENTINE
PARTNERS (CRD#
152802) |
| TRILANTIC CAPITAL PARTNERS (CRD#
152331) |
| KMS FINANCIAL SERVICES, INC (CRD#
3866) |
| LANDMARK REALTY ADVISORS LLC (CRD#
107304) |
| ECHO STREET CAPITAL MANAGEMENT, LLC (CRD#
160268) |
| LIBREMAX
CAPITAL, LLC (CRD#
155486) |
| EAST
END ADVISORS, LLC
(CRD# 147144) |
| PUGH CAPITAL MANAGEMENT, INC. (CRD#
111765) |
| MCMORGAN
& COMPANY LLC
(CRD# 115060) |
| CAPITAL
DYNAMICS, INC.
(CRD# 130320) |
| LAKEWOOD CAPITAL MANAGEMENT, LP (CRD#
156429) |
| HIGHCLERE INTERNATIONAL INVESTORS (CRD#
140380) |
| SECURIS INVESTMENT PARTNERS LLP (CRD#
161295) |
| LEVINE LEICHTMAN CAPITAL PARTNERS, LLC (CRD#
140980) |
| OSTERWEIS CAPITAL MANAGEMENT (CRD#
109580) |
| ALTRINSIC GLOBAL ADVISORS, LLC (CRD#
109678) |
| PROGRESS INVESTMENT MANAGEMENT COMPANY,
LLC (CRD#
132257) |
| SRS INVESTMENT MANAGEMENT, LLC (CRD#
157630) |
| PCCP, LLC (CRD#
157505) |
| WOLVERINE ASSET MANAGEMENT, LLC (CRD#
138907) |
| HARBERT FUND ADVISORS, INC. (CRD#
110577) |
| SEIA (CRD#
108163) |
| COURT
SQUARE CAPITAL
(CRD# 156776) |
| PRUDENT MAN ADVISORS, INC. (CRD#
110022) |
| SIRIS
CAPITAL GROUP, LLC
(CRD# 157798) |
| DOLAN MCENIRY CAPITAL MANAGEMENT LLC (CRD#
108658) |
| STOCKBRIDGE CAPITAL GROUP, LLC (CRD#
149002) |
| DAVY ASSET MANAGEMENT LIMITED (CRD#
171792) |
| EXETER PROPERTY GROUP, LLC (CRD#
161935) |
| PENTEGRA
INVESTORS, INC.
(CRD# 111503) |
| DSM
CAPITAL PARTNERS
(CRD# 113609) |
| STONECASTLE CASH MANAGEMENT, LLC (CRD#
150592) |
| MARTIN CURRIE INVESTMENT MANAGEMENT
LIMITED (CRD#
139012) |
| FTB
ADVISORS, INC.
(CRD# 17117) |
| PRINCIPAL
SECURITIES, INC.
(CRD# 1137) |
| SAWTOOTH
SOLUTIONS, LLC
(CRD# 175009) |
| CLARFELD (CRD#
106743) |
| OLYMPUS
ADVISORS, LLC (CRD#
160851) |
| ADVISORY
RESEARCH INC (CRD#
108254) |
| NEWTON INVESTMENT MANAGEMENT (NORTH
AMERICA) LTD (CRD#
111208) |
| SHEPHERD KAPLAN KROCHUK, LLC (CRD#
127304) |
| SMITH GRAHAM & CO INVESTMENT ADVISORS,
L.P.** (CRD#
107827) |
| CHINA ASSET MANAGEMENT (HONG KONG) LIMITED (CRD#
166615) |
| TRG
MANAGEMENT LP (CRD#
138083) |
| GMT
CAPITAL CORP. (CRD#
160404) |
| ZAIS GROUP (CRD#
108371) |
| METACAPITAL MANAGEMENT, L.P. (CRD#
138405) |
| CHICAGO
EQUITY PARTNERS
(CRD# 109421) |
| FIL
INVESTMENT ADVISORS
(CRD# 111103) |
| FIRST ALLIED ADVISORY SERVICES, INC. (CRD#
137888) |
| PROSPECT CAPITAL MANAGEMENT L.P. (CRD#
131018) |
| PGIM
GLOBAL PARTNERS
(CRD# 136274) |
| TPG REAL ESTATE ADVISORS, LLC (CRD#
170731) |
| TRUSTON ASSET MANAGEMENT (CRD#
161610) |
| EATON VANCE INVESTMENT COUNSEL (CRD#
132047) |
| LARRAINVIAL ASSET MANAGEMENT (CRD#
295522) |
| FRANKLIN ADVISORY SERVICES, LLC (CRD#
111361) |
| RESOLUTION CAPITAL LIMITED (CRD#
142409) |
| WELLS FARGO INVESTMENT INSTITUTE, INC. (CRD#
133204) |
| GW &
WADE, LLC (CRD#
105394) |
| AVENUE CAPITAL MANAGEMENT II, L.P. (CRD#
111845) |
| EQT
PARTNERS INC. (CRD#
160179) |
| ONE WILLIAM STREET CAPITAL MANAGEMENT, LP. (CRD#
150522) |
| INNOCAP GLOBAL INVESTMENT MANAGEMENT
(IRELAND) LTD (CRD#
288550) |
| SAROFIM INTERNATIONAL MANAGEMENT CO (CRD#
106933) |
| INDIGO
PARTNERS LLC (CRD#
163648) |
| SHEPHERD
KAPLAN LLC (CRD#
128244) |
| RCP
ADVISORS 2, LLC
(CRD# 289963) |
| AKSIA LLC (CRD#
143422) |
| GREENOAK
REAL ESTATE, LP
(CRD# 157034) |
| KLS PROFESSIONAL ADVISORS GROUP, LLC (CRD#
133319) |
| MARLIN
EQUITY PARTNERS
(CRD# 160672) |
| BLACKROCK ALTERNATIVES MANAGEMENT, LLC (CRD#
288041) |
| BRONFMAN
ROTHSCHILD (CRD#
168095) |
| BLACKSTONE STRATEGIC CAPITAL ADVISORS,
L.LC. (CRD#
165796) |
| EMPYREAN CAPITAL PARTNERS, LP (CRD#
138978) |
| ATHENA CAPITAL ADVISORS LLC (CRD#
124062) |
| SOROBAN CAPITAL PARTNERS LP (CRD#
157360) |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC (CRD#
138638) |
| POMONA
CAPITAL (CRD#
148269) |
| WEISS MULTI-STRATEGY ADVISERS LLC (CRD#
136150) |
| MERCER ALTERNATIVES LIMITED (CRD#
110691) |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG)
LIMITED (CRD#
296751) |
| PINE BROOK (CRD#
162247) |
| HENNESSY
ADVISORS, INC.
(CRD# 110770) |
| GREEN COURT CAPITAL MANAGEMENT LIMITED (CRD#
286091) |
| FIDUCIARY COUNSELLING INC (CRD#
104753) |
| KEYSTATE
ADVISORY, LLC (CRD#
156226) |
| RIVER AND MERCANTILE ASSET MANAGEMENT LLP (CRD#
165028) |
| T.ROWE PRICE HONG KONG LIMITED (CRD#
155827) |
| WHALE ROCK CAPITAL MANAGEMENT (CRD#
140746) |
| CONTRARIAN CAPITAL MANAGEMENT LLC (CRD#
109979) |
| ASHMORE INVESTMENT ADVISORS LIMITED (CRD#
170303) |
| FOYSTON, GORDON & PAYNE INC. (CRD#
121591) |
| SILVER CREEK ADVISORY PARTNERS LLC (CRD#
156667) |
| WESTERN ASSET MANAGEMENT COMPANY PTE LTD (CRD#
142188) |
| CATALYST CAPITAL ADVISORS LLC (CRD#
139895) |
| RSM US WEALTH MANAGEMENT LLC (CRD#
111221) |
| TIFF INVESTMENT MANAGEMENT (CRD#
34939) |
| CI GLOBAL INVESTMENTS INC. (CRD#
156752) |
| E*TRADE CAPITAL MANAGEMENT, LLC (CRD#
42159) |
| CRAWFORD INVESTMENT COUNSEL INC (CRD#
110271) |
| FINISTERRE
CAPITAL LLP (CRD#
162101) |
| GRAMERCY FUNDS MANAGEMENT LLC (CRD#
152209) |
| ODEY ASSET MANAGEMENT LLP (CRD#
113858) |
| DFG INVESTMENT ADVISERS, INC. (CRD#
148352) |
| VISION2020 WEALTH MANAGEMENT CORP. (CRD#
154149) |
| DIVCO WEST REAL ESTATE SERVICES, LLC (CRD#
156762) |
| MILL CREEK CAPITAL ADVISORS, LLC (CRD#
141470) |
| FIL INVESTMENT ADVISORS (UK) LTD. (CRD#
110970) |
| LAURION CAPITAL MANAGEMENT LP (CRD#
161278) |
| HOMRICH
BERG (CRD#
108189) |
| CONSULTING GROUP ADVISORY SERVICES LLC (CRD#
137463) |
| TOLLESON PRIVATE WEALTH MANAGEMENT (CRD#
111838) |
| SENTRY
MANAGEMENT INC
(CRD# 107379) |
| ENERGY
INCOME PARTNERS
(CRD# 140799) |
| STARBOARD
VALUE LP (CRD#
156943) |
| ALLEN INVESTMENT MANAGEMENT, LLC (CRD#
124454) |
| MONARCH (CRD#
159465) |
| COHEN & STEERS UK LIMITED (CRD#
142150) |
| AE WEALTH MANAGEMENT, LLC (CRD#
282580) |
| ATAIROS
MANAGEMENT, L.P.
(CRD# 281947) |
| RICHMOND CAPITAL MANAGEMENT INC (CRD#
104636) |
| BEACON POINTE ADVISORS, LLC (CRD#
119290) |
| LEADENHALL CAPITAL PARTNERS (CRD#
282820) |
| LASALLE INVESTMENT MANAGEMENT SECURITIES (CRD#
111179) |
| CHURCHILL MANAGEMENT GROUP (CRD#
109651) |
| GROVESTREET (CRD#
111497) |
| LUXOR
CAPITAL GROUP, LP
(CRD# 138253) |
| WHITE OAK GLOBAL ADVISORS, LLC (CRD#
149659) |
| PATTERSON
& ASSOCIATES
(CRD# 110735) |
| CSOP ASSET MANAGEMENT LIMITED (CRD#
170206) |
| PEMBERTON CAPITAL ADVISORS LLP (CRD#
282621) |
| HIGHLAND CAPITAL MANAGEMENT, L.P. (CRD#
110126) |
| FORMATION
CAPITAL (CRD#
160400) |
| ALINDA CAPITAL PARTNERS LTD (CRD#
156918) |
| REDMILE
GROUP (CRD#
143606) |
| VALLEY VIEW CONSULTING LLC (CRD#
108583) |
| STRATOS WEALTH PARTNERS, LTD (CRD#
153184) |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. (CRD#
285620) |
| TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#
107319) |
| SBI FUNDS MANAGEMENT PRIVATE LIMITED (CRD#
142968) |
| ABS INVESTMENT MANAGEMENT (CRD#
127290) |
| J.C.
FLOWERS & CO. LLC
(CRD# 142529) |
| GREENHAVEN ASSOCIATES INC (CRD#
104729) |
| CHARLESBANK CAPITAL PARTNERS, LLC (CRD#
160256) |
| INDEPENDENT FINANCIAL PARTNERS (CRD#
125112) |
| SAVANT CAPITAL MANAGEMENT (CRD#
107271) |
| MORANT WRIGHT MANAGEMENT LIMITED (CRD#
138189) |
| INDUS CAPITAL PARTNERS, LLC (CRD#
133738) |
| CQS (US),
LLC (CRD#
147329) |
| ONEAMERICA INVESTMENT ADVISORY SERVICES
LLC (CRD#
285390) |
| PINNACLE
ASSOCIATES, LTD.
(CRD# 110631) |
| PAR CAPITAL MANAGEMENT, INC. (CRD#
156596) |
| REDDING RIDGE ASSET MANAGEMENT LLC (CRD#
283058) |
| BRIGHTON
JONES LLC (CRD#
108601) |
| VAN BERKOM AND ASSOCIATES INC. (CRD#
128221) |
| SYMMETRY
PARTNERS (CRD#
120982) |
| SQUARE MILE CAPITAL MANAGEMENT LLC (CRD#
158190) |
| WELLS FARGO ASSET MANAGEMENT
INTERNATIONAL, LLC
(CRD# 109192) |
| FIS
GROUP, INC. (CRD#
111126) |
| PNC REALTY INVESTORS, INC. (CRD#
139904) |
| ROUTE ONE INVESTMENT COMPANY, L.P. (CRD#
156398) |
| ARISTEIA
CAPITAL, LLC (CRD#
135986) |
| AMERITAS
INVESTMENT CORP
(CRD# 14869) |
| VR ADVISORY SERVICES LTD. (CRD#
137158) |
| CITY OF LONDON INVESTMENT MANAGEMENT
COMPANY LIMITED
(CRD# 110986) |
| ACCEL-KKR (CRD#
156498) |
| RELATED FUND MANAGEMENT, LLC (CRD#
156543) |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD#
283004) |
| LOANCORE CAPITAL CREDIT ADVISOR LLC (CRD#
293737) |
| LS POWER EQUITY ADVISORS, LLC (CRD#
158272) |
| DANA INVESTMENT ADVISORS INC (CRD#
105879) |
| CONRAD SIEGEL INVESTMENT ADVISORS (CRD#
123560) |
| CBRE GLOBAL VALUE INVESTORS, LLC (CRD#
111590) |
| DCI, LLC (CRD#
134018) |
| GOLDBERG LINDSAY & CO. LLC (CRD#
141029) |
| LSIA (CRD#
146829) |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC (CRD#
144594) |
| HARDMAN JOHNSTON GLOBAL ADVISORS LLC (CRD#
112500) |
| VALMARK
ADVISERS, INC.
(CRD# 108050) |
| KPS
CAPITAL PARTNERS, LP
(CRD# 157678) |
| CROSSMARK GLOBAL INVESTMENTS, INC. (CRD#
113360) |
| INVESTCORP CREDIT MANAGEMENT US LLC (CRD#
165140) |
| BARING INTERNATIONAL INVESTMENT LTD (CRD#
105724) |
| FULCRUM ASSET MANAGEMENT LLP (CRD#
137661) |
| DISCIPLINED GROWTH INVESTORS INC (CRD#
106746) |
| RIVER AND MERCANTILE LLC (CRD#
126765) |
| SOUND SHORE MANAGEMENT INC (CRD#
112379) |
| RHONE
GROUP L.L.C. (CRD#
161731) |
| OLDFIELD
PARTNERS LLP (CRD#
140556) |
| ICAPITAL
ADVISORS, LLC (CRD#
177513) |
| COOKE
& BIELER, L.P.
(CRD# 113859) |
| ABERDEEN STANDARD INVESTMENTS AUSTRALIA
LIMITED (CRD#
110753) |
| MAGNITUDE
CAPITAL, LLC (CRD#
137486) |
| DOMAIN CAPITAL ADVISORS, LLC (CRD#
110663) |
| SEVEN BRIDGES ADVISORS LLC (CRD#
158722) |
| CV
ADVISORS LLC (CRD#
164817) |
| SUMMIT TRAIL ADVISORS, LLC (CRD#
220519) |
| PERCEPTIVE
ADVISORS (CRD#
154703) |
| REINHART
PARTNERS, INC.
(CRD# 106432) |
| GLENDOWER
CAPITAL (CRD#
289554) |
| DAEMON INVESTMENT AND ASSET MANAGEMENT,
LLC (CRD#
285629) |
| ENTRUST
PARTNERS LLC (CRD#
107940) |
| PRELUDE CAPITAL MANAGEMENT, LLC (CRD#
158105) |
| ORION RESOURCE PARTNERS (USA), LP (CRD#
161327) |
| ADVISER
INVESTMENTS (CRD#
156984) |
| DARSANA CAPITAL PARTNERS LP (CRD#
170862) |
| LEAFHOUSE FINANCIAL ADVISORS, LLC (CRD#
149694) |
| KOHLBERG
& COMPANY (CRD#
160745) |
| SCHF
(GPE), LLC (CRD#
157389) |
| SONTAG
ADVISORY LLC (CRD#
106181) |
| RAM ACTIVE INVESTMENTS S.A. (CRD#
226589) |
| ZEKE CAPITAL ADVISORS, LLC (CRD#
146607) |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. (CRD#
104692) |
| MONROE VOS CONSULTING GROUP, INC. (CRD#
107315) |
| GREYCOURT
& CO., INC.
