VANGUARD GROUP INC   (CRD# 105958)
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC   (CRD# 104559)
CAPITAL RESEARCH AND MANAGEMENT COMPANY   (CRD# 110885)
BLACKROCK FUND ADVISORS   (CRD# 105247)
J.P. MORGAN ASSET MANAGEMENT   (CRD# 107038)
PGIM, INC.   (CRD# 105676)
WELLINGTON MANAGEMENT COMPANY LLP   (CRD# 106595)
T. ROWE PRICE ASSOCIATES, INC.   (CRD# 105496)
FMR CO., INC.   (CRD# 108617)
GOLDMAN SACHS ASSET MANAGEMENT, L.P.   (CRD# 107738)
FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.   (CRD# 108252)
BLACKROCK FINANCIAL MANAGEMENT, INC   (CRD# 107105)
NORTHERN TRUST INVESTMENTS, INCORPORATED   (CRD# 105780)
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED   (CRD# 7691)
MORGAN STANLEY   (CRD# 149777)
BLACKROCK ADVISORS, LLC   (CRD# 106614)
DIMENSIONAL FUND ADVISORS LP   (CRD# 106482)
ASSET MANAGEMENT ONE CO., LTD.   (CRD# 110843)
NOMURA ASSET MANAGEMENT CO., LTD.   (CRD# 110814)
UBS FINANCIAL SERVICES INC.   (CRD# 8174)
ALLIANCEBERNSTEIN L.P.   (CRD# 108477)
SSGA FUNDS MANAGEMENT, INC.   (CRD# 111242)
METLIFE INVESTMENT ADVISORS, LLC   (CRD# 142463)
HAMILTON LANE   (CRD# 107876)
MELLON   (CRD# 105764)
MITSUBISHI UFJ TRUST AND BANKING CORPORATION   (CRD# 296868)
FRANKLIN ADVISERS, INC.   (CRD# 104517)
WELLS FARGO CLEARING SERVICES, LLC   (CRD# 19616)
INVESCO ADVISERS, INC.   (CRD# 105360)
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC   (CRD# 106753)
GEODE CAPITAL MANAGEMENT, LLC   (CRD# 115504)
WELLS CAPITAL MANAGEMENT INC   (CRD# 104973)
WESTERN ASSET MANAGEMENT COMPANY   (CRD# 110441)
STRATEGIC ADVISERS LLC   (CRD# 104555)
STATE STREET GLOBAL ADVISORS LIMITED   (CRD# 112861)
MANAGED ACCOUNT ADVISORS LLC   (CRD# 142558)
FIDELITY MANAGEMENT & RESEARCH COMPANY   (CRD# 108281)
FIDELITY PERSONAL AND WORKPLACE ADVISORS   (CRD# 288590)
MFS INVESTMENT MANAGEMENT   (CRD# 110045)
EDWARD JONES   (CRD# 250)
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC   (CRD# 108257)
AIG ASSET MANAGEMENT (U.S.), LLC   (CRD# 150088)
EUROPA INVESTMENT BANK INC.   (CRD# 159917)
MORGAN STANLEY INVESTMENT MANAGEMENT INC.   (CRD# 110353)
PRINCIPAL GLOBAL INVESTORS   (CRD# 109002)
TEACHERS ADVISORS, LLC   (CRD# 107157)
M&G INVESTMENT MANAGEMENT LTD.   (CRD# 114527)
CAPTRUST   (CRD# 175112)
DODGE & COX   (CRD# 104596)
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL   (CRD# 107715)
J.P. MORGAN ASSET MANAGEMENT   (CRD# 135960)
PGIM INVESTMENTS LLC   (CRD# 105670)
AQR CAPITAL MANAGEMENT, LLC   (CRD# 111883)
THE DREYFUS CORPORATION   (CRD# 105642)
BLACKROCK INVESTMENT MANAGEMENT, LLC   (CRD# 108928)
AMERIPRISE FINANCIAL SERVICES, INC.   (CRD# 6363)
BARINGS LLC   (CRD# 106006)
NYL INVESTORS LLC   (CRD# 169553)
NEUBERGER BERMAN INVESTMENT ADVISERS LLC   (CRD# 124687)
BRIDGEWATER ASSOCIATES, LP   (CRD# 105129)
LOOMIS, SAYLES & COMPANY, L.P.   (CRD# 105377)
MILLENNIUM MANAGEMENT LLC   (CRD# 158117)
PARAMETRIC PORTFOLIO ASSOCIATES   (CRD# 114310)
VANGUARD GLOBAL ADVISERS, LLC   (CRD# 164593)
DIMENSIONAL FUND ADVISORS LTD   (CRD# 107472)
DFA AUSTRALIA LIMITED   (CRD# 107621)
OPPENHEIMERFUNDS INC   (CRD# 104983)
FEDERATED INVESTMENT MANAGEMENT COMPANY   (CRD# 105138)
CAMBRIDGE ASSOCIATES, LLC   (CRD# 104942)
SAMSUNG ASSET MANAGEMENT COMPANY, LTD.   (CRD# 158319)