(CRD# 111936) |
| 20
GATES MANAGEMENT LLC
(CRD# 155480) |
| THE
BOLLARD GROUP LLC
(CRD# 155317) |
| ABERDEEN CAPITAL MANAGEMENT, LLC (CRD#
139068) |
| SENTINEL PENSION ADVISORS INC (CRD#
109901) |
| IVY HILL ASSET MANAGEMENT, L.P. (CRD#
161608) |
| RIDGEWOOD ENERGY CORPORATION (CRD#
142136) |
| CYRUS CAPITAL PARTNERS, L.P. (CRD#
136713) |
| DOUGLAS C. LANE & ASSOCIATES (CRD#
282563) |
| H.A.M.L (CRD#
289310) |
| GLOBAL THEMATIC PARTNERS, LLC (CRD#
152690) |
| DWS INVESTMENTS HONG KONG LIMITED (CRD#
139666) |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED (CRD#
165155) |
| CLEARBRIDGE
INVESTMENTS (CRD#
110619) |
| WETHERBY ASSET MANAGEMENT (CRD#
107341) |
| ASSET MANAGEMENT ONE USA INC. (CRD#
108982) |
| HQ CAPITAL PRIVATE EQUITY LLC (CRD#
134231) |
| FOREST INVESTMENT ASSOCIATES (CRD#
110163) |
| GS INVESTMENT STRATEGIES, LLC (CRD#
142834) |
| CCMP
CAPITAL (CRD#
140121) |
| PGIM REAL ESTATE LUXEMBOURG S.A. (CRD#
281562) |
| GREAT
HILL PARTNERS (CRD#
158158) |
| TD
ASSET MANAGEMENT
(CRD# 110088) |
| SPIDER MANAGEMENT COMPANY, LLC (CRD#
149343) |
| MAIN
STREET ADVISORS
(CRD# 43011) |
| ZACKS INVESTMENT MANAGEMENT, INC. (CRD#
110897) |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG)
LIMITED (CRD#
152807) |
| CHRISTOFFERSON, ROBB & COMPANY (CRD#
121299) |
| NN INVESTMENT PARTNERS NORTH AMERICA LLC (CRD#
165092) |
| VERUS
ADVISORY, INC.
(CRD# 110565) |
| GEM
REALTY CAPITAL
(CRD# 157210) |
| GOLDENTREE LOAN MANAGEMENT, LP (CRD#
282858) |
| WATER STREET CAPITAL, INC. (CRD#
158133) |
| RIVERBRIDGE (CRD#
108074) |
| SANTA BARBARA ASSET MANAGEMENT, LLC (CRD#
138123) |
| BAIN CAPITAL VENTURES, LP (CRD#
145652) |
| INDEPENDENT ADVISOR ALLIANCE, LLC (CRD#
168267) |
| OVERLOOK
INVESTMENTS L.P.
(CRD# 137931) |
| OVERLOOK INVESTMENTS LIMITED (CRD#
137926) |
| PRIVATE
ADVISORS LLC (CRD#
109247) |
| PARVUS ASSET MANAGEMENT EUROPE LIMITED (CRD#
174027) |
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CRD#
39805) |
| VONTOBEL AM FIXED INCOME US LLC (CRD#
291146) |
| ALPHACAT
CAPITAL INC. (CRD#
281602) |
| ALPHACAT (CRD#
165909) |
| BAIN CAPITAL REAL ESTATE, LP (CRD#
291809) |
| CHURCHILL ASSET MANAGEMENT LLC (CRD#
175092) |
| WATER WALKER INVESTMENTS (CRD#
115344) |
| MERIT
ENERGY COMPANY
(CRD# 109310) |
| NXT CAPITAL INVESTMENT ADVISERS, LLC (CRD#
160569) |
| FREESTONE CAPITAL MANAGEMENT, LLC (CRD#
145711) |
| SK
CAPITAL PARTNERS
(CRD# 161487) |
| SAILINGSTONE CAPITAL PARTNERS LLC (CRD#
169673) |
| HIGHFIELDS CAPITAL MANAGEMENT LP (CRD#
157548) |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA)
LIMITED (CRD#
114898) |
| NNIP
ADVISORS B.V. (CRD#
107183) |
| MADISON ASSET MANAGEMENT (CRD#
130874) |
| FIRST EAGLE PRIVATE CREDIT, LLC (CRD#
160114) |
| CRAMER ROSENTHAL MCGLYNN LLC (CRD#
107911) |
| GLEN
POINT CAPITAL (CRD#
289861) |
| GLEN
POINT CAPITAL (CRD#
282067) |
| TRUTINO CAPITAL MANAGEMENT, LLC (CRD#
281980) |
| MACKENZIE INVESTMENTS EUROPE LIMITED (CRD#
284912) |
| SKY HARBOR CAPITAL MANAGEMENT, LLC (CRD#
159020) |
| ALMANAC REALTY INVESTORS, LLC (CRD#
156718) |
| ANCORA
ADVISORS LLC (CRD#
124674) |
| JEFFERIES INVESTMENT ADVISERS, LLC (CRD#
121767) |
| BRIGHTWOOD CAPITAL ADVISORS, LLC (CRD#
167330) |
| PEAR
TREE ADVISORS, INC.
(CRD# 104576) |
| TRINITY STREET ASSET MANAGEMENT LLP (CRD#
152728) |
| MADISON INTERNATIONAL REALTY HOLDINGS, LLC (CRD#
158165) |
| WELCH
& FORBES LLC
(CRD# 115119) |
| GENEVA CAPITAL MANAGEMENT LLC (CRD#
105432) |
| ALPHASIMPLEX
GROUP, LLC (CRD#
128356) |
| WESTMINSTER
CONSULTING (CRD#
160225) |
| CAPRICORN INVESTMENT GROUP LLC (CRD#
147417) |
| GREENLEAF
ADVISORS (CRD#
172332) |
| ICG
ADVISORS, LLC (CRD#
148066) |
| BROWN ADVISORY INVESTMENT SOLUTIONS GROUP
LLC (CRD#
124612) |
| SILVERBAY CAPITAL MANAGEMENT LLC (CRD#
151259) |
| TPG RE FINANCE TRUST MANAGEMENT, L.P. (CRD#
288851) |
| C-III INVESTMENT MANAGEMENT LLC (CRD#
156553) |
| NICHOLAS
CO INC (CRD#
108347) |
| SEVEN POST INVESTMENT OFFICE LP (CRD#
157435) |
| INDEXIQ
ADVISORS LLC (CRD#
144790) |
| PRAIRIE CAPITAL MANAGEMENT, LLC (CRD#
153588) |
| CHOATE INVESTMENT ADVISORS (CRD#
106109) |
| SUVRETTA CAPITAL MANAGEMENT, LLC (CRD#
165153) |
| IONIC CAPITAL MANAGEMENT LLC (CRD#
156400) |
| RIALTO CAPITAL MANAGEMENT, LLC (CRD#
159998) |
| MHR
FUND MANAGEMENT LLC
(CRD# 157212) |
| MAI CAPITAL MANAGEMENT, LLC (CRD#
109807) |
| MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC (CRD#
147548) |
| MACQUARIE INVESTMENT AUSTRIA KAPITALANLAGE
AG (CRD#
290998) |
| IMPAX ASSET MANAGEMENT LLC (CRD#
114335) |
| METROPOLE
GESTION SA (CRD#
175436) |
| TRANSWESTERN INVESTMENT MANAGEMENT, LLC (CRD#
159520) |
| MILLER HOWARD INVESTMENTS INC (CRD#
105800) |
| MESIROW FINANCIAL PRIVATE EQUITY ADVISORS,
INC. (CRD#
112084) |
| CHATHAM ASSET MANAGEMENT, LLC (CRD#
157517) |
| RESOURCE MANAGEMENT SERVICE, LLC (CRD#
130791) |
| ALTAIR
ADVISERS, LLC (CRD#
120642) |
| CAPITAL
ANALYSTS (CRD#
162200) |
| EP
WEALTH ADVISORS
(CRD# 111147) |
| PARK AVENUE INSTITUTIONAL ADVISERS LLC (CRD#
175101) |
| POLUNIN CAPITAL PARTNERS LIMITED (CRD#
159031) |
| SOUTHPOINT CAPITAL ADVISORS LP (CRD#
161754) |
| SIGNATURE FAMILY WEALTH ADVISORS (CRD#
106375) |
| ANGELES INVESTMENT ADVISORS (CRD#
110213) |
| FROST INVESTMENT ADVISORS, LLC (CRD#
146148) |
| NORTHGATE
CAPITAL, L.P. (CRD#
140214) |
| NEWSOUTH CAPITAL MANAGEMENT INC (CRD#
110676) |
| CLEARSTEAD; HARTLAND & CO., LLC (CRD#
105674) |
| RIDGEMONT PARTNERS MANAGEMENT, LLC (CRD#
157421) |
| MARQUETTE
ASSOCIATES, INC.
(CRD# 21572) |
| ALTIMETER CAPITAL MANAGEMENT, LP (CRD#
160017) |
| SEARCHLIGHT CAPITAL PARTNERS (CRD#
161958) |
| DIGITAL BRIDGE ADVISORS, LLC (CRD#
291394) |
| FOURTH STREET PERFORMANCE PARTNERS, INC. (CRD#
107339) |
| MILLBURN RIDGEFIELD CORPORATION (CRD#
119077) |
| STEPHENS INVESTMENT MANAGEMENT GROUP, LLC (CRD#
136369) |
| MORGAN STANLEY PRIVATE EQUITY ASIA, INC. (CRD#
134366) |
| K1 INVESTMENT MANAGEMENT LLC (CRD#
161953) |
| PLANMEMBER SECURITIES CORPORATION (CRD#
11869) |
| HOUND
PARTNERS (CRD#
155551) |
| CNH
PARTNERS, LLC (CRD#
114626) |
| CLEAR INVESTMENT RESEARCH, LLC (CRD#
172685) |
| LITMAN GREGORY ASSET MANAGEMENT, LLC (CRD#
107611) |
| GLOBAL PORTFOLIO STRATEGIES, INC. (CRD#
105812) |
| ROPES
WEALTH ADVISORS
(CRD# 168615) |
| CARMEL
PARTNERS (CRD#
160892) |
| EXCHANGE TRADED CONCEPTS, LLC (CRD#
151197) |
| SABA CAPITAL MANAGEMENT, L.P. (CRD#
154362) |
| COHO
PARTNERS, LTD.
(CRD# 111335) |
| HAMLIN CAPITAL MANAGEMENT, LLC (CRD#
119278) |
| KENNEDY CAPITAL MANAGEMENT (CRD#
105834) |
| LM
CAPITAL GROUP, LLC
(CRD# 120277) |
| APOLLO INVESTMENT MANAGEMENT, L.P. (CRD#
130610) |
| HOISINGTON INVESTMENT MANAGEMENT CO (CRD#
107710) |
| COOK STREET CONSULTING, INC. (CRD#
112829) |
| BRIDGES INVESTMENT MANAGEMENT INC (CRD#
108028) |
| RIVER ROAD ASSET MANAGEMENT, LLC (CRD#
134918) |
| THOMPSON INVESTMENT MANAGEMENT, INC. (CRD#
129609) |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA
LLC (CRD#
109355) |
| EVANSON ASSET MANAGEMENT, LLC (CRD#
135188) |
| SHELTER GROWTH CAPITAL PARTNERS LLC (CRD#
170685) |
| HEALTHCOR
MANAGEMENT L.P.
(CRD# 159101) |
| LOCKTON INVESTMENT ADVISORS, LLC (CRD#
144133) |
| DEVENIR INVESTMENT ADVISORS, LLC (CRD#
132824) |
| GMO
EUROPE LLC (CRD#
169308) |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC (CRD#
282241) |
| ORGEL WEALTH MANAGEMENT, LLC (CRD#
168219) |
| FPR
PARTNERS LLC (CRD#
157311) |
| CLEARWATER
ADVISORS, LLC (CRD#
116865) |
| GOFEN
AND GLOSSBERG, L.L.C.
(CRD# 107859) |
| D.F.
DENT AND COMPANY, INC.
(CRD# 105179) |
| FINACCESS
ADVISORS, LLC (CRD#
150697) |
| STRATEGIC INVESTMENT COUNSEL CORP (CRD#
110395) |
| STEVENS CAPITAL MANAGEMENT LP (CRD#
161202) |
| LIONSTONE
INVESTMENTS (CRD#
160214) |
| TORCHLIGHT INVESTORS, LLC (CRD#
111289) |
| KCM
INVESTMENT ADVISORS
(CRD# 109629) |
| SLAVIC MUTUAL FUNDS MANAGEMENT CORP. (CRD#
113833) |
| HECK CAPITAL ADVISORS, LLC (CRD#
143848) |
| MCQUEEN FINANCIAL ADVISORS II, INC. (CRD#
109325) |
| MONEY MATTERS WITH KEN MORAIF (CRD#
157222) |
| BMO HARRIS FINANCIAL ADVISORS, INC (CRD#
137115) |
| UBS SWISS FINANCIAL ADVISERS (CRD#
130668) |
| THE
MATHER GROUP, LLC
(CRD# 156005) |
| SEQUOIA FINANCIAL ADVISORS, L.L.C. (CRD#
117756) |
| ADVANCED PORTFOLIO MANAGEMENT, LLC (CRD#
138769) |
| CBRE GLOBAL INVESTORS, LLC (CRD#
109981) |
| TURIM 21 INVESTIMENTOS LTDA (CRD#
286618) |
| HANCOCK NATURAL RESOURCE GROUP, INC (CRD#
109641) |
| SENTINEL CAPITAL PARTNERS, L.L.C. (CRD#
160474) |
| JOEL
ISAACSON & CO., LLC
(CRD# 152450) |
| BALASA DINVERNO FOLTZ LLC (CRD#
113630) |
| FRANKLIN TEMPLETON PORTFOLIO ADVISORS,
INC. (CRD#
111372) |
| HEITMAN REAL ESTATE SECURITIES LLC (CRD#
107134) |
| ELEMENTUM
ADVISORS, LLC (CRD#
151635) |
| DIGITAL COLONY MANAGEMENT LLC (CRD#
290954) |
| NORTHSIDE CAPITAL MANAGEMENT LLC (CRD#
107784) |
| VECTOR CAPITAL MANAGEMENT, L.P. (CRD#
171172) |
| UNIVERSA
INVESTMENTS L.P.
(CRD# 146052) |
| ALPHAFIXE
CAPITAL INC. (CRD#
286613) |
| WHITEHAVEN ASSET MANAGEMENT, LP (CRD#
170531) |
| WASHINGTON CAPITAL MANAGEMENT INC (CRD#
105253) |
| KNIGHTHEAD CAPITAL MANAGEMENT, LLC (CRD#
157483) |
| VERSUS CAPITAL ADVISORS LLC (CRD#
143857) |
| TAYLOR
ADVISORS, INC.
(CRD# 119300) |
| IRON
FINANCIAL LLC (CRD#
106682) |
| HGGC, LLC (CRD#
145684) |
| DELANCEY REAL ESTATE ASSET MANAGEMENT
LIMITED (CRD#
161590) |
| LIDO
ADVISORS, LLC (CRD#
269866) |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN)
LIMITED (CRD#
148239) |
| PALESTRA CAPITAL MANAGEMENT LLC (CRD#
160535) |
| PRIME CAPITAL MANAGEMENT COMPANY LIMITED (CRD#
138987) |
| PHOENIX PROPERTY INVESTORS LIMITED (CRD#
162476) |
| SWAN GLOBAL INVESTMENTS, LLC (CRD#
114669) |
| SWAN
GLOBAL MANAGEMENT
(CRD# 173621) |
| OWL CREEK ASSET MANAGEMENT, L.P. (CRD#
139371) |
| RXR ASSET MANAGEMENT LLC (CRD#
158268) |
| B|O|S (CRD#
110496) |
| TRUST
ADVISORS, INC.
(CRD# 157508) |
| T. ROWE PRICE AUSTRALIA LIMITED (CRD#
290594) |
| SALIENT CAPITAL ADVISORS, LLC (CRD#
153914) |
| IRON CAPITAL ADVISORS INC. (CRD#
127773) |
| KABOUTER
MANAGEMENT, LLC
(CRD# 153099) |
| FLAHERTY & CRUMRINE INCORPORATED (CRD#
105499) |
| DIMENSION CAPITAL MANAGEMENT LLC (CRD#
109380) |
| PIEDMONT INVESTMENT ADVISORS, INC. (CRD#
298000) |
| WEISS
ASSET MANAGEMENT
(CRD# 155564) |
| PARK AVENUE SECURITIES LLC (CRD#
46173) |
| VIDENT INVESTMENT ADVISORY, LLC (CRD#
171004) |
| MARBLE POINT CREDIT MANAGEMENT LLC (CRD#
284749) |
| PRIMA CAPITAL ADVISORS LLC (CRD#
124719) |
| WESTCHESTER CAPITAL MANAGEMENT, LLC (CRD#
155686) |
| T.
ROWE PRICE JAPAN, INC.
(CRD# 290585) |
| COPPER ROCK CAPITAL PARTNERS (CRD#
134176) |
| HEBER
FUGER WENDIN INC
(CRD# 105668) |
| KA
FUND ADVISORS, LLC
(CRD# 141037) |
| QIC (CRD#
161705) |
| SHAPIRO CAPITAL MANAGEMENT LLC (CRD#
105581) |
| KOTAK MAHINDRA ASSET MANAGEMENT
(SINGAPORE) PTE. LTD.
(CRD# 286032) |
| ELLINGTON FINANCIAL MANAGEMENT LLC (CRD#
150510) |
| BECKER CAPITAL MANAGEMENT, INC. (CRD#
110489) |
| BAILARD,
INC. (CRD#
110550) |
| SHERIDAN PRODUCTION PARTNERS MANAGER, LLC (CRD#
156935) |
| SPECTRUM
EQUITY (CRD#
160619) |
| BARTLETT & CO. WEALTH MANAGEMENT LLC (CRD#
292246) |
| STRATEGIC GLOBAL ADVISORS, LLC (CRD#
286019) |
| VOLORIDGE (CRD#
152869) |
| R M DAVIS
INC (CRD#
105448) |
| FIRST FOUNDATION ADVISORS (CRD#
106075) |
| FFL (CRD#
156980) |
| PROFUND
ADVISORS LLC (CRD#
109585) |
| GRYPHON
ADVISORS, LLC (CRD#
160185) |
| SIERRA INVESTMENT PARTNERS, INC. (CRD#
110954) |
| DEPRINCE, RACE & ZOLLO, INC. (CRD#
112099) |
| GREYWOLF CAPITAL MANAGEMENT LP (CRD#
138715) |
| CAPITAL RESEARCH & CONSULTING LLC (CRD#
109868) |
| ARNHOLD LLC (CRD#
290117) |
| OCEANWOOD CAPITAL MANAGEMENT LLP (CRD#
163622) |
| TRUVVO
PARTNERS LLC (CRD#
143108) |
| FS/EIG
ADVISOR, LLC (CRD#
293054) |
| CLEARARC
CAPITAL, INC. (CRD#
104650) |
| TITAN
ADVISORS, LLC (CRD#
135805) |
| KEY
SQUARE GROUP LP
(CRD# 281932) |
| CAMPBELL
GLOBAL (CRD#
111944) |
| ORCHARD GLOBAL ASSET MANAGEMENT LLP (CRD#
287599) |
| PEREGRINE CAPITAL MANAGEMENT, LLC (CRD#
110052) |
| RGT
WEALTH ADVISORS
(CRD# 104953) |
| CADARET
GRANT & CO INC
(CRD# 10641) |
| DOWLING
& YAHNKE, LLC
(CRD# 107672) |
| GYL FINANCIAL SYNERGIES, LLC (CRD#
284758) |
| DIAMETER CAPITAL PARTNERS LP (CRD#
289307) |
| FORUM FINANCIAL MANAGEMENT, LP (CRD#
145706) |
| MCKINLEY CAPITAL MANAGEMENT, LLC (CRD#
106173) |
| STEELRIVER INFRASTRUCTURE MANAGEMENT US
LLC (CRD#
144012) |
| VOLEON CAPITAL MANAGEMENT LP (CRD#
147443) |
| INGALLS
& SNYDER LLC
(CRD# 2288) |
| SOLAR CAPITAL PARTNERS, LLC (CRD#
146106) |
| HOLOWESKO
PARTNERS LTD. (CRD#
155703) |
| SAPPHIRE
VENTURES, LLC (CRD#
161558) |
| JAMES INVESTMENT RESEARCH INC (CRD#
110433) |
| CHILTON INVESTMENT SERVICES, LLC (CRD#
159306) |
| AMERICAN INDUSTRIAL PARTNERS (CRD#
156878) |
| RWC ASSET ADVISORS (US) LLC (CRD#
166517) |
| INTELLICENTS INVESTMENT SOLUTIONS INC (CRD#
107498) |
| CEPHEI
CAPITAL (CRD#
163621) |
| VALEO FINANCIAL ADVISORS, LLC (CRD#
127132) |
| REDTREE INVESTMENT GROUP (CRD#
171615) |
| VALUE
PARTNERS LIMITED
(CRD# 143177) |
| ABBEY
CAPITAL LIMITED
(CRD# 153498) |
| 1ST SOURCE CORPORATION INVESTMENT
ADVISORS, INC.
(CRD# 111331) |
| STRATEGIC CAPITAL ADVISERS, INC. (CRD#
108872) |
| CANTERBURY CONSULTING INCORPORATED (CRD#
22875) |
| SUMITOMO MITSUI TRUST (HONG KONG) LIMITED (CRD#
137109) |
| SECURITY CAPITAL RESEARCH & MANAGEMENT
INCORPORATED (CRD#
106201) |
| BC
ADVISORS, LLC (CRD#
142982) |
| COLUMBIA PACIFIC WEALTH MANAGEMENT (CRD#
156225) |
| GRYPHON INTERNATIONAL INVESTMENT
CORPORATION (CRD#
123557) |
| ASSET PRESERVATION ADVISORS INC (CRD#
106741) |
| PRETIUM MORTGAGE CREDIT MANAGEMENT, LLC (CRD#
171026) |
| HORIZON
INVESTMENTS LLC
(CRD# 109552) |
| CONESTOGA CAPITAL ADVISORS, LLC (CRD#
111750) |
| FREEMAN
SPOGLI & CO.
(CRD# 156819) |
| BMO
CAPITAL MARKETS CORP.
(CRD# 16686) |
| WEITZ INVESTMENT MANAGEMENT, INC. (CRD#
105088) |
| PARADICE INVESTMENT MANAGEMENT LLC (CRD#
164411) |
| WMS
PARTNERS, LLC (CRD#
109971) |
| NIKKO ASSET MANAGEMENT AMERICAS, INC. (CRD# 824) |
| ATALAYA CAPITAL MANAGEMENT LP (CRD#
156959) |
| JOHN
W. BRISTOL & CO., INC.
(CRD# 105597) |
| E
CAPITAL MANAGEMENT L.P.
(CRD# 113661) |
| DALTON
INVESTMENTS LLC
(CRD# 109538) |
| PLANCORP,
LLC (CRD#
106599) |
| NEUBERGER BERMAN BRETON HILL ULC (CRD#
284803) |
| OFI
ADVISORS, LLC (CRD#
133229) |
| TRINITAS CAPITAL MANAGEMENT (CRD#
281328) |
| EDGE
CAPITAL GROUP, LLC
(CRD# 297596) |
| NEW MOUNTAIN FINANCE ADVISERS BDC, L.L.C. (CRD#
155493) |
| H.M. PAYSON (CRD#
2993) |
| KOREA INVESTMENT VALUE ASSET MANAGEMENT (CRD#
173365) |
| AXIUM INFRASTRUCTURE INC. (CRD#
286454) |
| ARGA INVESTMENT MANAGEMENT, LP (CRD#
153665) |
| LOURDMURRAY (CRD#
140305) |
| GLOBEFLEX
CAPITAL LP (CRD#
106417) |
| SEVEN
EIGHT CAPITAL, LP
(CRD# 170624) |
| STRATEGIC WEALTH ADVISORS GROUP (CRD#
283824) |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (CRD#
38357) |
| ACR ALPINE CAPITAL RESEARCH, LLC (CRD#
110933) |
| PERMANENS
CAPITAL L.P. (CRD#
157476) |
| JAMES HAMBRO & PARTNERS LLP (CRD#
286283) |
| RNC GENTER CAPITAL MANAGEMENT (CRD#
108618) |
| UBS REALTY INVESTORS LLC (CRD#
107758) |
| SPC (CRD#
110692) |
| REGENTATLANTIC (CRD#
105995) |
| GTIS
PARTNERS (CRD#
156798) |
| NEUBERGER BERMAN LOAN ADVISERS LLC (CRD#
285579) |
| BOSERA ASSET MANAGEMENT (INTERNATIONAL)
CO., LIMITED (CRD#
168895) |
| JMI
MANAGEMENT, INC.
(CRD# 158344) |
| COLUMBUS CIRCLE INVESTORS (CRD#
111878) |
| HARVEST GLOBAL INVESTMENTS LIMITED (CRD#
157964) |
| CADIAN CAPITAL MANAGEMENT, LP (CRD#
157813) |
| GREENWOODS ASSET MANAGEMENT LIMITED (CRD#
139054) |
| INDEX
FUND ADVISORS, INC.
(CRD# 109143) |
| CITIZENS
SECURITIES, INC.
(CRD# 39550) |
| GALLAGHER FIDUCIARY ADVISORS, LLC (CRD#
146509) |
| JANA
PARTNERS LLC (CRD#
151318) |
| MATRIX CAPITAL MANAGEMENT COMPANY, LP (CRD#
160066) |
| GLOBAL FINANCIAL PRIVATE CAPITAL, LLC (CRD#
132070) |
| GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC (CRD#
167429) |
| AVENUE EUROPE INTERNATIONAL MANAGEMENT,
L.P. (CRD#
131937) |
| EVANSTON CAPITAL MANAGEMENT, LLC (CRD#
120338) |
| COHEN & STEERS ASIA LIMITED (CRD#
135661) |
| WP
GLOBAL PARTNERS LLC
(CRD# 135689) |
| COMPLUS ASSET MANAGEMENT LIMITED (CRD#
173003) |
| SERIESONE ASSET MANAGEMENT LLC (CRD#
174058) |
| RICHARD BERNSTEIN ADVISORS LLC (CRD#
153577) |
| ACPI
INVESTMENTS LIMITED (CRD#
165090) |
| MEDLEY PARTNERS MANAGEMENT LLC (CRD#
289836) |
| MIDCAP FINANCIAL SERVICES CAPITAL
MANAGEMENT, LLC
(CRD# 285820) |
| CHICKASAW CAPITAL MANAGEMENT, LLC (CRD#
127398) |
| SAWGRASS ASSET MANAGEMENT LLC (CRD#
108831) |
| ARTEMIS REAL ESTATE PARTNERS (CRD#
160668) |
| SULLIVAN, BRUYETTE, SPEROS & BLAYNEY,
LLC (CRD#
109732) |
| CHATHAM INVESTMENT ADVISORS, LLC (CRD#
158802) |
| OASIS INVESTMENT STRATEGIES LLC (CRD#
152957) |
| GREENSPRING ADVISORS, LLC (CRD#
132669) |
| HEITMAN CAPITAL MANAGEMENT LLC (CRD#
105480) |
| COLLER
CAPITAL INC (CRD#
158102) |
| ITAU USA ASSET MANAGEMENT (CRD#
156313) |
| SIGNATUREFD,
LLC (CRD#
112758) |
| RADCLIFFE CAPITAL MANAGEMENT, L.P. (CRD#
136028) |
| ETF
MANAGERS GROUP LLC
(CRD# 268796) |
| ROOSEVELT MANAGEMENT COMPANY LLC (CRD#
161605) |
| SCHWARTZ
& CO. (CRD#
7294) |
| INDUSTRY
VENTURES, L.L.C.
(CRD# 156213) |
| FRAZIER HEALTHCARE PARTNERS (CRD#
157324) |
| PARTHENON CAPITAL PARTNERS (CRD#
157398) |
| FIDUCIARY
FIRST (CRD#
150330) |
| STRATEGIC CAPITAL INVESTMENT PARTNERS, LP (CRD#
296190) |
| RIVERNORTH CAPITAL MANAGEMENT, LLC (CRD#
122020) |
| QIC INVESTMENTS NO. 1 PTY LTD (CRD#
160732) |
| ELLINGTON GLOBAL ASSET MANAGEMENT, LLC (CRD#
141772) |
| KLINGENSTEIN FIELDS WEALTH ADVISORS (CRD#
105907) |
| WAINWRIGHT INVESTMENT COUNSEL LLC (CRD#
108711) |
| QUILVEST
MANAGEMENT, LLC
(CRD# 175159) |
| LOVELL MINNICK PARTNERS LLC (CRD#
156494) |
| HANSON
MCCLAIN ADVISORS
(CRD# 111167) |
| SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. (CRD#
133827) |
| TIG
ADVISORS LLC (CRD#
138306) |
| DORSAL CAPITAL MANAGEMENT, LLC (CRD#
160224) |
| HBKS
WEALTH ADVISORS
(CRD# 112139) |
| ADELPHI
CAPITAL LLP (CRD#
160895) |
| CASPIAN
CAPITAL, LP (CRD#
155751) |
| BRADLEY FOSTER & SARGENT INC (CRD#
106928) |
| SATURNA CAPITAL CORPORATION (CRD#
25586) |
| ATLAS
HOLDINGS LLC (CRD#
160610) |
| HUDSON HOUSING CAPITAL LLC (CRD#
161240) |
| BTC
CAPITAL MANAGEMENT
(CRD# 127158) |
| 57 STARS
LLC (CRD#
135202) |
| BARES CAPITAL MANAGEMENT, INC. (CRD#
114428) |
| MONTRUSCO BOLTON INVESTMENTS INC. (CRD#
154475) |
| MANCHESTER CAPITAL MANAGEMENT LLC (CRD#
110003) |
| INTERVAL
PARTNERS, L.P.
(CRD# 164424) |
| CLARKSTON CAPITAL PARTNERS, LLC (CRD#
143456) |
| DEER PARK ROAD MANAGEMENT COMPANY, LP (CRD#
140370) |
| FLEXSTONE
PARTNERS, LLC (CRD#
147353) |
| CORNERSTONE ADVISORS INC (CRD#
110908) |
| PRECEPT ADVISORY GROUP LLC (CRD#
152776) |
| PACIFIC PORTFOLIO CONSULTING, LLC (CRD#
139505) |
| REGIS MANAGEMENT COMPANY, LLC (CRD#
128449) |
| GLADIUS CAPITAL MANAGEMENT LP (CRD#
152023) |
| BROADSTONE ASSET MANAGEMENT, LLC (CRD#
281847) |
| FNB
WEALTH MANAGEMENT
(CRD# 109515) |
| BIMINI
ADVISORS, LLC (CRD#
164944) |
| ROBECO INSTITUTIONAL ASSET MANAGEMENT US
INC (CRD#
107367) |
| AQUILINE
HOLDINGS LLC (CRD#
154410) |
| T.
ROWE PRICE (CANADA), INC.
(CRD# 107290) |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS,
L.P. (CRD#
149653) |
| KOPERNIK GLOBAL INVESTORS, LLC (CRD#
168625) |
| STAMOS CAPITAL PARTNERS, L.P. (CRD#
134660) |
| RAINE
CAPITAL LLC (CRD#
157939) |
| SOUTH TEXAS MONEY MANAGEMENT, LTD. (CRD#
112188) |
| LYNX ASSET MANAGEMENT AB (CRD#
285234) |
| INVESTMENT
ADVISORS (CRD#
15708) |
| HSBC
SECURITIES (USA) INC.
(CRD# 19585) |
| LINDEN
CAPITAL PARTNERS
(CRD# 161059) |
| COMVEST
ADVISORS LLC (CRD#
160753) |
| GRANDEUR PEAK GLOBAL ADVISORS (CRD#
158270) |
| ALESCO
ADVISORS LLC (CRD#
108590) |
| IRONWOOD CAPITAL MANAGEMENT CORP (CRD#
109330) |
| VALOR
EQUITY PARTNERS
(CRD# 160014) |
| JERICHO CAPITAL ASSET MANAGEMENT L.P. (CRD#
156701) |
| SIT INVESTMENT ASSOCIATES, INC (CRD#
105725) |
| FRONTIER ASSET MANAGEMENT, LLC (CRD#
109910) |
| POINTER
MANAGEMENT, LLC
(CRD# 156810) |
| PARK WEST ASSET MANAGEMENT LLC (CRD#
157660) |
| CRESCENT REAL ESTATE LLC (CRD#
158397) |
| CRESSET ASSET MANAGEMENT, LLC (CRD#
288566) |
| ARK INVEST (CRD#
169525) |
| BRIGHTWORTH,
LLC (CRD#
109569) |
| WELLSPRING CAPITAL ADVISORS, LLC (CRD#
132698) |
| PICTET NORTH AMERICA ADVISORS SA (CRD#
142512) |
| HOLLIS
PARK PARTNERS LP
(CRD# 171461) |
| BRAHMAN
CAPITAL CORP (CRD#
160081) |
| NEWBURY
ASSOCIATES LLC
(CRD# 156319) |
| MAPLELANE
CAPITAL LLC (CRD#
159894) |
| ARSENAL CAPITAL MANAGEMENT LP (CRD#
156896) |
| TODD ASSET MANAGEMENT LLC (CRD#
109473) |
| AURELIUS CAPITAL MANAGEMENT, LP (CRD#
157325) |
| PUTNAM INVESTMENTS LIMITED (CRD#
122254) |
| GENEOS WEALTH MANAGEMENT, INC. (CRD#
120894) |
| KEPOS
CAPITAL LP (CRD#
156361) |
| GREENOAKS
CAPITAL (CRD#
165941) |
| QUANTITATIVE INVESTMENT MANAGEMENT, LLC (CRD#
156869) |
| BLACKROCK ASSET MANAGEMENT SCHWEIZ AG (CRD#
161987) |
| SNW ASSET MANAGEMENT, LLC (CRD#
154461) |
| MERIDIAM INFRASTRUCTURE NORTH AMERICA
CORPORATION (CRD#
161478) |
| RESOURCE
CAPITAL FUNDS (CRD#
161007) |
| JUNTO CAPITAL MANAGEMENT LP (CRD#
168547) |
| FRANKLIN TEMPLETON INVESTMENTS (ME)
LIMITED (CRD#
163487) |
| WEAVER C. BARKSDALE & ASSOCIATES, INC. (CRD#
105098) |
| RIVERFRONT INVESTMENT GROUP, LLC (CRD#
146221) |
| CIDEL ASSET MANAGEMENT INC (CRD#
172640) |
| QCI ASSET MANAGEMENT INC (CRD#
110324) |
| TORTOISE CREDIT STRATEGIES, LLC (CRD#
277046) |
| BOGLE INVESTMENT MANAGEMENT, L.P. (CRD#
108849) |
| CORNELL
CAPITAL (CRD#
226779) |
| SST
BENEFITS CONSULTING
(CRD# 288129) |
| NORTHWEST CAPITAL MANAGEMENT INC. (CRD#
108091) |
| 1607 CAPITAL PARTNERS, LLC (CRD#
144758) |
| PENSION
CONSULTANTS INC
(CRD# 113914) |
| TRUEBRIDGE CAPITAL PARTNERS (CRD#
155425) |
| C.W. HENDERSON & ASSOCIATES, INC. (CRD#
108213) |
| SPARK INVESTMENT MANAGEMENT LLC (CRD#
160815) |
| DECCAN VALUE INVESTORS L.P. (CRD#
158187) |
| SCHARF
INVESTMENTS, LLC
(CRD# 105508) |
| OAK STREET REAL ESTATE CAPITAL, LLC (CRD#
165132) |
| TD PRIVATE CLIENT WEALTH LLC (CRD#
164484) |
| MERISTEM
FAMILY WEALTH (CRD#
109141) |
| PALISADE CAPITAL MANAGEMENT LLC (CRD#
104581) |
| EVENTIDE ASSET MANAGEMENT, LLC (CRD#
147110) |
| PROCOURSE FIDUCIARY ADVISORS, LLC (CRD#
164328) |
| PACER
ADVISORS, INC.