TIAA-CREF INVESTMENT MANAGEMENT LLC   (CRD# 107168)
OFI GLOBAL ASSET MANAGEMENT, INC.   (CRD# 161556)
NISA INVESTMENT ADVISORS, LLC   (CRD# 107313)
WELLS FARGO FUNDS MANAGEMENT, LLC   (CRD# 110841)
VANGUARD ASSET MANAGEMENT, LIMITED   (CRD# 282598)
LEGG MASON PARTNERS FUND ADVISOR, LLC   (CRD# 140432)
GOLDMAN SACHS & CO. LLC   (CRD# 361)
CITADEL ADVISORS LLC   (CRD# 148826)
NIKKO ASSET MANAGEMENT CO LTD   (CRD# 110997)
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC   (CRD# 137432)
APOLLO CAPITAL MANAGEMENT, L.P.   (CRD# 143161)
JOHN HANCOCK ADVISERS, LLC   (CRD# 105790)
LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA   (CRD# 149156)
LORD, ABBETT & CO. LLC   (CRD# 110391)
MANULIFE ASSET MANAGEMENT (US) LLC   (CRD# 106435)
FINANCIAL ENGINES ADVISORS L.L.C.   (CRD# 104510)
UBS ASSET MANAGEMENT (AMERICAS) INC.   (CRD# 106838)
DWS INVESTMENT MANAGEMENT AMERICAS, INC.   (CRD# 104518)
SEI INVESTMENTS MANAGEMENT CORP   (CRD# 105146)
NUVEEN ASSET MANAGEMENT, LLC   (CRD# 155584)
RAYMOND JAMES & ASSOCIATES, INC.   (CRD# 705)
INVESCO CAPITAL MANAGEMENT LLC   (CRD# 125601)
JANUS CAPITAL MANAGEMENT LLC   (CRD# 104652)
ABERDEEN ASSET  MANAGERS LIMITED   (CRD# 162309)
BAILLIE GIFFORD OVERSEAS LTD   (CRD# 110296)
VANGUARD ADVISERS, INC.   (CRD# 106715)
JENNISON ASSOCIATES   (CRD# 107959)
AMERICAN CENTURY INVESTMENT MANAGEMENT INC   (CRD# 105778)
LPL FINANCIAL LLC   (CRD# 6413)
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST   (CRD# 105390)
BRIGHTHOUSE INVESTMENT ADVISERS, LLC   (CRD# 107312)
BALYASNY ASSET MANAGEMENT L.P.   (CRD# 138111)
PICTET ASSET MANAGEMENT SA   (CRD# 140074)
USAA ASSET MANAGEMENT COMPANY   (CRD# 159030)
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC   (CRD# 156933)
ALLIANZ INVESTMENT MANAGEMENT LLC   (CRD# 111925)
ROBERT W. BAIRD & CO. INCORPORATED   (CRD# 8158)
LAZARD ASSET MANAGEMENT LLC   (CRD# 122836)
INVESCO ASSET MANAGEMENT LTD.   (CRD# 109985)
AST INVESTMENT SERVICES, INC.   (CRD# 108897)
NORTHERN TRUST GLOBAL INVESTMENTS LTD   (CRD# 111900)
THE CARLYLE GROUP   (CRD# 111128)
NUVEEN FUND ADVISORS, LLC   (CRD# 104626)
J.P. MORGAN PRIVATE INVESTMENTS INC.   (CRD# 110186)
APG ASSET MANAGEMENT US, INC   (CRD# 160795)
RENAISSANCE TECHNOLOGIES LLC   (CRD# 106661)
CLEARBRIDGE INVESTMENTS, LLC   (CRD# 137028)
J.P. MORGAN SECURITIES LLC   (CRD# 79)
PRIMECAP MANAGEMENT CO   (CRD# 105516)
ENVESTNET | PMC   (CRD# 111694)
ALLIANZ GLOBAL INVESTORS U.S. LLC   (CRD# 149003)
T. ROWE PRICE INTERNATIONAL LTD   (CRD# 126032)
DOUBLELINE CAPITAL LP   (CRD# 152606)
RBC CAPITAL MARKETS, LLC   (CRD# 31194)
MFS INSTITUTIONAL ADVISORS INC.   (CRD# 107144)
RUSSELL INVESTMENTS   (CRD# 329)
FIRST TRUST ADVISORS LP   (CRD# 107027)
AON HEWITT INVESTMENT CONSULTING, INC.   (CRD# 105596)
KOHLBERG KRAVIS ROBERTS & CO. L.P.   (CRD# 144533)
CANDRIAM BELGIUM S.A.   (CRD# 173155)
METROPOLITAN WEST ASSET MANAGEMENT LLC   (CRD# 104571)
AGNC MANAGEMENT, LLC   (CRD# 161600)
PAYDEN & RYGEL   (CRD# 107160)
QMA   (CRD# 129752)
MACKAY SHIELDS LLC   (CRD# 107717)
PPM AMERICA INC   (CRD# 107269)
VOYA INVESTMENT MANAGEMENT CO. LLC   (CRD# 106494)
HARRIS ASSOCIATES LP   (CRD# 106960)
LSV ASSET MANAGEMENT   (CRD# 109918)
ANNALY MANAGEMENT COMPANY   (CRD# 168122)