(CRD# 137381) |
| POLARIS GROWTH MANAGEMENT, LLC (CRD#
297431) |
| CDH INVESTMENT ADVISORY PRIVATE LIMITED (CRD#
163756) |
| ADHESION WEALTH ADVISOR SOLUTIONS (CRD#
143593) |
| CVC CREDIT PARTNERS U.S. CLO MANAGEMENT
LLC (CRD#
284980) |
| WIPFLI FINANCIAL ADVISORS, LLC (CRD#
109983) |
| UNITED PLANNERS' FINANCIAL SERVICES OF
AMERICA A LIMITED PARTNER
(CRD# 20804) |
| BEACON CAPITAL PARTNERS, LLC (CRD#
158137) |
| WESTPORT CAPITAL PARTNERS LLC (CRD#
157493) |
| SACHEM HEAD CAPITAL MANAGEMENT LP (CRD#
167173) |
| FORMULA FOLIO INVESTMENTS (CRD#
153467) |
| TAILWIND
CAPITAL (CRD#
156562) |
| SPF INVESTMENT MANAGEMENT, L.P. (CRD#
299036) |
| HITCHWOOD CAPITAL MANAGEMENT LP (CRD#
171347) |
| PALLADIUM EQUITY PARTNERS ADVISOR, LLC (CRD#
159061) |
| STAFFORD CAPITAL PARTNERS LIMITED (CRD#
168133) |
| CAMDEN
CAPITAL, LLC (CRD#
129505) |
| KARPUS INVESTMENT MANAGEMENT (CRD#
110275) |
| ARISTOTLE CAPITAL BOSTON, LLC (CRD#
173198) |
| HONKAMP KRUEGER FINANCIAL SERVICES INC (CRD#
106237) |
| SPIRE WEALTH MANAGEMENT, LLC (CRD#
113908) |
| BPS CAPITAL MANAGEMENT, INC. (CRD#
120006) |
| ATHYRIUM CAPITAL MANAGEMENT LP (CRD#
161528) |
| GELLER
ADVISORS LLC (CRD#
134062) |
| HS MANAGEMENT PARTNERS, LLC (CRD#
145480) |
| GARRISON INVESTMENT GROUP LP (CRD#
155253) |
| BLUEMOUNTAIN FUJI MANAGEMENT, LLC (CRD#
286502) |
| PETER
B. CANNELL & CO., INC.
(CRD# 106326) |
| FENIMORE ASSET MANAGEMENT, INC. (CRD#
110946) |
| MAR VISTA INVESTMENT PARTNERS, LLC (CRD#
144906) |
| PROPHET CAPITAL ASSET MANAGEMENT (CRD#
150683) |
| SILVER ROCK FINANCIAL LP (CRD#
283335) |
| LONG
POND CAPITAL, LP
(CRD# 161168) |
| SMITH GROUP ASSET MANAGEMENT (CRD#
106301) |
| ALTAMAR PARTNERS NORTH AMERICA LLC (CRD#
283144) |
| QUANTUM
ADVISERS, LLC (CRD#
160267) |
| RENAISSANCE INVESTMENT MANAGEMENT (CRD#
105916) |
| BCSF
ADVISORS, LP (CRD#
282092) |
| GORDIAN
CAPITAL (CRD#
281555) |
| BANNER OAK CAPITAL PARTNERS, LP (CRD#
284367) |
| MADISON CAPITAL FUNDING LLC (CRD#
284091) |
| BKD
WEALTH ADVISORS, LLC
(CRD# 110905) |
| MARSICO CAPITAL MANAGEMENT, LLC (CRD#
109250) |
| CBP
QUILVEST S.A. (CRD#
288468) |
| VIVO
CAPITAL, LLC (CRD#
159868) |
| UNIGESTION
(UK) LTD (CRD#
282265) |
| CUMBERLAND
ADVISORS (CRD#
107964) |
| ENERVEST INVESTMENT SERVICES, L.L.C. (CRD#
297181) |
| PRIMERICA
ADVISORS (CRD#
10111) |
| FNY INVESTMENT ADVISERS, LLC (CRD#
295433) |
| PROMANAGE,
LLC (CRD#
133357) |
| EMS
CAPITAL LP (CRD#
153756) |
| ATALANTA SOSNOFF CAPITAL, LLC (CRD#
104880) |
| STANFORD
GROUP COMPANY (CRD#
39285) |
| RICE HALL JAMES & ASSOCIATES LLC (CRD#
125410) |
| CANTOR FITZGERALD INVESTMENT ADVISORS (CRD#
159296) |
| ADVICEPERIOD,
LLC (CRD#
169828) |
| JANNEY CAPITAL MANAGEMENT LLC (CRD#
159506) |
| TENOR CAPITAL MANAGEMENT COMPANY, L.P. (CRD#
153277) |
| HORIZON ASSET MANAGEMENT LLC (CRD#
106096) |
| NCH
CAPITAL INC. (CRD#
157288) |
| IMPALA ASSET MANAGEMENT, LLC (CRD#
138752) |
| GAM USA
INC. (CRD#
110458) |
| EMERALD MUTUAL FUND ADVISERS TRUST (CRD#
135130) |
| AFS
ADVISORS, LLC (CRD#
156180) |
| BLOOOM, INC. (CRD#
168604) |
| PINNACLE ASSET MANAGEMENT, L.P. (CRD#
126487) |
| WATER ISLAND CAPITAL, LLC (CRD#
113358) |
| WEXFORD
CAPITAL LP (CRD#
108726) |
| NAUTIC
PARTNERS, LLC (CRD#
159822) |
| BECK,
MACK & OLIVER LLC
(CRD# 105466) |
| VERITION FUND MANAGEMENT LLC (CRD#
156610) |
| PROVIDENT
TRUST COMPANY (CRD#
110118) |
| CABOT
PROPERTIES L.P.
(CRD# 118729) |
| ALAMO
ADVISORS, LP (CRD#
122290) |
| FALCON INVESTMENT ADVISORS, LLC (CRD#
161548) |
| OFI PRIVATE INVESTMENTS INC (CRD#
107807) |
| NEW FRONTIER ADVISORS, LLC (CRD#
147181) |
| AQUILA INVESTMENT MANAGEMENT LLC (CRD#
105588) |
| ALPINE ASSOCIATES MANAGEMENT INC. (CRD#
138901) |
| MASSEY QUICK SIMON & CO., LLC (CRD#
132330) |
| FOUNDRY
GROUP, LLC (CRD#
159541) |
| FCP (CRD#
161468) |
| METALMARK MANAGEMENT LLC (CRD#
132008) |
| ANCHOR CAPITAL ADVISORS LLC (CRD#
105540) |
| USCA RIA
LLC (CRD#
152170) |
| A.R.T.
ADVISORS, LLC (CRD#
161643) |
| LEADING EDGE INVESTMENT ADVISORS,LLC (CRD#
136476) |
| INVERNESS
COUNSEL, LLC (CRD#
106520) |
| RESERVOIR
OPERATIONS, L.P.
(CRD# 156800) |
| LUBERT-ADLER MANAGEMENT COMPANY, L.P. (CRD#
155201) |
| SEMPER CAPITAL MANAGEMENT, L.P. (CRD#
106297) |
| FAIRPOINTE
CAPITAL LLC (CRD#
156356) |
| INDEPENDENT FINANCIAL GROUP, LLC (CRD#
7717) |
| LLR
WALNUT, L.P. (CRD#
300267) |
| ULLICO INVESTMENT ADVISORS, INC. (CRD#
106628) |
| VALIANT CAPITAL MANAGEMENT, L.P. (CRD#
158071) |
| DW
PARTNERS, LP (CRD#
155459) |
| KEY GROUP HOLDINGS (CAYMAN) LTD. (CRD#
161481) |
| KEY GROUP HOLDINGS USA INC (CRD#
168039) |
| YUCAIPA MASTER MANAGER, LLC (CRD#
158216) |
| AE INDUSTRIAL PARTNERS, LP (CRD#
173020) |
| CRG (CRD#
132967) |
| RBC PRIVATE COUNSEL (USA) INC. (CRD#
109648) |
| STEELE CREEK INVESTMENT MANAGEMENT LLC (CRD#
170209) |
| RIBBIT
CAPITAL (CRD#
165308) |
| FOCUSPOINT SOLUTIONS, INC. (CRD#
131195) |
| MASON CAPITAL MANAGEMENT LLC (CRD#
158797) |
| R H
BLUESTEIN & CO
(CRD# 106229) |
| SSN
ADVISORY, INC.
(CRD# 126090) |
| COMPASS
GROUP LLC (CRD#
108772) |
| STADION MONEY MANAGEMENT, LLC (CRD#
112608) |
| SUMMIT FINANCIAL GROUP INC (CRD#
109485) |
| CRESCENT
GROVE ADVISORS
(CRD# 170912) |
| HIGHLINE CAPITAL MANAGEMENT, L.P. (CRD#
139113) |
| ORIGIN ASSET MANAGEMENT LLP (CRD#
139897) |
| WESTBRIDGE CAPITAL US ADVISORS, LLC (CRD#
161527) |
| VESTAR CAPITAL PARTNERS, LLC (CRD#
155953) |
| METZLER-PAYDEN,
LLC (CRD#
108870) |
| DONALD
SMITH & CO., INC.
(CRD# 104947) |
| STACEY BRAUN ASSOCIATES INC (CRD#
105056) |
| KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO.,
LTD. (CRD#
174341) |
| NOKOTA
MANAGEMENT, LP
(CRD# 159004) |
| CASTLEARK MANAGEMENT LLC (CRD#
109587) |
| LANDMARK
MANAGEMENT, INC.
(CRD# 157511) |
| ANCHOR
BOLT CAPITAL, LP
(CRD# 161448) |
| CADENCE CAPITAL MANAGEMENT LLC (CRD#
106561) |
| PENN CAPITAL MANAGEMENT COMPANY, INC. (CRD#
105081) |
| WILBANKS, SMITH & THOMAS ASSET
MANAGEMENT, LLC
(CRD# 106060) |
| ESSEX FINANCIAL SERVICES, INC. (CRD#
127549) |
| SENSATO
INVESTORS LLC (CRD#
153334) |
| AUREUS ASSET MANAGEMENT, LLC (CRD#
136674) |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (CRD#
151298) |
| CARDINAL CAPITAL MANAGEMENT, L.L.C. (CRD#
109824) |
| TPG
PEP ADVISORS, LLC
(CRD# 171288) |
| SUMMIT
FINANCIAL, LLC
(CRD# 299322) |
| FOCUS
FINANCIAL (CRD#
116140) |
| THL CREDIT SENIOR LOAN STRATEGIES LLC (CRD#
161045) |
| LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#
3870) |
| LOWE, BROCKENBROUGH & COMPANY, INC. (CRD#
105142) |
| LOMBARD ODIER ASSET MANAGEMENT (USA) CORP (CRD#
153582) |
| GLOBAL FOREST PARTNERS LP (CRD#
127064) |
| SEPIO
CAPITAL, LLC (CRD#
285645) |
| TCG
ADVISORS, LP (CRD#
112685) |
| PRIME
BUCHHOLZ LLC (CRD#
106455) |
| REAVES
ASSET MANAGEMENT
(CRD# 3140) |
| ACON EQUITY MANAGEMENT L.L.C. (CRD#
159517) |
| LINSCOMB
& WILLIAMS
(CRD# 106779) |
| KORE
PRIVATE WEALTH, LLC
(CRD# 294547) |
| OBERWEIS ASSET MANAGEMENT INC (CRD#
105471) |
| LAKEVIEW CAPITAL PARTNERS, LLC (CRD#
165931) |
| CAMBER CAPITAL MANAGEMENT LP (CRD#
298070) |
| M HOLDINGS SECURITIES, INC. (CRD#
43285) |
| TENG
YUE PARTNERS, L.P.
(CRD# 162895) |
| DSAM PARTNERS (LONDON) LTD (CRD#
163895) |
| ALGERT
GLOBAL LLC (CRD#
125523) |
| GRIFFIN CAPITAL ADVISOR, LLC (CRD#
169120) |
| STONEHILL CAPITAL MANAGEMENT LLC (CRD#
155513) |
| PACIFIC PRIVATE FUND ADVISORS LLC (CRD#
168830) |
| CLIFFORD SWAN INVESTMENT COUNSELORS (CRD#
108033) |
| OCEANWOOD CAPITAL MANAGEMENT LTD (CRD#
159874) |
| CARTICA
MANAGEMENT, LLC
(CRD# 147792) |
| CCM INVESTMENT ADVISERS, LLC (CRD#
105743) |
| TFO
PHOENIX, INC. (CRD#
159440) |
| EMERALD
ADVISERS, LLC (CRD#
107496) |
| SYSTEMATIC FINANCIAL MANAGEMENT LP (CRD#
106146) |
| COLDSTREAM WEALTH MANAGEMENT (CRD#
108805) |
| MEEDER ASSET MANAGEMENT, INC. (CRD#
105794) |
| THE
CAPROCK GROUP, INC.
(CRD# 124272) |
| KILDARE
PARTNERS US, LLC
(CRD# 167984) |
| BEACON CAPITAL MANAGEMENT, INC. (CRD#
120641) |
| JOHNSON
WEALTH INC. (CRD#
125557) |
| SLATE
PATH CAPITAL LP
(CRD# 164751) |
| REGATTA LOAN MANAGEMENT LLC (CRD#
226518) |
| BLUE
ROCK ADVISORS, LLC
(CRD# 281831) |
| TEKLA CAPITAL MANAGEMENT LLC (CRD#
119626) |
| CULLEN CAPITAL MANAGEMENT, LLC (CRD#
113128) |
| MID-CONTINENT CAPITAL LLC (CRD#
107997) |
| VICTORY
PARK CAPITAL (CRD#
161079) |
| RED CLIFF ASSET MANAGEMENT LIMITED (CRD#
169318) |
| LAMCO ADVISORY SERVICES INC. (CRD#
111727) |
| MANTLE
RIDGE LP (CRD#
284653) |
| CUSHING ASSET MANAGEMENT, LP (CRD#
131517) |
| INVESCO GLOBAL REAL ESTATE ASIA PACIFIC,
INC. (CRD#
161544) |
| TRUEPOINT,
INC. (CRD#
105664) |
| VALINOR
MANAGEMENT, L.P.
(CRD# 157246) |
| SYNOVUS
SECURITIES, INC.
(CRD# 14023) |
| FIVE
POINT ENERGY LLC
(CRD# 171158) |
| NEWPORT GROUP CONSULTING, LLC (CRD#
140944) |
| ZHANG
FINANCIAL (CRD#
159257) |
| RA CAPITAL MANAGEMENT, LLC (CRD#
160174) |
| EAGLE GLOBAL ADVISORS LLC (CRD#
107306) |
| ALVAREZ & MARSAL ZOHAR MANAGEMENT, LLC (CRD#
283338) |
| TURTLE CREEK MANAGEMENT, LLC (CRD#
140212) |
| SAWYER FALDUTO ASSET MANAGEMENT, LLC (CRD#
145026) |
| CORTEC GROUP MANAGEMENT SERVICES, LLC (CRD#
161429) |
| A&M
CAPITAL (CRD#
163576) |
| HIGHVISTA STRATEGIES LLC (CRD#
155759) |
| ASPEN
GROVE CAPITAL, LLC
(CRD# 158166) |
| LITMAN GREGORY FUND ADVISORS LLC (CRD#
110005) |
| FIERA CAPITAL (UK) LIMITED (CRD#
137637) |
| FIERA CAPITAL (IOM) LIMITED (CRD#
118090) |
| LAZARD ASSET MANAGEMENT CANADA INC (CRD#
106340) |
| SCOPUS ASSET MANAGEMENT, L.P. (CRD#
157518) |
| WILDCAT CAPITAL MANAGEMENT, LLC (CRD#
162178) |
| JMG
FINANCIAL GROUP LTD
(CRD# 110302) |
| SQ
ADVISORS, LLC (CRD#
155489) |
| EDGBASTON INVESTMENT PARTNERS (CRD#
148364) |
| NORTHEAST FINANCIAL (CRD#
110361) |
| GOVERNORS
LANE LP (CRD#
213511) |
| RIVULET
CAPITAL, LLC (CRD#
163597) |
| STEADVIEW CAPITAL MANAGEMENT LLC (CRD#
164661) |
| HIGHLAND CAPITAL MANAGEMENT, LLC (CRD#
104842) |
| METROPOLITAN REAL ESTATE EQUITY
MANAGEMENT, LLC
(CRD# 137813) |
| EPG
INCORPORATED (CRD#
106821) |
| PROTERRA INVESTMENT PARTNERS LP (CRD#
282051) |
| ODYSSEY INVESTMENT PARTNERS, LLC (CRD#
160990) |
| P. SCHOENFELD ASSET MANAGEMENT LP (CRD#
149236) |
| CM
WEALTH ADVISORS LLC
(CRD# 119467) |
| BLUESHIFT ASSET MANAGEMENT (CRD#
290637) |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. (CRD#
138032) |
| BADGLEY PHELPS WEALTH MANAGERS (CRD#
108392) |
| WESTMOUNT ASSET MANAGEMENT, LLC (CRD#
158857) |
| RIVERWOOD CAPITAL MANAGEMENT L.P. (CRD#
158267) |
| MARCUARD FAMILY OFFICE LTD (CRD#
155003) |
| CONTOUR ASSET MANAGEMENT LLC (CRD#
154645) |
| EIKOH RESEARCH INVESTMENT MANAGEMENT (CRD#
160756) |
| CPMG, INC. (CRD#
131417) |
| W.E.
DONOGHUE & CO., LLC
(CRD# 285403) |
| CINCINNATI ASSET MANAGEMENT INC (CRD#
104946) |
| SWAN CAPITAL MANAGEMENT, LLC (CRD#
164280) |
| LBC CREDIT MANAGEMENT, L.P. (CRD#
157628) |
| AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC (CRD#
131660) |
| FINEPOINT
CAPITAL LP (CRD#
170668) |
| OGAM, LP (CRD#
287919) |
| SMITH
SHELLNUT WILSON
(CRD# 106235) |
| BALENTINE (CRD#
152511) |
| ALTARIS CAPITAL PARTNERS, LLC (CRD#
143611) |
| SVA PLUMB WEALTH MANAGEMENT, LLC (CRD#
159216) |
| BRAVE WARRIOR ADVISORS, LLC (CRD#
108894) |
| 40
NORTH MANAGEMENT LLC
(CRD# 160843) |
| BLACKSTONE STRATEGIC ALLIANCE ADVISORS
L.L.C. (CRD#
142922) |
| COMMERCE INVESTMENT ADVISORS, INC. (CRD#
104705) |
| SAMSUNG ASSET MANAGEMENT (HONG KONG)
LIMITED (CRD#
286182) |
| LGM
INVESTMENTS (CRD#
160460) |
| FOXHAVEN ASSET MANAGEMENT, LP (CRD#
168872) |
| TELEMUS
CAPITAL, LLC (CRD#
168794) |
| PRIVATE MANAGEMENT GROUP INC (CRD#
104707) |
| AVISTA
CAPITAL PARTNERS
(CRD# 160750) |
| INVESTMENT MANAGEMENT GROUP (CRD#
122166) |
| FILLMORE CAPITAL PARTNERS, LLC (CRD#
139256) |
| CHILTON INVESTMENT COMPANY, LLC (CRD#
120107) |
| MORTGAGE INDUSTRY ADVISORY COMPANY (CRD#
122337) |
| INVESTCORP INVESTMENT ADVISERS LLC (CRD#
137790) |
| CRESTLINE DENALI CAPITAL, L.P. (CRD#
126953) |
| PRESCOTT GENERAL PARTNERS LLC (CRD#
157907) |
| RV CAPITAL MANAGEMENT PRIVATE LTD (CRD#
171385) |
| INVESTCORP INVESTMENT ADVISERS LIMITED (CRD#
134430) |
| DUNE REAL ESTATE PARTNERS LP (CRD#
157455) |
| THE PACIFIC FINANCIAL GROUP, INC. (CRD#
105203) |
| ARGENT CAPITAL MANAGEMENT LLC (CRD#
107930) |
| VANBARTON
GROUP LLC (CRD#
119128) |
| BOWEN,
HANES & CO INC
(CRD# 105153) |
| PRIO WEALTH LIMITED PARTNERSHIP (CRD#
105058) |
| COVINGTON CAPITAL MANAGEMENT (CRD#
132161) |
| RAA (CRD#
108203) |
| GARRISON POINT CAPITAL, LLC (CRD#
165590) |
| EULAV
ASSET MANAGEMENT
(CRD# 156397) |
| DUALITY
GROUP (CRD#
293271) |
| MERRIMAN (CRD#
166580) |
| WARREN AVERETT ASSET MANAGEMENT, LLC (CRD#
115332) |
| CARRINGTON CAPITAL MANAGEMENT, LLC (CRD#
130813) |
| PROSPERA FINANCIAL SERVICES, INC. (CRD#
10740) |
| NEW PROVIDENCE ASSET MANAGEMENT L.P. (CRD#
137727) |
| ERGOTELES
CAPITAL (CRD#
165309) |
| BLUESTONE CAPITAL MANAGEMENT, LLC (CRD#
157841) |
| GUGGENHEIM
INVESTMENTS (CRD#
129288) |
| GWM
ADVISORS, LLC (CRD#
171351) |
| TRILLIUM ASSET MANAGEMENT (CRD#
110901) |
| ALASKA PERMANENT CAPITAL MANAGEMENT CO (CRD#
106233) |
| FCO
ADVISORS LP (CRD#
290182) |
| STOCKBRIDGE
INVESTORS (CRD#
160674) |
| ASANA
PARTNERS, LP (CRD#
284477) |
| BURFORD CAPITAL INVESTMENT MANAGEMENT LLC (CRD#
167365) |
| IRON
POINT PARTNERS, LLC
(CRD# 157078) |
| HEALTHCARE ROYALTY MANAGEMENT, LLC (CRD#
169355) |
| FRONTIER INVESTMENT MANAGEMENT CO (CRD#
110430) |
| MCCUTCHEN
GROUP LLC (CRD#
143309) |
| EW
HEALTHCARE PARTNERS
(CRD# 158263) |
| HERONBRIDGE (CRD#
164314) |
| ADVANCE CAPITAL MANAGEMENT INC (CRD#
110767) |
| ALPHACENTRIC ADVISORS LLC (CRD#
170679) |
| ICMA RETIREMENT CORPORATION (CRD#
108783) |
| CALEDONIA
US, LP (CRD#
291463) |
| STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C. (CRD#
114922) |
| FORT, L.P. (CRD#
168613) |
| QUANTUM ADVISORS PRIVATE LIMITED (CRD#
141476) |
| MIDOCEAN
US ADVISOR, L.P.
(CRD# 151488) |
| CANTAB CAPITAL PARTNERS LLP (CRD#
287540) |
| MARANON
CAPITAL, L.P. (CRD#
155736) |
| ADVISORY SERVICES NETWORK (CRD#
146051) |
| MARTIN
CURRIE INC (CRD#
110909) |
| ALTEGRIS
ADVISORS, LLC (CRD#
154003) |
| Z
CAPITAL GROUP, L.L.C.
(CRD# 159511) |
| CARRET ASSET MANAGEMENT, LLC (CRD#
131445) |
| CANYON
CLO ADVISORS LLC
(CRD# 226636) |
| TWO CREEKS CAPITAL MANAGEMENT, LP (CRD#
171848) |
| THIRD AVENUE MANAGEMENT LLC (CRD#
107545) |
| FORT PITT CAPITAL GROUP, LLC (CRD#
281385) |
| PRETIUM CREDIT MANAGEMENT, LLC (CRD#
154057) |
| TCI
WEALTH ADVISORS, INC.
(CRD# 107373) |
| CARROLL FINANCIAL ASSOCIATES INC (CRD#
105427) |
| SOUTHERN WEALTH MANAGEMENT LLP (CRD#
134714) |
| SPRUCE HOUSE INVESTMENT MANAGEMENT LLC (CRD#
163427) |
| BDCA
ADVISER, LLC (CRD#
155644) |
| GLADSTONE MANAGEMENT CORPORATION (CRD#
122482) |
| PENNANTPARK INVESTMENT ADVISERS, LLC (CRD#
143149) |
| ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C. (CRD#
108178) |
| FLEXPOINT
FORD, LLC (CRD#
157864) |
| ALTAMONT CAPITAL PARTNERS (CRD#
160498) |
| TWIN
TREE MANAGEMENT, LP
(CRD# 149548) |
| SPRINGS CAPITAL (HONG KONG) LIMITED (CRD#
168321) |
| PARSEC FINANCIAL MANAGEMENT, INC (CRD#
104919) |
| PAINE SCHWARTZ PARTNERS, LLC (CRD#
157551) |
| MEADOW CAPITAL MANAGEMENT LLC (CRD#
161322) |
| BRICK CAPITAL MANAGEMENT INC (CRD#
107600) |
| MILLER INVESTMENT MANAGEMENT, LP (CRD#
108380) |
| FORESTERS ADVISORY SERVICES, LLC (CRD#
164663) |
| SANDLER CAPITAL MANAGEMENT (CRD#
109856) |
| CRESTONE ASSET MANAGEMENT LLC (CRD#
108581) |
| JLL
PARTNERS LLC (CRD#
285186) |
| DAVID VAUGHAN INVESTMENTS, LLC (CRD#
105990) |
| MATTER
FAMILY OFFICE (CRD#
106806) |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. (CRD#
109771) |
| WELLESLEY ASSET MANAGEMENT, INC. (CRD#
116176) |
| ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC (CRD#
159050) |
| DOUGLASS WINTHROP ADVISORS LLC (CRD#
108680) |
| SKYVIEW INVESTMENT ADVISORS, LLC (CRD#
286353) |
| CAIRN
LOAN INVESTMENTS
(CRD# 283408) |
| MUDRICK
CAPITAL (CRD#
161012) |
| ROCK
SPRINGS CAPITAL
(CRD# 168648) |
| CORVEX
MANAGEMENT LP (CRD#
158197) |
| IVI OR INTRINSIC VALUE INVESTORS (CRD#
157597) |
| MOSS ADAMS WEALTH ADVISORS LLC (CRD#
108917) |
| SRB
CORPORATION (CRD#
161163) |
| THL
MANAGERS VI, LLC
(CRD# 160701) |
| BAIN CAPITAL PUBLIC EQUITY, LP (CRD#
145650) |
| EAGLE POINT CREDIT MANAGEMENT LLC (CRD#
166370) |
| CASSADAY
& CO INC (CRD#
106566) |
| MANIKAY
PARTNERS (CRD#
157272) |
| GREENBRIAR
EQUITY GROUP (CRD#
157475) |
| NATIONAL ASSET MANAGEMENT, INC. (CRD#
115927) |
| MODERA WEALTH MANAGEMENT, LLC (CRD#
155649) |
| INVESTACORP ADVISORY SERVICES INC (CRD#
109011) |
| PARALLEL
ADVISORS, LLC (CRD#
140800) |
| WL ROSS
& CO. LLC (CRD#
141854) |
| HANYS
BENEFIT SERVICES
(CRD# 36026) |
| LEUCADIA ASSET MANAGEMENT LLC (CRD#
168186) |
| GRIMES
& COMPANY, INC.
(CRD# 109420) |
| CAMBRIDGE ASSOCIATES LTD LLC (CRD#
106003) |
| TWIN FOCUS CAPITAL PARTNERS, LLC (CRD#
140522) |
| FIELDPOINT PRIVATE SECURITIES LLC (CRD#
18975) |
| CHIRON INVESTMENT MANAGEMENT, LLC (CRD#
277165) |
| TILNEY ASSET MANAGEMENT LIMITED (CRD#
160376) |
| ALLEGHENY FINANCIAL GROUP LTD (CRD#
104690) |
| BOSTON COMMON ASSET MANAGEMENT, LLC (CRD#
123558) |
| TINICUM
INCORPORATED (CRD#
157298) |
| SEIZERT CAPITAL PARTNERS (CRD#
108954) |
| ALTOS VENTURES MANAGEMENT, INC. (CRD#
162777) |
| SANCTUARY
ADVISORS, LLC (CRD#
226606) |
| BERNHARD CAPITAL PARTNERS MANAGEMENT, LP (CRD#
168155) |
| TREXQUANT
INVESTMENT LP (CRD#
170476) |
| BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#
141413) |
| CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP (CRD#
105268) |
| HARBOR INVESTMENT ADVISORY, LLC (CRD#
151085) |
| TW-IM, LLC (CRD#
167240) |
| HALBERT
HARGROVE (CRD#
105515) |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC (CRD#
128990) |
| MACKENZIE INVESTMENTS ASIA LIMITED (CRD#
285521) |
| ENDEAVOUR
CAPITAL (CRD#
160800) |
| VANTAGE CONSULTING GROUP INC (CRD#
105240) |
| CHANNING CAPITAL MANAGEMENT, LLC (CRD#
128450) |
| FOUNDRY
PARTNERS, LLC (CRD#
164863) |
| JZ
PARTNERS, LLC (CRD#
160932) |
| BROAD RUN INVESTMENT MANAGEMENT, LLC (CRD#
165067) |
| SYM
FINANCIAL ADVISORS
(CRD# 107517) |
| WHARTON BUSINESS GROUP, LLC (CRD#
133722) |
| CLEARWATER MANAGEMENT CO., INC. (CRD#
105307) |
| GIA
PARTNERS, LLC.
(CRD# 151207) |
| LADENBURG THALMANN ASSET MANAGEMENT INC (CRD#
108604) |
| CORIENT CAPITAL PARTNERS, LLC (CRD#
170920) |
| ENGINEERS GATE MANAGER LP (CRD#
172249) |
| HERITAGE INVESTORS MANAGEMENT CORP (CRD#
110420) |
| MRA
ASSOCIATES (CRD#
152734) |
| MILLER VALUE PARTNERS, LLC (CRD#
110632) |
| ZAZOVE
ASSOCIATES LLC
(CRD# 104751) |
| EMM WEALTH (CRD#
148963) |
| 325
FILLMORE LLC (CRD#
287625) |
| MACQUARIE CAPITAL INVESTMENT MANAGEMENT
LLC (CRD#
130352) |
| MADISON CAPITAL PARTNERS (CRD#
160334) |
| MEDLEY
CAPITAL LLC (CRD#
167354) |
| AQS ASSET MANAGEMENT, L.L.C. (CRD#
131544) |
| DEARBORN
PARTNERS L.L.C.
(CRD# 108147) |
| BUDROS,
RUHLIN & ROE, INC.
(CRD# 106536) |
| HAMILTON
CAPITAL (CRD#
109116) |
| NITORUM
CAPITAL, L.P. (CRD#
173617) |
| SHERBORNE INVESTORS MANAGEMENT LP (CRD#
160178) |
| AB PRIVATE CREDIT INVESTORS LLC (CRD#
173027) |
| S.W.
MITCHELL CAPITAL LLP
(CRD# 163494) |
| MARSHFIELD
ASSOCIATES (CRD#
150614) |
| FS
GLOBAL ADVISOR, LLC
(CRD# 167620) |
| CENTRAL PARK ADVISERS, LLC (CRD#
141805) |
| PURE FINANCIAL ADVISORS, INC. (CRD#
144316) |
| BERMAN CAPITAL ADVISORS, LLC (CRD#
155419) |
| ATALANTA SOSNOFF MANAGEMENT, LLC (CRD#
11085) |
| TRIVE CAPITAL MANAGEMENT LLC (CRD#
166910) |
| PT
ASSET MANAGEMENT, LLC
(CRD# 107619) |
| MAINSTAY CAPITAL MANAGEMENT, LLC (CRD#
109528) |
| BLUE
HARBOUR GROUP, L.P.
(CRD# 154768) |
| CENTAURUS
FINANCIAL, INC.
(CRD# 30833) |
| BRIDGER
MANAGEMENT LLC
(CRD# 160738) |
| CNI
NSHC ADVISORS, LLC
(CRD# 292301) |
| BASALT INFRASTRUCTURE PARTNERS LLP (CRD#
161881) |
| GATES CAPITAL MANAGEMENT, INC. (CRD#
137842) |
| KOVACK
ADVISORS, INC.
(CRD# 140808) |
| DOCK STREET CAPITAL MANAGEMENT LLC (CRD#
157155) |
| FELDMAN,
INGARDONA & CO
(CRD# 29449) |
| BRENTWOOD PRIVATE EQUITY, LLC (CRD#
156558) |
| LEVEL FOUR ADVISORY SERVICES (CRD#
134086) |
| TETRAGON FINANCIAL MANAGEMENT LP (CRD#
156041) |
| CU CAPITAL MARKET SOLUTIONS, LLC (CRD#
284473) |
| AMERICAN INFRASTRUCTURE FUNDS, LLC (CRD#
156157) |
| PACIFIC FINANCIAL GROUP, LLC (CRD#
143041) |
| CORECOMMODITY MANAGEMENT, LLC (CRD#
135810) |
| DESTINATION WEALTH MANAGEMENT (CRD#
110365) |
| VENBIO SELECT ADVISOR LLC (CRD#
154091) |
| CUNA BROKERAGE SERVICES, INC. (CRD#
13941) |
| CZECH ASSET MANAGEMENT, L.P. (CRD#
159308) |
| BOSTON
ADVISORS, LLC (CRD#
140059) |
| TRUSTMARK INVESTMENT ADVISORS, INC. (CRD#
118826) |
| FAIR OAKS CAPITAL LIMITED (CRD#
289249) |
| PARKWAY
ADVISORS, L.P.