DWS INTERNATIONAL GMBH   (CRD# 105075)
VANGUARD INVESTMENTS AUSTRALIA LIMITED   (CRD# 282933)
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC   (CRD# 149018)
WELLINGTON MANAGEMENT INTERNATIONAL LTD   (CRD# 165193)
HARTFORD FUNDS   (CRD# 147746)
EATON VANCE MANAGEMENT   (CRD# 104859)
SAGEVIEW ADVISORY GROUP, LLC   (CRD# 126777)
OAKTREE CAPITAL MANAGEMENT, L.P.   (CRD# 106793)
THRIVENT FINANCIAL FOR LUTHERANS   (CRD# 115785)
FEDERATED INVESTMENT COUNSELING   (CRD# 105325)
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP   (CRD# 111298)
CIBC ASSET MANAGEMENT INC.   (CRD# 106508)
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED   (CRD# 144603)
ARTISAN PARTNERS LIMITED PARTNERSHIP   (CRD# 150114)
SB INVESTMENT ADVISERS (US) INC.   (CRD# 286323)
AEGON ASSET MANAGEMENT US   (CRD# 114537)
PFM ASSET MANAGEMENT LLC   (CRD# 122141)
BOSTON MANAGEMENT AND RESEARCH   (CRD# 104853)
MERCER INVESTMENTS LLC   (CRD# 133449)
FISHER INVESTMENTS   (CRD# 107342)
HARTFORD INVESTMENT MANAGEMENT COMPANY   (CRD# 106699)
FIRST EAGLE INVESTMENT MANAGEMENT, LLC   (CRD# 108260)
INVESTEC ASSET MANAGEMENT LIMITED   (CRD# 158310)
GALLIARD CAPITAL MANAGEMENT INC   (CRD# 106487)
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.   (CRD# 159035)
NUVEEN ALTERNATIVES ADVISORS LLC   (CRD# 160255)
PUTNAM INVESTMENT MANAGEMENT, LLC   (CRD# 106629)
BOSTON PARTNERS   (CRD# 124982)
FORTRESS INVESTMENT GROUP   (CRD# 129612)
ALPHADYNE ASSET MANAGEMENT LP   (CRD# 154176)
ARES MANAGEMENT LLC   (CRD# 130074)
COMMONWEALTH FINANCIAL NETWORK   (CRD# 8032)
ACADIAN ASSET MANAGEMENT   (CRD# 106609)
FIAM LLC   (CRD# 133196)
NEW ENGLAND ASSET MANAGEMENT, INC.   (CRD# 105900)
EXODUSPOINT CAPITAL MANAGEMENT, LP   (CRD# 294156)
VOYA INVESTMENTS, LLC   (CRD# 111091)
NEW YORK LIFE INVESTMENT MANAGEMENT LLC   (CRD# 109591)
U.S. BANCORP ASSET MANAGEMENT, INC.   (CRD# 111912)
IFM INVESTORS PTY LTD   (CRD# 162754)
BLACKSTONE REAL ESTATE ADVISORS L.P.   (CRD# 142979)
TWO SIGMA ADVISERS, LP   (CRD# 152254)
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.   (CRD# 108559)
MARINER INVESTMENT GROUP, LLC   (CRD# 124744)
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC   (CRD# 110783)
D. E. SHAW & CO., L.P.   (CRD# 108679)
IRISH LIFE INVESTMENT MANAGERS LIMITED   (CRD# 175204)
TPG GLOBAL ADVISORS, LLC   (CRD# 159732)
LEGG MASON PRIVATE PORTFOLIO GROUP, LLC   (CRD# 142219)
BROOKFIELD ASSET MANAGEMENT PIC US, LLC   (CRD# 151599)
SANTANDER ASSET MANAGEMENT SA SGIIC   (CRD# 143883)
HSBC GLOBAL ASSET MANAGEMENT (USA) INC.   (CRD# 105686)
POINT72 ASSET MANAGEMENT, L.P.   (CRD# 283077)
HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED   (CRD# 105193)
STIFEL, NICOLAUS & COMPANY, INCORPORATED   (CRD# 793)
CAPULA INVESTMENT US LP   (CRD# 157589)
CONNING, INC.   (CRD# 107423)
TRANSAMERICA ASSET MANAGEMENT, INC.   (CRD# 107376)
FIELD STREET CAPITAL MANAGEMENT, LLC   (CRD# 155587)
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC   (CRD# 16009)
HSBC GLOBAL ASSET MANAGEMENT (FRANCE)   (CRD# 158519)
TENARON CAPITAL MANAGEMENT LP   (CRD# 283249)
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC   (CRD# 105519)
INCOME RESEARCH + MANAGEMENT   (CRD# 104863)
CREDIT SUISSE ASSET MANAGEMENT, LLC   (CRD# 106012)