(CRD# 112629) |
| GREEN SQUARE WEALTH MANAGEMENT, LLC (CRD#
297048) |
| FOCUSED
INVESTORS LLC (CRD#
140010) |
| LANCASTER INVESTMENT MANAGEMENT LLP (CRD#
158068) |
| DLD
ASSET MANAGEMENT, LP
(CRD# 170377) |
| FRONTIER WEALTH MANAGEMENT, LLC (CRD#
144344) |
| SOLAMERE
CAPITAL, LLC (CRD#
156902) |
| GCP INVESTMENT ADVISOR, LLC (CRD#
171093) |
| IWC INVESTMENT PARTNERS A/S (CRD#
287869) |
| EQUITY
INVESTMENT CORP
(CRD# 283930) |
| RSW
INVESTMENTS, LLC
(CRD# 134261) |
| PINEBRIDGE
GALAXY LLC (CRD#
285211) |
| SIRIOS CAPITAL MANAGEMENT, L.P. (CRD#
160580) |
| FALCON
EDGE CAPITAL, LP
(CRD# 160894) |
| BRAMSHILL INVESTMENTS, LLC (CRD#
162492) |
| ELGIN
CAPITAL LLP (CRD#
169915) |
| EDGEWATER
SERVICES, LLC (CRD#
159926) |
| JFS
WEALTH ADVISORS, LLC
(CRD# 145051) |
| ABRAMS BISON INVESTMENTS, L.L.C. (CRD#
137183) |
| RIVERPARK
ADVISORS, LLC (CRD#
150646) |
| CAPITAL
ADVISORS, INC.
(CRD# 104643) |
| LIGHTYEAR
CAPITAL LLC (CRD#
156781) |
| EVERGREEN CAPITAL MANAGEMENT LLC (CRD#
104931) |
| AGW
CAPITAL ADVISORS
(CRD# 150570) |
| BOSTON FINANCIAL MANAGEMENT LLC (CRD#
112360) |
| BEACON POINTE WEALTH ADVISORS, LLC (CRD#
151328) |
| ARBOR REALTY COLLATERAL MANAGEMENT, LLC (CRD#
163425) |
| CAPITAL
DIRECTIONS LLC
(CRD# 109762) |
| MONEY CONCEPTS ADVISORY SERVICE (CRD#
12963) |
| BASALT INFRASTRUCTURE PARTNERS LLC (CRD#
162276) |
| ARGO INFRASTRUCTURE PARTNERS LP (CRD#
171246) |
| RAMIREZ ASSET MANAGEMENT, INC. (CRD#
110637) |
| SCHWARTZ INVESTMENT COUNSEL INC (CRD#
104693) |
| DETALUS
ADVISORS, LLC (CRD#
117958) |
| ALPHAENGINE GLOBAL INVESTMENT SOLUTION LLC (CRD#
143002) |
| PAUL
COMSTOCK PARTNERS
(CRD# 105335) |
| CAPITAL INVESTMENT ADVISORS, LLC (CRD#
158055) |
| SIGNATURE INVESTMENT ADVISORS, LLC (CRD#
160715) |
| WILLIS INVESTMENT COUNSEL INC (CRD#
111042) |
| ASPECT
CAPITAL LIMITED
(CRD# 127600) |
| TFO-TDC,
LLC (CRD#
124407) |
| BRISTOL
GROUP INC (CRD#
105087) |
| CREDIT VALUE PARTNERS, LLC (CRD#
154625) |
| CORNERSTONE INVESTMENT PARTNERS, LLC (CRD#
111753) |
| NANTAHALA CAPITAL MANAGEMENT, LLC (CRD#
158081) |
| ARGI INVESTMENT SERVICES, LLC (CRD#
151916) |
| FRANKLIN STREET ADVISORS INC. (CRD#
106275) |
| CAPITAL GENERATION PARTNERS LLP (CRD#
281808) |
| PALLADIUM REGISTERED INVESTMENT ADVISORS (CRD#
145076) |
| CHERRY HILL MORTGAGE MANAGEMENT, LLC (CRD#
167679) |
| KBI GLOBAL INVESTORS (NORTH AMERICA) LTD (CRD#
113606) |
| THOMPSON STREET CAPITAL MANAGER LLC (CRD#
156679) |
| ABACUS
WEALTH PARTNERS
(CRD# 128590) |
| SOUTHWESTERN INVESTMENT ADVISORY SERVICES,
INC. (CRD#
283515) |
| COMMUNITY CAPITAL MANAGEMENT, INC. (CRD#
109368) |
| DLJ REAL ESTATE CAPITAL PARTNERS, LLC (CRD#
106238) |
| ARBOR
POINT ADVISORS
(CRD# 165127) |
| DOMINI IMPACT INVESTMENTS LLC (CRD#
109505) |
| CORMORANT ASSET MANAGEMENT, LP (CRD#
167820) |
| VONTOBEL SWISS WEALTH ADVISORS AG (CRD#
154750) |
| BROOKNOLL
ADVISORS LLC (CRD#
298297) |
| INTERMEDE INVESTMENT PARTNERS LIMITED (CRD#
175312) |
| ANNEX WEALTH MANAGEMENT, LLC (CRD#
127987) |
| VANTAGE INVESTMENT PARTNERS, LLC (CRD#
126208) |
| BEACON
TRUST (CRD#
226547) |
| LIGHT STREET CAPITAL MANAGEMENT, LLC (CRD#
155215) |
| BAIN CAPITAL CREDIT CLO ADVISORS, LP (CRD#
285892) |
| BORDEAUX WEALTH ADVISORS (CRD#
287758) |
| ADVISORS CAPITAL MANAGEMENT, LLC (CRD#
112266) |
| HM CAPITAL MANAGEMENT, LLC (CRD#
136595) |
| EXANTAS CAPITAL MANAGER INC. (CRD#
285395) |
| ICBC CREDIT SUISSE ASSET MANAGEMENT
(INT'L) CO. LTD
(CRD# 283218) |
| ROCKBRIDGE
CAPITAL, LLC (CRD#
161078) |
| ROUNDTABLE HEALTHCARE MANAGEMENT, INC (CRD#
161235) |
| TAIYO PACIFIC PARTNERS L.P. (CRD#
160930) |
| NEWPORT
ASIA LLC (CRD#
118682) |
| COHEN & COMPANY FINANCIAL MANAGEMENT,
LLC (CRD#
133171) |
| WATER STREET HEALTHCARE PARTNERS, LLC (CRD#
156694) |
| FARALLON CAPITAL EUROPE LLP (CRD#
138713) |
| FORESTER
CAPITAL, L.L.C.
(CRD# 160806) |
| AZIMUTH CAPITAL MANAGEMENT LLC (CRD#
132308) |
| GEODE CAPITAL MANAGEMENT LP (CRD#
132365) |
| ADVANTAGE CAPITAL MANAGEMENT (CRD#
171128) |
| THE
PRAEDIUM GROUP LLC
(CRD# 161789) |
| ROOSEVELT
INVESTMENTS (CRD#
107853) |
| GUARDIAN CAPITAL ADVISORS LP (CRD#
109840) |
| SHELTON CAPITAL MANAGEMENT (CRD#
104720) |
| Q
INVESTMENTS (CRD#
157478) |
| PGIM FUND MANAGEMENT LIMITED (CRD#
171548) |
| LIGHT
SKY MACRO LP (CRD#
286571) |
| GLAZER
CAPITAL, LLC. (CRD#
136932) |
| OWL ROCK TECHNOLOGY ADVISORS LLC (CRD#
297497) |
| WEDBUSH
SECURITIES INC.
(CRD# 877) |
| MAN GLOBAL PRIVATE MARKETS (USA) INC. (CRD#
284066) |
| EXENCIAL WEALTH ADVISORS (CRD#
130475) |
| WELLS FARGO ASSET MANAGEMENT INTERNATIONAL
LIMITED (CRD#
132377) |
| NASSAU CORPORATE CREDIT LLC (CRD#
287937) |
| MANGROVE
PARTNERS (CRD#
162296) |
| MONTAG
& CALDWELL, LLC
(CRD# 104841) |
| COASTAL
BRIDGE ADVISORS
(CRD# 152569) |
| TGM
ASSOCIATES L.P.
(CRD# 108905) |
| J.
W. COLE ADVISORS, INC.
(CRD# 112294) |
| BOLTON GLOBAL ASSET MANAGEMENT (CRD#
129376) |
| GRIDIRON
CAPITAL, LLC (CRD#
158241) |
| MSOUTH EQUITY PARTNERS, LLC (CRD#
157601) |
| WEST
SIDE ADVISORS, LLC
(CRD# 112578) |
| CRESSEY
& COMPANY LP
(CRD# 155606) |
| ALPHAGEN CAPITAL LIMITED (CRD#
137841) |
| STRATEGIC WEALTH PARTNERS (CRD#
174052) |
| KEEL
POINT, LLC (CRD#
127902) |
| FISHER LYNCH CAPITAL, LLC (CRD#
160694) |
| SOFINNOVA
INVESTMENTS, INC.
(CRD# 160297) |
| NOVAQUEST CAPITAL MANAGEMENT, L.L.C. (CRD#
160359) |
| QUAD-C
MANAGEMENT, INC.
(CRD# 161395) |
| STRIPES
GROUP, LLC (CRD#
157553) |
| KINDERHOOK INDUSTRIES, LLC (CRD#
160193) |
| ZWJ INVESTMENT COUNSEL INC (CRD#
110397) |
| FORTIGENT,
LLC (CRD#
138164) |
| LAKE
STREET ADVISORS
(CRD# 288300) |
| THE WINDACRE PARTNERSHIP LLC (CRD#
168761) |
| SAND HILL GLOBAL ADVISORS, LLC (CRD#
111295) |
| FAYERWEATHER MANAGEMENT, LLC (CRD#
187517) |
| INDEPENDENT PORTFOLIO CONSULTANTS, INC. (CRD#
120420) |
| MENLO
EQUITIES LLC (CRD#
162139) |
| KEY INVESTMENT SERVICES LLC (CRD#
136300) |
| RECORD CURRENCY MANAGEMENT INC (CRD#
171338) |
| AURORA MANAGEMENT PARTNERS LLC (CRD#
158845) |
| BIENVILLE CAPITAL MANAGEMENT, LLC (CRD#
149320) |
| GOOD
HILL PARTNERS LP
(CRD# 150130) |
| TOSCAFUND ASSET MANAGEMENT (CRD#
155132) |
| SOUTHEAST ASSET ADVISORS INC (CRD#
107588) |
| STERLING FUND MANAGEMENT, LLC (CRD#
160338) |
| PROSPECT
RIDGE (CRD#
299594) |
| STARR INVESTMENT HOLDINGS, LLC (CRD#
161503) |
| GWN
SECURITIES INC.
(CRD# 128929) |
| CONSTITUTION CAPITAL PARTNERS, LLC (CRD#
147248) |
| VARADERO
CAPITAL, L.P. (CRD#
159183) |
| PEAK
ROCK CAPITAL LLC
(CRD# 165138) |
| SHANGHAI FOSUN CHUANGFU EQUITY INVESTMENT
MANAGEMENT COMPANY
(CRD# 170015) |
| ANTARCTICA INVESTMENT ADVISORS, LLC (CRD#
284659) |
| PONDER
INVESTMENT CO (CRD#
110917) |
| GFS
ADVISORS LLC (CRD#
143110) |
| CONSONANCE CAPITAL MANAGEMENT LP (CRD#
162717) |
| FOSTER
GROUP, INC. (CRD#
107148) |
| KAINOS
(TX) CAPITAL LP
(CRD# 165607) |
| FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL)
LTDA. (CRD#
155141) |
| SARATOGA RESEARCH & INVESTMENT
MANAGEMENT (CRD#
110506) |
| BLUE
VISTA CAPITAL, LLC
(CRD# 127001) |
| CBIZ INVESTMENT ADVISORY SERVICES, LLC (CRD#
286002) |
| PRIVATE
OCEAN (CRD#
110666) |
| DAVIDSON INVESTMENT ADVISORS, INC. (CRD#
110552) |
| EAST
ROCK CAPITAL, LLC
(CRD# 157433) |
| NEW CENTURY ADVISORS, LLC (CRD#
122478) |
| WESCOTT FINANCIAL ADVISORY GROUP LLC (CRD#
105989) |
| KRANE FUNDS ADVISORS, LLC (CRD#
157103) |
| JD CAPITAL MANAGEMENT LLC (CRD#
137110) |
| PALO
ALTO INVESTORS LP
(CRD# 109171) |
| ONCAP MANAGEMENT PARTNERS L.P. (CRD#
161167) |
| IWP WEALTH MANAGEMENT LLC (CRD#
136314) |
| CROSSLINK
CAPITAL, INC. (CRD#
109948) |
| CONVEXITY CAPITAL MANAGEMENT LP (CRD#
158799) |
| ATOM
INVESTORS LP (CRD#
296819) |
| ARGONAUT PRIVATE CAPITAL, LP (CRD#
283878) |
| LEE
EQUITY PARTNERS, LLC
(CRD# 157422) |
| ADVISORNET WEALTH MANAGEMENT (CRD#
113074) |
| STANDARD ADVISORY SERVICES LIMITED (CRD#
285859) |
| TXRE
ADVISERS, LLC (CRD#
160388) |
| EAST BRIDGE CAPITAL MANAGEMENT LP (CRD#
167207) |
| EMPIRICAL WEALTH MANAGEMENT (CRD#
152622) |
| REHMANN
FINANCIAL (CRD#
123047) |
| WILMINGTON TRUST INVESTMENT MANAGEMENT (CRD#
19396) |
| SOL CAPITAL MANAGEMENT CO (CRD#
110226) |
| WATER
OAK ADVISORS, LLC
(CRD# 140486) |
| ARVEST
WEALTH MANAGEMENT
(CRD# 42057) |
| LEGACY VENTURE MANAGEMENT, LLC (CRD#
156640) |
| STENHAM ASSET MANAGEMENT INC. (CRD#
164382) |
| WINDJAMMER CAPITAL INVESTORS (CRD#
160396) |
| SMEAD CAPITAL MANAGEMENT, INC. (CRD#
143567) |
| GENOVESE BURFORD & BROTHERS WEALTH AND
RETIREMENT PLAN MGMT, LLC
(CRD# 105698) |
| GRIFFIS RESIDENTIAL INVESTMENT ADVISOR (CRD#
166201) |
| JOHNSON
STERLING, INC.
(CRD# 106379) |
| HARBOUR
INVESTMENTS, INC.
(CRD# 19258) |
| SOWELL MANAGEMENT SERVICES (CRD#
127145) |
| HANTZ FINANCIAL SERVICES, INC. (CRD#
46047) |
| RETIREMENT WEALTH ADVISORS, INC. (CRD#
137658) |
| PINNACLE ADVISORY GROUP, INC. (CRD#
107757) |
| GRADIENT INVESTMENTS, LLC (CRD#
141726) |
| TRIBUTARY CAPITAL MANAGEMENT, LLC (CRD#
112528) |
| INTEROCEAN
CAPITAL, LLC (CRD#
136887) |
| LEGEND
ADVISORY, LLC (CRD#
104761) |
| WIND
POINT PARTNERS
(CRD# 156485) |
| B
RILEY WEALTH MANAGEMENT
(CRD# 2543) |
| MALTESE CAPITAL MANAGEMENT, LLC (CRD#
138175) |
| SSI INVESTMENT MANAGEMENT, INC (CRD#
104889) |
| STARR PRIVATE EQUITY PARTNERS, LLC (CRD#
297886) |
| PACIFIC HEIGHTS ASSET MANAGEMENT, LLC (CRD#
124365) |
| COLUMBIA THREADNEEDLE INVESTMENTS (CRD#
131168) |
| CORNERSTONE WEALTH MANAGEMENT, LLC (CRD#
164666) |
| PROPRIUM CAPITAL PARTNERS, L.P. (CRD#
165441) |
| HIGHPOINT ADVISOR GROUP, LLC (CRD#
163768) |
| PAMLICO
CAPITAL (CRD#
157532) |
| AMERRA CAPITAL MANAGEMENT, LLC (CRD#
155860) |
| REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC (CRD#
137342) |
| EQUITY
INTERNATIONAL (CRD#
156961) |
| SNYDER CAPITAL MANAGEMENT LP (CRD#
108518) |
| IPI
PARTNERS, LLC (CRD#
284694) |
| CUSO FINANCIAL SERVICES, L.P. (CRD#
42132) |
| ABNER
HERRMAN & BROCK, LLC
(CRD# 8517) |
| SNOW
PHIPPS GROUP, LLC
(CRD# 158024) |
| COLUMBIA PACIFIC ADVISORS, LLC (CRD#
142725) |
| GLENDON CAPITAL MANAGEMENT L.P. (CRD#
166119) |
| BLOOM
TREE PARTNERS, LLC
(CRD# 160957) |
| SNOWDEN CAPITAL ADVISORS LLC (CRD#
157299) |
| COLTRANE ASSET MANAGEMENT, L.P. (CRD#
165131) |
| BELVEDERE
ADVISORS LLC (CRD#
140719) |
| NEWBROOK CAPITAL ADVISORS LP (CRD#
138930) |
| WYNNCHURCH
CAPITAL, LLC (CRD#
173227) |
| TIMBERLINK
LLC (CRD#
170067) |
| MOZAIC, LLC (CRD#
145777) |
| CION INVESTMENT MANAGEMENT, LLC (CRD#
160386) |
| WATERMARK
GROUP (CRD#
108272) |
| RAUB BROCK CAPITAL MANAGEMENT, LP (CRD#
153994) |
| MEYER HANDELMAN COMPANY LLC (CRD#
107309) |
| ACIS CAPITAL MANAGEMENT, L.P. (CRD#
153302) |
| COLONIAL FIRST STATE GLOBAL ASSET
MANAGEMENT (CRD#
175193) |
| PINGORA ASSET MANAGEMENT, LLC (CRD#
166257) |
| NORDEA INVESTMENT MANAGEMENT NORTH
AMERICA, INC. (CRD#
116837) |
| PHARMAKON
ADVISORS, LP (CRD#
161150) |
| VMG
PARTNERS II, LLC
(CRD# 157720) |
| GRANAHAN INVESTMENT MANAGEMENT INC (CRD#
107745) |
| WHITE
DEER ENERGY (CRD#
161361) |
| HUNTINGTON FINANCIAL ADVISORS (CRD#
16986) |
| KELLOGG ASSET MANAGEMENT, LLC (CRD#
150031) |
| CAPITAL ASSET ADVISORY SERVICES, LLC (CRD#
110929) |
| CENTIVA
CAPITAL, LP (CRD#
286299) |
| WESTRIVER MANAGEMENT, LLC (CRD#
161921) |
| WARD FERRY MANAGEMENT (BVI) LIMITED (CRD#
139173) |
| WARD FERRY MANAGEMENT LIMITED (CRD#
139184) |
| THE
STERLING GROUP, L.P.