LINCOLN INVESTMENT ADVISORS CORPORATION   (CRD# 108881)
NATIONWIDE FUND ADVISORS   (CRD# 109391)
COLONIAL FIRST STATE GLOBAL ASSET MANAGEMENT   (CRD# 160034)
CHARLES SCHWAB INVESTMENT ADVISORY, INC   (CRD# 151739)
HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED   (CRD# 154700)
ASCENSUS INVESTMENT ADVISORS, LLC   (CRD# 120632)
SUNAMERICA ASSET MANAGEMENT, LLC   (CRD# 107338)
NB ALTERNATIVES ADVISERS LLC   (CRD# 149822)
ELLIOTT MANAGEMENT CORPORATION   (CRD# 156601)
IVY INVESTMENTS   (CRD# 123381)
BLACKSTONE ALTERNATIVE ASSET MANAGEMENT LP   (CRD# 107580)
AXA INVESTMENT MANAGERS INC   (CRD# 113608)
AMUNDI PIONEER ASSET MANAGEMENT, INC.   (CRD# 107719)
APOLLO MANAGEMENT, L.P.   (CRD# 143158)
FRANKLIN MUTUAL ADVISERS, LLC   (CRD# 111376)
BLACKSTONE MANAGEMENT PARTNERS L.L.C.   (CRD# 136979)
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED   (CRD# 105922)
CAPSTONE INVESTMENT ADVISORS, LLC   (CRD# 155563)
OLIVE STREET INVESTMENT ADVISERS, LLC   (CRD# 166710)
TPG CAPITAL ADVISORS, LLC   (CRD# 159738)
BLACKROCK CAPITAL MANAGEMENT, INC.   (CRD# 108069)
ASHMORE INVESTMENT MANAGEMENT LTD   (CRD# 112551)
MARATHON-LONDON   (CRD# 132391)
RECORD CURRENCY MANAGEMENT LIMITED   (CRD# 110893)
GSA CAPITAL PARTNERS LLP   (CRD# 138805)
WARBURG PINCUS LLC   (CRD# 156945)
TWO SIGMA INVESTMENTS, LP   (CRD# 137137)
WILSHIRE ASSOCIATES INCORPORATED   (CRD# 6210)
GRANTHAM MAYO VAN OTTERLOO & CO LLC   (CRD# 106220)
WALTER SCOTT & PARTNERS LIMITED   (CRD# 112161)
CANDRIAM LUXEMBOURG S.C.A.   (CRD# 173355)
VOYA INVESTMENT MANAGEMENT LLC   (CRD# 108934)
BLUEBAY ASSET MANAGEMENT LLP   (CRD# 122793)
HARBOURVEST PARTNERS, LLC   (CRD# 109846)
KKR CREDIT ADVISORS (US) LLC   (CRD# 146629)
GARDA CAPITAL PARTNERS   (CRD# 282439)
STERLING CAPITAL MANAGEMENT LLC   (CRD# 135405)
MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED   (CRD# 277065)
DAIWA SB INVESTMENTS LTD   (CRD# 110077)
NFP RETIREMENT INC.   (CRD# 121254)
VISTA EQUITY PARTNERS MANAGEMENT, LLC   (CRD# 156973)
GLOBAL INFRASTRUCTURE MANAGEMENT, LLC   (CRD# 157434)
CERBERUS CAPITAL MANAGEMENT, L.P.   (CRD# 152175)
PATHWAY CAPITAL MANAGEMENT, LP   (CRD# 108016)
ELEMENT CAPITAL MANAGEMENT LLC   (CRD# 160309)
MFG ASSET MANAGEMENT   (CRD# 159256)
MML INVESTMENT ADVISERS, LLC   (CRD# 169568)
COHEN & STEERS CAPITAL MANAGEMENT INC.   (CRD# 106266)
PNC CAPITAL ADVISORS LLC   (CRD# 151829)
GSAM STABLE  VALUE, LLC   (CRD# 105997)
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC   (CRD# 105820)
GSO CAPITAL PARTNERS LP   (CRD# 137519)
AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC")   (CRD# 161853)
VICTORY CAPITAL MANAGEMENT INC.   (CRD# 106189)
BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP   (CRD# 151605)
FORT WASHINGTON INVESTMENT ADVISORS INC   (CRD# 107126)
AMERICAN BEACON ADVISORS, INC.   (CRD# 105552)
VERIZON INVESTMENT MANAGEMENT CORP.   (CRD# 105804)
HARDING LOEVNER LP   (CRD# 104543)
RHUMBLINE ADVISERS   (CRD# 107151)
GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.   (CRD# 283221)
NEUBERGER BERMAN EUROPE LIMITED   (CRD# 162267)
THE PUTNAM ADVISORY COMPANY, LLC   (CRD# 106631)
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC   (CRD# 173961)
MACKENZIE INVESTMENTS   (CRD# 110338)
CAUSEWAY CAPITAL MANAGEMENT LLC   (CRD# 113308)
PACIFIC LIFE FUND ADVISORS LLC   (CRD# 105169)
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED   (CRD# 165482)
HIGHTOWER ADVISORS, LLC   (CRD# 145323)
HPS INVESTMENT PARTNERS, LLC   (CRD# 282125)
PGIM LIMITED   (CRD# 160005)
MONDRIAN INVESTMENT PARTNERS LIMITED   (CRD# 107432)
HARBOR CAPITAL ADVISORS, INC.   (CRD# 113042)
BROWN ADVISORY   (CRD# 110181)
STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C.   (CRD# 110148)
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC   (CRD# 11025)
BNP PARIBAS ASSET MANAGEMENT USA, INC.   (CRD# 105455)
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD   (CRD# 106585)
CLARION PARTNERS   (CRD# 108803)
TEMPLETON GLOBAL ADVISORS LIMITED   (CRD# 111383)
GC ADVISORS LLC   (CRD# 148687)
LIGHTHOUSE INVESTMENT PARTNERS, LLC   (CRD# 136591)
CAPITAL GUARDIAN TRUST COMPANY   (CRD# 108236)
ANGELO, GORDON & CO., L.P.   (CRD# 131940)
BAIN CAPITAL PRIVATE EQUITY, LP   (CRD# 145653)
HELLMAN & FRIEDMAN LLC   (CRD# 158614)
BNP PARIBAS ASSET MANAGEMENT UK LIMITED   (CRD# 160817)
INTECH   (CRD# 119232)
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.   (CRD# 134139)
PANAGORA ASSET MANAGEMENT INC   (CRD# 105201)
ALPINVEST PARTNERS B.V.   (CRD# 159215)
RUSSELL INVESTMENTS   (CRD# 105734)
SILVER LAKE TECHNOLOGY MANAGEMENT, LLC   (CRD# 161206)
OZ MANAGEMENT LP   (CRD# 107913)
TCW ASSET MANAGEMENT COMPANY LLC   (CRD# 105742)
ALAN BILLER AND ASSOCIATES   (CRD# 105283)
NUMERIC INVESTORS LLC   (CRD# 131684)
ADAGE CAPITAL MANAGEMENT, L.P.   (CRD# 160679)
PINEBRIDGE INVESTMENTS LLC   (CRD# 105926)
III CAPITAL MANAGEMENT   (CRD# 113539)
MILLIMAN FINANCIAL RISK MANAGEMENT LLC   (CRD# 159377)
NISSAY ASSET MANAGEMENT CORPORATION   (CRD# 113623)
LYXOR ASSET MANAGEMENT INC.   (CRD# 121552)
SILCHESTER INTERNATIONAL INVESTORS   (CRD# 110987)
MILLIMAN ADVISORS, LLC   (CRD# 112245)
CATALYST STRATEGIC SOLUTIONS   (CRD# 44970)
VAN ECK ASSOCIATES CORP.   (CRD# 105080)
KOREA INVESTMENT MANAGEMENT CO., LTD.   (CRD# 173361)
THORNBURG INVESTMENT MANAGEMENT INC   (CRD# 106357)
J O HAMBRO CAPITAL MANAGEMENT LIMITED   (CRD# 138653)
COLCHESTER GLOBAL INVESTORS   (CRD# 110985)
GLOBAL RETIREMENT PARTNERS LLC   (CRD# 172011)
BLACKROCK INTERNATIONAL LIMITED   (CRD# 106843)
RATHBONES   (CRD# 124925)
HUDSON AMERICAS L.P.   (CRD# 156078)
GREAT-WEST CAPITAL MANAGEMENT, LLC   (CRD# 107272)
ASCENSION INVESTMENT MANAGEMENT   (CRD# 159767)
ABERDEEN STANDARD INVESTMENTS INC.   (CRD# 111069)
AEW CAPITAL MANAGEMENT LP   (CRD# 108633)
CIGNA INVESTMENTS, INC.   (CRD# 105811)
ABERDEEN STANDARD INVESTMENTS (ASIA) LIMITED   (CRD# 124509)
CITY NATIONAL ROCHDALE   (CRD# 117198)
STATE STREET GLOBAL ADVISORS ASIA LIMITED   (CRD# 172364)
LOGAN CIRCLE PARTNERS, L.P.   (CRD# 143633)
LONE STAR NORTH AMERICA ACQUISITIONS, L.P.   (CRD# 160000)
SVB ASSET MANAGEMENT   (CRD# 124567)
STRATEGIC INVESTMENT MANAGEMENT, LLC   (CRD# 104862)
TUDOR INVESTMENT CORPORATION   (CRD# 159792)
UBS HEDGE FUND SOLUTIONS   (CRD# 131034)
VANTAGEPOINT INVESTMENT ADVISERS, LLC   (CRD# 109138)
SECURIAN ASSET MANAGEMENT, INC.   (CRD# 109905)
MORNINGSTAR INVESTMENT MANAGEMENT LLC   (CRD# 108031)
LEXINGTON PARTNERS L.P.   (CRD# 147281)
RESEARCH AFFILIATES   (CRD# 120440)