(CRD# 157406) |
| STONERIDGE PMG ADVISORS, LLC (CRD#
107662) |
| THE
MILESTONE GROUP, INC.
(CRD# 106733) |
| LCN CAPITAL MANAGEMENT, L.P. (CRD#
166799) |
| ST. DENIS J. VILLERE & CO., LLC (CRD#
105159) |
| ATLANTIC CAPITAL STRATEGIES, INC. (CRD#
146725) |
| WELLINGTON
FUNDS (US) LLC
(CRD# 288313) |
| LEEDS
EQUITY PARTNERS
(CRD# 161956) |
| BLS CAPITAL FONDSMAEGLERSELSKAB A/S (CRD#
170746) |
| MISSION WEALTH MANAGEMENT, LP (CRD#
113057) |
| WESTPORT STRATEGIES ADVISORS, LLC (CRD#
163577) |
| ALPINE
INVESTORS (CRD#
157255) |
| HOWLAND CAPITAL MANAGEMENT LLC (CRD#
104726) |
| WAUD
CAPITAL PARTNERS
(CRD# 160632) |
| F L PUTNAM INVESTMENT MANAGEMENT CO. (CRD#
106223) |
| ALATUS
CAPITAL LTD (CRD#
281625) |
| PNC
REAL ESTATE (CRD#
172753) |
| MELODY CAPITAL MANAGEMENT LLC (CRD#
167953) |
| SMITH AFFILIATED CAPITAL CORP. (CRD#
107675) |
| CORRIGO INVESTMENT PARTNERS, LLC (CRD#
293620) |
| MONTAG (CRD#
105756) |
| ACCREDITED INVESTORS WEALTH MANAGEMENT (CRD#
105439) |
| SJS
INVESTMENT SERVICES
(CRD# 107219) |
| ANDERSEN
TAX LLC (CRD#
124205) |
| BLUESPRUCE (CRD#
167311) |
| FAIRHOLME CAPITAL MANAGEMENT, L.L.C. (CRD#
107987) |
| NS
PARTNERS LTD (CRD#
110625) |
| KINGSWAY CAPITAL PARTNERS LIMITED (CRD#
291956) |
| GREENLIGHT
CAPITAL, INC (CRD#
157083) |
| CASTLE
HOOK PARTNERS LP
(CRD# 284968) |
| EMERGING CAPITAL PARTNERS (CRD#
151378) |
| PROCYON INSTITUTIONAL PARTNERS, LLC (CRD#
288244) |
| TWELVE
CAPITAL (UK) LTD
(CRD# 281770) |
| FORESITE
CAPITAL (CRD#
162823) |
| PERMIAN (CRD#
156893) |
| QVT
FINANCIAL LP (CRD#
156508) |
| SAGEWOOD ASSET MANAGEMENT LLC (CRD#
281548) |
| AMERICAN CAPITAL MANAGEMENT INC (CRD#
110861) |
| ADELANTE CAPITAL MANAGEMENT LLC (CRD#
107382) |
| CFI
PARTNERS (CRD#
139531) |
| CARDIFF
PARK ADVISORS (CRD#
126752) |
| ZADIG
GESTION (CRD#
167166) |
| SAGE FINANCIAL GROUP INC. (CRD#
116574) |
| CARNEGIE INVESTMENT COUNSEL (CRD#
150488) |
| EQIS
CAPITAL MANAGEMENT
(CRD# 126052) |
| GLOBAL ALPHA CAPITAL MANAGEMENT LTD. (CRD#
161512) |
| WALDRON
PRIVATE WEALTH
(CRD# 131063) |
| WESTERN INTERNATIONAL SECURITIES (CRD#
39262) |
| CLOUGH CAPITAL PARTNERS, LP (CRD#
131257) |
| BEAUMONT FINANCIAL PARTNERS LLC (CRD#
108345) |
| BOSTON TRUST INVESTMENT MANAGEMENT, INC. (CRD#
111266) |
| FAIRVIEW
CAPITAL (CRD#
108102) |
| SCGE
MANAGEMENT, L.P.
(CRD# 157402) |
| RINET
COMPANY, LLC (CRD#
106979) |
| LARAMAR MULTI-FAMILY VALUE MANAGER, LLC (CRD#
161298) |
| CLEARVIEW
ADVISORY (CRD#
140068) |
| 12 WEST CAPITAL MANAGEMENT LP (CRD#
160197) |
| CLARUS
VENTURES, LLC (CRD#
160980) |
| RCG
LONGVIEW (CRD#
165252) |
| WEBSTER EQUITY PARTNERS, LLC (CRD#
156729) |
| WELCH
HORNSBY, INC. (CRD#
104664) |
| NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC (CRD#
133790) |
| TWIN BRIDGE CAPITAL PARTNERS, LLC (CRD#
160403) |
| STEELE CAPITAL MANAGEMENT, INC. (CRD#
107097) |
| MUTUAL
ADVISORS, LLC (CRD#
167658) |
| LEVEL
EQUITY (CRD#
160016) |
| SEIDLER KUTSENDA MANAGEMENT COMPANY, LLC (CRD#
156909) |
| SENVEST
MANAGEMENT, LLC
(CRD# 137312) |
| OMNICAP
GROUP LLC (CRD#
133387) |
| CRESTWOOD
ADVISORS (CRD#
286243) |
| INVESTMENT COUNSELORS OF MARYLAND (CRD#
116379) |
| MORGAN CREEK CAPITAL MANAGEMENT, LLC (CRD#
138401) |
| FIRST FINANCIAL EQUITY CORPORATION (CRD#
16507) |
| TWIN CAPITAL MANAGEMENT INC (CRD#
104748) |
| MCCARTHY
CAPITAL (CRD#
158782) |
| REDWOOD
INVESTMENTS, LLC
(CRD# 133028) |
| INVUS FINANCIAL ADVISORS, LLC (CRD#
161603) |
| PAGNATOKARP PARTNERS, LLC (CRD#
282298) |
| INVESTMENT CONSULTING GROUP INC (CRD#
106967) |
| PRITZKER PRIVATE CAPITAL (CRD#
291331) |
| CONGRESS WEALTH MANAGEMENT LLC (CRD#
149446) |
| ENCOMPASS CAPITAL ADVISORS LLC (CRD#
160113) |
| LVW
ADVISORS, LLC (CRD#
159403) |
| VALOR
ADVISORS LLC (CRD#
171358) |
| PAR-FOUR INVESTMENT MANAGEMENT, LLC (CRD#
160530) |
| MILES
CAPITAL, INC. (CRD#
105376) |
| SILVERMINE CAPITAL MANAGEMENT (CRD#
146110) |
| DSAM
PARTNERS (US) LLC
(CRD# 284503) |
| OBS
FINANCIAL (CRD#
138615) |
| INVESCO PRIVATE CAPITAL, INC. (CRD#
107584) |
| BROUWER & JANACHOWSKI, LLC (CRD#
146178) |
| LEAD EDGE CAPITAL MANAGEMENT, LLC (CRD#
241795) |
| GSA CAPITAL PARTNERS (NEW YORK) LP (CRD#
286369) |
| RTW
INVESTMENTS LP
(CRD# 153232) |
| PRODIGY ASSET MANAGEMENT LLC (CRD#
106457) |
| THREE
BELL CAPITAL LLC
(CRD# 159736) |
| FAMILY MANAGEMENT CORPORATION (CRD#
104951) |
| VISTA WEALTH MANAGEMENT GROUP, LLC (CRD#
297808) |
| STALEY CAPITAL ADVISERS INC (CRD#
107118) |
| KLINGMAN AND ASSOCIATES, LLC (CRD#
125618) |
| J.F. LEHMAN AND COMPANY LLC (CRD#
292932) |
| CARLSON CAPITAL MANAGEMENT, LLC (CRD#
281544) |
| VOLARIS CAPITAL MANAGEMENT LLC (CRD#
286219) |
| GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC (CRD#
158084) |
| LGL
PARTNERS, LLC (CRD#
289784) |
| TREMBLANT
CAPITAL GROUP (CRD#
138743) |
| ADAMAS
PARTNERS, LLC (CRD#
156665) |
| FIRST STATE INVESTMENTS (US) LLC (CRD#
170739) |
| AMHERST CAPITAL MANAGEMENT LLC (CRD#
174130) |
| MORTON CAPITAL MANAGEMENT, LLC (CRD#
141250) |
| HARTFORD
FUNDS (CRD#
130373) |
| FRONTEGRA ASSET MANAGEMENT INC (CRD#
107420) |
| RESOURCE CONSULTING GROUP (CRD#
105720) |
| WESTERN TECHNOLOGY INVESTMENT (WTI) (CRD#
110429) |
| WESTON
FINANCIAL (CRD#
110407) |
| NINEPOINT
PARTNERS LP (CRD#
289068) |
| OLD IRONSIDES ENERGY, LLC (CRD#
168670) |
| MERCED
CAPITAL, L.P. (CRD#
137228) |
| HORNOR,
TOWNSEND & KENT, LLC
(CRD# 4031) |
| COLUMN PARK ASSET MANAGEMENT, LP (CRD#
169730) |
| TEAM
HEWINS, LLC (CRD#
291194) |
| COBBLESTONE CAPITAL ADVISORS, LLC (CRD#
108023) |
| HOOD RIVER CAPITAL MANAGEMENT LLC (CRD#
166089) |
| ASCRIBE
CAPITAL LLC (CRD#
167218) |
| W
CAPITAL PARTNERS
(CRD# 159408) |
| IRVING PLACE CAPITAL MANAGEMENT, L.P. (CRD#
157579) |
| HILLSDALE INVESTMENT MANAGEMENT INC. (CRD#
137883) |
| ZEMENICK
& WALKER INC
(CRD# 108670) |
| ARLINGTON CAPITAL PARTNERS (CRD#
160265) |
| ROMARK CREDIT ADVISORS LP (CRD#
298909) |
| ARENA
CAPITAL ADVISORS
(CRD# 170313) |
| CIRCLE WEALTH MANAGEMENT, LLC (CRD#
142878) |
| EVENSKY & KATZ/FOLDES FINANCIAL WEALTH
MANAGEMENT (CRD#
109698) |
| DYSON CAPITAL ADVISORS, LLC (CRD#
152532) |
| FILAMENT,
LLC (CRD#
138419) |
| FRONTIER INVESTMENT MANAGEMENT PARTNERS
LTD. (CRD#
282586) |
| RCL
ADVISORS, LLC (CRD#
142919) |
| SQUADRA INVESTMENTS - GESTAO DE RECURSOS
LTDA. (CRD#
160366) |
| LONDON AND CAPITAL WEALTH ADVISERS LTD (CRD#
132210) |
| SONA ASSET MANAGEMENT (US) LLC (CRD#
291738) |
| SUMERU
EQUITY PARTNERS
(CRD# 172955) |
| TSL
ADVISERS, LLC (CRD#
155006) |
| CITYVIEW MANAGEMENT SERVICES, LLC (CRD#
158370) |
| VISIONPOINT ADVISORY GROUP (CRD#
168733) |
| NUANCE
INVESTMENTS, LLC
(CRD# 148534) |
| HMI
CAPITAL, LLC (CRD#
160850) |
| EDGEHILL ENDOWMENT PARTNERS (CRD#
171994) |
| SV
HEALTH INVESTORS, LLC
(CRD# 160933) |
| SERENITY
CAPITAL LLC (CRD#
286253) |
| THOROUGHBRED FINANCIAL SERVICES, LLC (CRD#
47893) |
| NEW SILK ROAD INVESTMENT PTE LTD (CRD#
159764) |
| AWARE ASSET MANAGEMENT, INC. (CRD#
286557) |
| INGHAM
RETIREMENT GROUP
(CRD# 106299) |
| BARRETT ASSET MANAGEMENT, LLC (CRD#
157047) |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC (CRD#
161203) |
| DALTON, GREINER, HARTMAN, MAHER & CO.,
LLC (CRD#
130913) |
| QUANTBOT TECHNOLOGIES, LP (CRD#
170824) |
| MGG
INVESTMENT GROUP LP
(CRD# 174126) |
| YALE
CAPITAL CORP. (CRD#
126992) |
| RETIREMENT INCOME SOLUTIONS, INC. (CRD#
110145) |
| HOYLECOHEN,
LLC (CRD#
141125) |
| BROADSHORE CAPITAL PARTNERS, LLC (CRD#
119200) |
| AMERICAN REALTY ADVISORS (CRD#
107965) |
| JOHCM
(USA) INC (CRD#
167596) |
| SNOW CAPITAL MANAGEMENT, L.P. (CRD#
106516) |
| GABELLI & COMPANY INVESTMENT ADVISERS,
INC. (CRD#
137024) |
| ALTA CAPITAL MANAGEMENT LLC (CRD#
106786) |
| AMI ASSET MANAGEMENT CORP (CRD#
110291) |
| CLIFFWATER
LLC (CRD#
132167) |
| PLATINUM MANAGEMENT (NY) LLC (CRD#
139405) |
| BLUESTEM ASSET MANAGEMENT, LLC (CRD#
158330) |
| GP
INVESTIMENTOS LTDA.
(CRD# 163619) |
| STELAC ADVISORY SERVICES LLC (CRD#
145103) |
| RAMPART INVESTMENT MANAGEMENT (CRD#
165089) |
| CORTINA ASSET MANAGEMENT, LLC (CRD#
131394) |
| J.
GOLDMAN & CO., L.P.
(CRD# 157465) |
| TREND CAPITAL MANAGEMENT LP (CRD#
160023) |
| ENVOI LLC (CRD#
149436) |
| PARATUS
FINANCIAL, INC.
(CRD# 133361) |
| FAIRPORT ASSET MANAGEMENT (CRD#
145182) |
| THE
BURNEY COMPANY
(CRD# 106945) |
| ABACUS CAPITAL GROUP, LLC (CRD#
157243) |
| P2
CAPITAL PARTNERS, LLC
(CRD# 159299) |
| LEGATO CAPITAL MANAGEMENT, LLC (CRD#
131704) |
| POPLAR FOREST CAPITAL LLC (CRD#
145250) |
| SEER CAPITAL MANAGEMENT LP (CRD#
152164) |
| COPELAND CAPITAL MANAGEMENT, LLC (CRD#
135822) |
| ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT
LLC (CRD#
168311) |
| GRATUS
CAPITAL, LLC (CRD#
173627) |
| LINCOLN
ADVISORS (CRD#
112175) |
| SANTANDER INVESTMENT SECURITIES INC. (CRD#
37216) |
| ELECTRON CAPITAL PARTNERS, LLC (CRD#
166102) |
| FLEXIBLE PLAN INVESTMENTS LTD (CRD#
110762) |
| WEALTHPLAN
PARTNERS (CRD#
158935) |
| NOMURA ASSET MANAGEMENT U.S.A. INC. (CRD#
108222) |
| SOPHOS CAPITAL MANAGEMENT, L.P. (CRD#
170185) |
| TIMUCUAN ASSET MANAGEMENT INC (CRD#
105899) |
| BV INVESTMENT PARTNERS, L.P. (CRD#
159349) |
| NORTHCOAST ASSET MANAGEMENT LLC (CRD#
109582) |
| TA REALTY
LLC (CRD#
108586) |
| NIPPON
VALUE INVESTORS
(CRD# 140500) |
| MORETON ASSET MANAGEMENT, LLC (CRD#
133417) |
| STEELHEAD
PARTNERS, LLC (CRD#
116569) |
| ARCADIA
FUNDS (CRD#
166087) |
| NEXT
FINANCIAL GROUP, INC.