OAK HILL ADVISORS, L.P.   (CRD# 125352)
GW&K INVESTMENT MANAGEMENT, LLC   (CRD# 121942)
BMO ASSET MANAGEMENT CORP.   (CRD# 106466)
JANNEY MONTGOMERY SCOTT LLC   (CRD# 463)
BRECKINRIDGE CAPITAL ADVISORS INC   (CRD# 107143)
CREATIVE PLANNING   (CRD# 105348)
TIGER GLOBAL MANAGEMENT, LLC   (CRD# 160318)
HALL CAPITAL PARTNERS LLC   (CRD# 106759)
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC   (CRD# 144537)
THOMA BRAVO   (CRD# 157041)
WESTERN ASSET MANAGEMENT COMPANY LIMITED   (CRD# 110427)
ADVENT INTERNATIONAL CORPORATION   (CRD# 105673)
INSIGHT INVESTMENT   (CRD# 145995)
PICTET ASSET MANAGEMENT LIMITED   (CRD# 105205)
EPOCH INVESTMENT PARTNERS, INC.   (CRD# 131556)
SUN LIFE INSTITUTIONAL INVESTMENTS (U.S.) LLC   (CRD# 109684)
WISDOMTREE ASSET MANAGEMENT, INC.   (CRD# 139684)
SANDS CAPITAL MANAGEMENT, LLC   (CRD# 137610)
TOWERS WATSON INVESTMENT SERVICES, INC.   (CRD# 110473)
GAM INTERNATIONAL MANAGEMENT LIMITED   (CRD# 110670)
THE AYCO COMPANY,L.P.   (CRD# 106693)
SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.   (CRD# 286479)
VIKING GLOBAL INVESTORS LP   (CRD# 132272)
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP   (CRD# 155680)
MOORE CAPITAL MANAGEMENT, LP   (CRD# 160188)
PINE RIVER CAPITAL MANAGEMENT L.P.   (CRD# 133720)
BAIN CAPITAL CREDIT, LP   (CRD# 134852)
TCW INVESTMENT MANAGEMENT COMPANY LLC   (CRD# 106546)
INVESCO SENIOR SECURED MANAGEMENT, INC.   (CRD# 107590)
CAPITAL BANK AND TRUST COMPANY   (CRD# 170017)
FARALLON CAPITAL MANAGEMENT, L.L.C.   (CRD# 107322)
LANSDOWNE PARTNERS (UK) LLP   (CRD# 172244)
STANDARD & POORS INVESTMENT ADVISORY SERVICES LLC   (CRD# 109683)
BMO GLOBAL ASSET MANAGEMENT   (CRD# 111598)
BAYVIEW ASSET MANAGEMENT, LLC   (CRD# 157053)
NOMURA ASSET MANAGEMENT U.K. LIMITED   (CRD# 110815)
PUBLIC TRUST ADVISORS, LLC   (CRD# 159189)
ICONIQ CAPITAL, LLC   (CRD# 159198)
TORREYCOVE CAPITAL PARTNERS LLC   (CRD# 159043)
MAWER INVESTMENT MANAGEMENT LTD.   (CRD# 159100)
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.   (CRD# 107173)
ARES CAPITAL MANAGEMENT LLC   (CRD# 131619)
PZENA INVESTMENT MANAGEMENT LLC   (CRD# 106847)
BESSEMER INVESTMENT MANAGEMENT LLC   (CRD# 112215)
ADVISED ASSETS GROUP, LLC   (CRD# 112058)
JACKSON NATIONAL ASSET MANAGEMENT, LLC   (CRD# 111079)
TEMPLETON INVESTMENT COUNSEL, LLC   (CRD# 111370)
3G CAPITAL PARTNERS LP   (CRD# 156934)
BUCK   (CRD# 108695)
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD   (CRD# 107557)
BNY MELLON ASSET MANAGEMENT JAPAN LIMITED   (CRD# 169829)
VONTOBEL ASSET MANAGEMENT, INC.   (CRD# 105007)
THE BAUPOST GROUP, L.L.C.   (CRD# 109530)
GENERAL ATLANTIC SERVICE COMPANY, L.P.   (CRD# 133536)
CORONATION ASSET MANAGEMENT PROPRIETARY LTD   (CRD# 110907)
HILLHOUSE CAPITAL MANAGEMENT, LTD   (CRD# 160896)
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC   (CRD# 128132)
J.P. MORGAN ASSET MANAGEMENT   (CRD# 172045)
TEMPLETON ASSET MANAGEMENT LTD.   (CRD# 111382)
MML INVESTORS SERVICES, LLC   (CRD# 10409)
ANCHORAGE CAPITAL GROUP, L.L.C.   (CRD# 135657)
EAGLE ASSET MANAGEMENT INC   (CRD# 110653)
HBK CAPITAL MANAGEMENT   (CRD# 115079)
BLACKSTONE PROPERTY ADVISORS L.P.   (CRD# 226598)
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY   (CRD# 104561)
NOKIA INVESTMENT MANAGEMENT CORPORATION   (CRD# 112801)