(CRD# 46214) |
| AETNA ASSET ADVISORS, LLC (CRD#
161282) |
| EVERENCE
TRUST COMPANY (CRD#
113179) |
| DUNHAM & ASSOCIATES INVESTMENT
COUNSEL, INC. (CRD#
13162) |
| CHICAGO PARTNERS INVESTMENT GROUP LLC (CRD#
147662) |
| POINT BREAK CAPITAL MANAGEMENT LLC (CRD#
164213) |
| AMBER
CAPITAL (CRD#
136167) |
| VERGER CAPITAL MANAGEMENT (CRD#
170125) |
| TZP MANAGEMENT ASSOCIATES, LLC (CRD#
160907) |
| WRIGHT FUND MANAGEMENT, LLC (CRD#
145634) |
| HERITAGE WEALTH ADVISORS (CRD#
137484) |
| FIDUCIARY INVESTMENT ADVISORS, LLC (CRD#
140675) |
| MASECO
PRIVATE WEALTH
(CRD# 147686) |
| HGK ASSET MANAGEMENT INC (CRD#
104870) |
| COURIER
CAPITAL, LLC (CRD#
282485) |
| WINDROSE
ADVISORS LLC (CRD#
152145) |
| OASIS CAPITAL PARTNERS (TEXAS) INC. (CRD#
171703) |
| MFN PARTNERS MANAGEMENT, LP (CRD#
291755) |
| LOFOTEN ASSET MANAGEMENT LTD (CRD#
284096) |
| COLONY FAMILY OFFICES, LLC (CRD#
167017) |
| LMR
PARTNERS LLC (CRD#
292183) |
| LAIRD NORTON WEALTH MANAGEMENT (CRD#
113400) |
| PERFORMA
LIMITED (US), LLC
(CRD# 154232) |
| UNIPLAN INVESTMENT COUNSEL, INC. (CRD#
154718) |
| SERENGETI ASSET MANAGEMENT LP (CRD#
156366) |
| BERKSHIRE ASSET MANAGEMENT, LLC (CRD#
145463) |
| CARY
STREET PARTNERS
(CRD# 128545) |
| COLUMBUS HILL CAPITAL MANAGEMENT, L.P. (CRD#
158336) |
| STEPSTONE GROUP REAL ESTATE LP (CRD#
281698) |
| ASSURANT INVESTMENT MANAGEMENT LLC (CRD#
283487) |
| TOWER
WEALTH MANAGERS
(CRD# 144791) |
| EPIQ
CAPITAL GROUP, LLC
(CRD# 292526) |
| DONALDSON CAPITAL MANAGEMENT LLC (CRD#
106131) |
| LEAVELL INVESTMENT MANAGEMENT, INC. (CRD#
107890) |
| ADVISORS ASSET MANAGEMENT, INC. (CRD#
46727) |
| NEWSPRING
CAPITAL (CRD#
160608) |
| CHESLEY, TAFT & ASSOCIATES, LLC (CRD#
111578) |
| ANDERSON FINANCIAL PARTNERS, INC. (CRD#
126641) |
| SUMMIT PARTNERS CREDIT ADVISORS, L.P. (CRD#
153195) |
| CAIN, WATTERS & ASSOCIATES, LLC (CRD#
111521) |
| NICHOLS & PRATT ADVISERS LLP (CRD#
107113) |
| TIMBERLAND INVESTMENT RESOURCES, LLC (CRD#
129663) |
| DIXON HUGHES GOODMAN WEALTH ADVISORS LLC (CRD#
109279) |
| MINOT
CAPITAL, LP (CRD#
126668) |
| CAIRN
CAPITAL LIMITED
(CRD# 139138) |
| MADISON
REALTY CAPITAL
(CRD# 158988) |
| RADNOR FINANCIAL ADVISORS, LLC (CRD#
282753) |
| GREYSTONE BRIDGE LENDING FUND MANAGER LLC (CRD#
284589) |
| ALDRICH
WEALTH LP (CRD#
147200) |
| KARYA CAPITAL MANAGEMENT LP (CRD#
160413) |
| WEDGEWOOD
PARTNERS, INC.
(CRD# 21923) |
| AVANATH CAPITAL MANAGEMENT, LLC (CRD#
172704) |
| POLARIS GREYSTONE FINANCIAL GROUP, LLC (CRD#
158718) |
| MALACHITE CAPITAL MANAGEMENT LLC (CRD#
169631) |
| WEALTHPLAN
ADVISORS, LLC (CRD#
150573) |
| BEIRNE WEALTH CONSULTING SERVICES, LLC (CRD#
167103) |
| CHICAGO
CAPITAL, LLC (CRD#
291624) |
| ROSE GROVE CAPITAL MANAGEMENT, LLC (CRD#
156572) |
| BLUEROCK FUND ADVISOR, LLC (CRD#
165015) |
| GIBSON
CAPITAL, LLC (CRD#
148836) |
| BILTMORE FAMILY OFFICE, LLC (CRD#
167174) |
| ADAMS DIVERSIFIED EQUITY FUND, INC. (CRD#
281263) |
| LL FUNDS (CRD#
161552) |
| KESTRA PRIVATE WEALTH SERVICES, LLC (CRD#
155193) |
| NORTH STAR ASSET MANAGEMENT INC (CRD#
106489) |
| CARTESIAN
CAPITAL GROUP (CRD#
159370) |
| PRAESIDIUM INVESTMENT MANAGEMENT COMPANY,
LLC (CRD#
137980) |
| MATLINPATTERSON GLOBAL ADVISERS LLC (CRD#
155670) |
| SIGNIA
WEALTH LIMITED
(CRD# 155663) |
| GLOUSTON CAPITAL PARTNERS, LLC (CRD#
133792) |
| COLORADO FINANCIAL MANAGEMENT LLC (CRD#
113216) |
| SHUFRO,
ROSE & CO., LLC
(CRD# 3403) |
| SEAFARER CAPITAL PARTNERS, LLC (CRD#
158671) |
| THE
VISTRIA GROUP, LP
(CRD# 167045) |
| SIGHTWAY
CAPITAL, LP (CRD#
291090) |
| ASI WEALTH MANAGEMENT & CONSULTING
SERVICES (CRD#
108138) |
| THE PORTFOLIO STRATEGY GROUP, LLC (CRD#
166593) |
| HENSSLER
FINANCIAL (CRD#
104545) |
| WINDROSE HEALTH INVESTORS, LLC (CRD#
160311) |
| BIRCH HILL INVESTMENT ADVISORS LLC (CRD#
143750) |
| PRESIMA
INC. (CRD#
140086) |
| ARGENT WEALTH MANAGEMENT, LLC (CRD#
170099) |
| ARGYLE STREET MANAGEMENT LIMITED (CRD#
158069) |
| FUNDAMENTAL
ADVISORS LP (CRD#
157899) |
| AMPERSAND CAPITAL PARTNERS (CRD#
161522) |
| MAN GLOBAL PRIVATE MARKETS (UK) LIMITED (CRD#
198515) |
| BARON CAPITAL MANAGEMENT, INC. (CRD#
110791) |
| HILTON CAPITAL MANAGEMENT, LLC (CRD#
116357) |
| BAKERAVENUE (CRD#
132657) |
| GERDING
EDLEN (CRD#
166263) |
| LM
ADVISORS LLC (CRD#
153940) |
| COMERICA
SECURITIES (CRD#
17079) |
| GRANITE INVESTMENT PARTNERS, LLC (CRD#
150632) |
| LEGACY
ADVISORS, LLC (CRD#
139830) |
| MCF
ADVISORS, LLC (CRD#
130372) |
| ATIVO CAPITAL MANAGEMENT, LLC (CRD#
125303) |
| 361
CAPITAL LLC (CRD#
118203) |
| GILLSON
CAPITAL (CRD#
284079) |
| AVALOR
INVESTMENT AG (CRD#
283227) |
| OAK
ASSOCIATES LTD
(CRD# 108874) |
| KEYWISE CAPITAL MANAGEMENT (HK) LIMITED (CRD#
160593) |
| EOS
MANAGEMENT, L.P.
(CRD# 158090) |
| MARTIS CAPITAL MANAGEMENT, LLC (CRD#
296437) |
| IHP
CAPITAL PARTNERS
(CRD# 162620) |
| REDBIRD CAPITAL PARTNERS MANAGEMENT LLC (CRD#
168862) |
| HALLMARK CAPITAL MANAGEMENT INC (CRD#
108879) |
| ASSET MANAGEMENT GROUP OF BANK OF HAWAII (CRD#
112324) |
| GREAT POINT PARTNERS, LLC (CRD#
158423) |
| MANGHAM
ASSOCIATES, INC.
(CRD# 106300) |
| VICUS
CAPITAL, INC. (CRD#
116021) |
| WATERS,
PARKERSON & CO., LLC
(CRD# 3711) |
| KORE
ADVISORS LP (CRD#
159663) |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#
29357) |
| HERMES
GPE (USA) INC (CRD#
166839) |
| MERITAGE PORTFOLIO MANAGEMENT, INC. (CRD#
107177) |
| ATTUCKS ASSET MANAGEMENT, LLC (CRD#
118891) |
| AETHER INVESTMENT PARTNERS, LLC (CRD#
149742) |
| GLOBALT
INVESTMENTS (CRD#
168405) |
| PARK STREET CAPITAL ADVISERS, L.L.C. (CRD#
115443) |
| VERDE SERVICOS INTERNACIONAIS S.A. (CRD#
171608) |
| SENDERO WEALTH MANAGEMENT, LLC (CRD#
145594) |
| VIVALDI CAPITAL MANAGEMENT, LLC (CRD#
160150) |
| SHAMROCK CAPITAL ADVISORS, LLC (CRD#
153100) |
| EMERALD HILL CAPITAL PARTNERS HOLDINGS LLC (CRD#
298843) |
| PRIVATE
VISTA, LLC (CRD#
108084) |
| NORTHEAST INVESTMENT MANAGEMENT INC (CRD#
105051) |
| NEO-CRITERION CAPITAL MANAGEMENT LIMITED (CRD#
282377) |
| GOELZER INVESTMENT MANAGEMENT (CRD#
44402) |
| SHELLBACK
CAPITAL, LP (CRD#
169642) |
| EATON VANCE MANAGEMENT (INTERNATIONAL)
LIMITED (CRD#
281469) |
| SOUTHERNSUN ASSET MANAGEMENT LLC (CRD#
154572) |
| LASALLE MORTGAGE REAL ESTATE INVESTORS,
INC, (CRD#
158422) |
| KYLIN
MANAGEMENT LLC
(CRD# 160503) |
| ANCIENT
ART, L.P. (CRD#
141112) |
| SISUNG INVESTMENT MANAGEMENT SERVICES LLC (CRD#
107318) |
| CAPITAL
COUNSEL LLC (CRD#
109001) |
| TOEWS
CORPORATION (CRD#
106304) |
| LION
POINT CAPITAL, LP
(CRD# 174322) |
| CANYON BRIDGE MANAGEMENT CONSULTING
(BEIJING) CO LTD
(CRD# 286595) |
| CANYON BRIDGE CAPITAL PARTNERS, LLC (CRD#
286596) |
| CANYON BRIDGE MANAGEMENT (HONG KONG)
LIMITED (CRD#
286597) |
| BREVET CAPITAL MANAGEMENT, LLC (CRD#
151672) |
| WELLSPRING CAPITAL MANAGEMENT GROUP LLC (CRD#
291049) |
| NEON LIBERTY CAPITAL MANAGEMENT, LLC (CRD#
139186) |
| OAKBROOK
INVESTMENTS (CRD#
108003) |
| FARR MILLER & WASHINGTON LLC (CRD#
107553) |
| MOTLEY FOOL WEALTH MANAGEMENT, LLC (CRD#
165689) |
| DEEP
BASIN CAPITAL LP
(CRD# 288967) |
| RUBRIC CAPITAL MANAGEMENT LP (CRD#
285090) |
| PEGASUS CAPITAL ADVISORS, L.P. (CRD#
157094) |
| BARWICK
& PARTNERS, INC.
(CRD# 174336) |
| HHR ASSET MANAGEMENT, LLC (CRD#
143062) |
| MERION
CAPITAL LLC (CRD#
135897) |
| GENTRUST (CRD#
158369) |
| SAGEVIEW
CAPITAL LP (CRD#
159560) |
| BLUEMOUNTAIN CLO MANAGEMENT, LLC (CRD#
287595) |
| AVONDALE
PARTNERS, LLC (CRD#
46838) |
| VINE INVESTMENT ADVISORS, LP (CRD#
157341) |
| CARDINAL CAPITAL MANAGEMENT, INC. (CRD#
124729) |
| RUBENSTEIN
PARTNERS (CRD#
156988) |
| MOUNT STREET PORTFOLIO ADVISERS LLC (CRD#
299192) |
| COHANZICK MANAGEMENT LLC (CRD#
149772) |
| CAROLINAS INVESTMENT CONSULTING LLC (CRD#
104379) |
| ARGENTEM
CREEK PARTNERS
(CRD# 282070) |
| EDGESTREAM
PARTNERS, L.P.
(CRD# 166338) |
| RTD FINANCIAL ADVISORS INC (CRD#
110744) |
| BAROMETER CAPITAL MANAGEMENT (CRD#
156409) |
| BLACKROCK REALTY ADVISORS INC (CRD#
109457) |
| VGI PARTNERS PTY LIMITED (CRD#
165751) |
| MERIT FINANCIAL ADVISORS (CRD#
142457) |
| RESOLUTION CAPITAL (US) LIMITED (CRD#
298109) |
| MBSC SECURITIES CORPORATION (CRD# 231) |
| WEST FINANCIAL SERVICES, INC. (CRD#
137497) |
| THE
GOLUB GROUP (CRD#
128586) |
| CROSS OCEAN PARTNERS MANAGEMENT LP (CRD#
285340) |
| PARK PRESIDIO CAPITAL LLC (CRD#
168954) |
| PITTENGER
& ANDERSON INC
(CRD# 111033) |
| CALAMOS WEALTH MANAGEMENT LLC (CRD#
143490) |
| SOUTHPAW ASSET MANAGEMENT, LP (CRD#
135693) |
| ULYSSES
MANAGEMENT LLC
(CRD# 157251) |
| CLEARVIEW
CAPITAL, L.P. (CRD#
161146) |
| MARTIN & COMPANY INVESTMENT COUNSEL (CRD#
108718) |
| 6
MERIDIAN LLC (CRD#
283845) |
| COASTEDGE
PARTNERS, LLC (CRD#
149685) |
| ETON
ADVISORS (CRD#
289395) |
| CIPHER
CAPITAL LP (CRD#
159898) |
| IPEX, INC. (CRD#
124337) |
| TRIAD HYBRID SOLUTIONS, LLC (CRD#
171070) |
| DEROY & DEVEREAUX PRIVATE INVESTMENT
COUNSEL, INC. (CRD#
121560) |
| J. SAFRA ASSET MANAGEMENT CORPORATION (CRD#
131243) |
| ARMISTICE
CAPITAL LLC (CRD#
168978) |
| KINETICS ASSET MANAGEMENT LLC (CRD#
106204) |
| ON INVESTMENT MANAGEMENT CO (CRD#
105662) |
| S & CO.,
INC. (CRD#
110026) |
| MOORS
& CABOT, INC
(CRD# 594) |
| SAROFIM REALTY ADVISORS CO (CRD#
106931) |
| SCP
INVESTMENT, LP
(CRD# 283397) |
| BURNHAM GIBSON WEALTH ADVISORS, INC. (CRD#
282035) |
| SAVANNA INVESTMENT MANAGEMENT LLC (CRD#
158770) |
| D'ANNUNZIO CONSULTING GROUP, LLC (CRD#
144422) |
| PCJ INVESTMENT COUNSEL LTD. (CRD#
174083) |
| FORMULA
GROWTH LIMITED
(CRD# 163245) |
| FORMULA GROWTH MANAGEMENT CORP (CRD#
285005) |
| SQUARE 1 ASSET MANAGEMENT (CRD#
166828) |
| DYNAMIC
WEALTH ADVISORS
(CRD# 151367) |
| 10TH
LANE PARTNERS, LP
(CRD# 160822) |
| PRINCETON FUND ADVISORS, LLC (CRD#
157821) |
| SENTRY, LLC (CRD#
150593) |
| BLACKSTONE REAL ESTATE INCOME ADVISORS
L.L.C. (CRD#
170801) |
| DOME
EQUITIES, LLC (CRD#
159102) |
| ICON
ADVISERS, INC.
(CRD# 108268) |
| NACHMAN NORWOOD & PARROTT, INC. (CRD#
293199) |
| MPM ASSET MANAGEMENT LLC (CRD#
148467) |
| OSBORNE
PARTNERS (CRD#
108100) |
| JOYN
ADVISORS, INC.
(CRD# 106725) |
| BRILLIANCE ASSET MANAGEMENT LIMITED (CRD#
282553) |
| POLLEN STREET CAPITAL (US) LLC (CRD#
162428) |
| ORLEANS CAPITAL MANAGEMENT CORP (CRD#
111359) |
| GREAT VALLEY ADVISOR GROUP, INC. (CRD#
123913) |
| BLACKSTONE ISG-II ADVISORS L.L.C. (CRD#
289550) |
| IFG
ADVISORY, LLC (CRD#
168012) |
| FINANCIAL
CLARITY, INC. (CRD#
106010) |
| WELLSPRING FINANCIAL ADVISORS, LLC (CRD#
143112) |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. (CRD#
108249) |
| CADINHA
& CO LLC (CRD#
108135) |
| CANARAS CAPITAL MANAGEMENT, LLC (CRD#
142766) |
| THE
WELCH GROUP, LLC
(CRD# 111273) |
| SOLARIS
ADVISORS, LLC (CRD#
136683) |
| LOGAN CAPITAL MANAGEMENT, INC. (CRD#
108893) |
| ACCOLADE
PARTNERS (CRD#
160802) |
| AEGON
REAL ASSETS US
(CRD# 286438) |
| ARLON
ADVISOR LLC (CRD#
160635) |
| CNI
NRE ADVISORS, LLC
(CRD# 291968) |
| PETERSON
PARTNERS (CRD#
159450) |