ASSETMARK, INC.   (CRD# 109018)
CONCORD ADVISORY GROUP LTD   (CRD# 107291)
PROSHARE ADVISORS LLC   (CRD# 134155)
PASSPORT RESEARCH, LTD.   (CRD# 105139)
FRANKLIN TEMPLETON INVESTMENTS CORP.   (CRD# 111364)
GROSVENOR CAPITAL MANAGEMENT, L.P.   (CRD# 108654)
CBRE GLOBAL INVESTMENT PARTNERS LIMITED   (CRD# 163590)
HILLHOUSE CAPITAL ADVISORS, LTD.   (CRD# 166112)
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.   (CRD# 134009)
AMG FUNDS LLC   (CRD# 153456)
TPG OPPORTUNITIES ADVISERS, LLC   (CRD# 159014)
NEW HOLLAND CAPITAL, LLC   (CRD# 160211)
SANDERS CAPITAL, LLC   (CRD# 151480)
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC   (CRD# 114649)
BEUTEL, GOODMAN & COMPANY LTD.   (CRD# 135829)
TACTICAL GLOBAL MANAGEMENT LIMITED   (CRD# 112061)
CHEVY CHASE TRUST COMPANY   (CRD# 110742)
MASON STREET ADVISORS, LLC   (CRD# 114085)
BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C.   (CRD# 160157)
STEPSTONE GROUP LP   (CRD# 143635)
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC   (CRD# 106054)
JARISLOWSKY FRASER LTD   (CRD# 107390)
SHENKMAN CAPITAL MANAGEMENT, INC.   (CRD# 112192)
RREEF AMERICA L.L.C.   (CRD# 109596)
FIRST PACIFIC ADVISORS, LP   (CRD# 141823)
BTG PACTUAL ASSET MANAGEMENT US , LLC   (CRD# 152538)
MUZINICH & CO., INC.   (CRD# 22998)
AON HEWITT FINANCIAL ADVISORS, LLC   (CRD# 158744)
FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA   (CRD# 128610)
VIRTUS INVESTMENT ADVISERS, INC.   (CRD# 106982)
GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P.   (CRD# 169155)
PANTHEON   (CRD# 153425)
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED   (CRD# 111360)
GOLDENTREE ASSET MANAGEMENT LP   (CRD# 112753)
STATE STREET GLOBAL ADVISORS IRELAND LIMITED   (CRD# 172361)
BRACEBRIDGE CAPITAL, LLC   (CRD# 158343)
GRAHAM CAPITAL MANAGEMENT, L.P.   (CRD# 160925)
WCM INVESTMENT MANAGEMENT   (CRD# 104702)
STONE HARBOR INVESTMENT PARTNERS LP   (CRD# 138960)
ADAMS STREET PARTNERS, LLC   (CRD# 109358)
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED   (CRD# 281323)
DUPONT CAPITAL MANAGEMENT   (CRD# 107145)
MIO PARTNERS, INC.   (CRD# 108637)
NEWPORT GROUP SECURITIES, INC.   (CRD# 29722)
LEONARD GREEN & PARTNERS, L.P.   (CRD# 158164)
LONE PINE CAPITAL LLC   (CRD# 156602)
FIRST STATE INVESTMENTS   (CRD# 281553)
H.I.G. CAPITAL, LLC   (CRD# 160711)
KING STREET CAPITAL MANAGEMENT, L.P.   (CRD# 156785)
BURGUNDY ASSET MANAGEMENT LTD.   (CRD# 114317)
GC OPAL ADVISORS LLC   (CRD# 289425)
LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC.   (CRD# 119033)
TD GREYSTONE ASSET MANAGEMENT   (CRD# 283093)
HIGHLAND ASSOCIATES INC   (CRD# 104948)
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED   (CRD# 168551)
SCOUT INVESTMENTS, INC.   (CRD# 111787)
SENTINEL ASSET MANAGEMENT, INC.   (CRD# 109396)
BAMCO, INC.   (CRD# 110789)
D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.   (CRD# 135284)
INVESCO HONG KONG LIMITED   (CRD# 109923)
EAGLE CAPITAL MANAGEMENT LLC   (CRD# 106422)
BAY MUTUAL FINANCIAL LLC   (CRD# 130535)
INSIGHT VENTURE PARTNERS   (CRD# 142994)
CITIGROUP GLOBAL MARKETS INC.   (CRD# 7059)
ASB CAPITAL MANAGEMENT LLC   (CRD# 110995)
CHEYNE CAPITAL MANAGEMENT (UK) LLP   (CRD# 158991)
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC   (CRD# 110411)
ADVICE AND PLANNING SERVICES   (CRD# 20472)
WILLIAM BLAIR & COMPANY L.L.C.   (CRD# 1252)
KAYNE ANDERSON CAPITAL ADVISORS LP   (CRD# 104536)
EDGEWOOD MANAGEMENT LLC   (CRD# 106647)
TIAA-CREF TUITION FINANCING, INC.   (CRD# 108580)
RESOURCES INVESTMENT ADVISORS   (CRD# 106766)
PENN MUTUAL ASSET MANAGEMENT, LLC   (CRD# 107518)
WELLINGTON MANAGEMENT JAPAN PTE LTD   (CRD# 165192)
APERIO GROUP, LLC   (CRD# 111616)
AAM   (CRD# 109875)
CRESCENT CAPITAL GROUP LP   (CRD# 153966)
BMO PRIVATE INVESTMENT COUNSEL INC.   (CRD# 160344)
INVESTURE, LLC   (CRD# 130099)
LONGVIEW PARTNERS LLP   (CRD# 139390)
LONGVIEW PARTNERS (GUERNSEY) LIMITED   (CRD# 143875)
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.   (CRD# 111135)
INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH   (CRD# 143238)
BARINGS GLOBAL ADVISERS LIMITED   (CRD# 158278)
BLACKSTONE ISG-I ADVISORS L.L.C.   (CRD# 289202)
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC   (CRD# 174129)
HERMES INVESTMENT MANAGEMENT LIMITED   (CRD# 153104)
MAGNETAR FINANCIAL LLC   (CRD# 136045)
GLG PARTNERS LP   (CRD# 163016)
PARNASSUS INVESTMENTS   (CRD# 149193)
40/86 ADVISORS, INC.   (CRD# 107740)
SPECTRUM ASSET MANAGEMENT, INC.   (CRD# 18217)
BLACKSTONE INFRASTRUCTURE ADVISORS L.L.C.   (CRD# 289751)
PORTFOLIO ADVISORS LLC   (CRD# 105981)
INVESCO ASSET MANAGEMENT (JAPAN) LIMITED   (CRD# 107155)
RIVERSTONE INVESTMENT GROUP LLC   (CRD# 130849)
SELECT EQUITY GROUP, L.P.   (CRD# 168496)
USAA INVESTMENT MANAGEMENT COMPANY   (CRD# 5475)
DAVIS SELECTED ADVISERS LP   (CRD# 108674)
FRANKLIN TEMPLETON INSTITUTIONAL, LLC   (CRD# 117384)
BENEFIT STREET PARTNERS L.L.C.   (CRD# 158672)
INVESCO   (CRD# 126572)
LETKO, BROSSEAU & ASSOCIATES INC.   (CRD# 133221)
CANDRIAM FRANCE S.A.S.   (CRD# 173357)
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC   (CRD# 104599)
ADVANCED CAPITAL GROUP   (CRD# 109673)
PRINCIPAL REAL ESTATE INVESTORS LLC   (CRD# 109008)
LINCOLN FINANCIAL ADVISORS CORPORATION   (CRD# 3978)
OCTAGON CREDIT INVESTORS, LLC   (CRD# 155336)
TOWERS WATSON INVESTMENT MANAGEMENT   (CRD# 168493)
ONEAMERICA ASSET MANAGEMENT, LLC   (CRD# 165929)
VERITAS ASSET MANAGEMENT LLP   (CRD# 174314)
BRANDES INVESTMENT PARTNERS, LP   (CRD# 105404)
BRIGADE CAPITAL MANAGEMENT, LP   (CRD# 144078)
UNITED CAPITAL FINANCIAL ADVISERS   (CRD# 134600)
MARINER WEALTH ADVISORS   (CRD# 140195)
GABELLI FUNDS, LLC   (CRD# 104949)
CENTERBRIDGE PARTNERS, L.P.   (CRD# 157359)
SAROFIM FAYEZ & CO   (CRD# 106584)
SECURITIES AMERICA ADVISORS, INC.   (CRD# 110518)
SEGAL MARCO ADVISORS   (CRD# 114687)
FRED ALGER MANAGEMENT, INC   (CRD# 106750)
KESTRA ADVISORY SERVICES, LLC   (CRD# 283330)
EARNEST PARTNERS, LLC   (CRD# 107926)
NIKKO ASSET MANAGEMENT EUROPE LTD   (CRD# 111038)
CANYON CAPITAL ADVISORS LLC   (CRD# 107922)
NATIXIS ADVISORS, L.P.   (CRD# 106800)
I SQUARED CAPITAL ADVISORS (US) LLC   (CRD# 168339)
WADDELL & REED   (CRD# 866)
EGERTON CAPITAL (UK) LLP   (CRD# 156384)
ADDENDA CAPITAL   (CRD# 137034)
SCS CAPITAL MANAGEMENT LLC   (CRD# 122258)
CLAYTON, DUBILIER & RICE, LLC   (CRD# 160492)
COATUE MANAGEMENT, L.L.C.   (CRD# 157910)
STANCORP INVESTMENT ADVISERS, INC.   (CRD# 110228)
GLOBAL BETA ADVISORS LLC   (CRD# 298176)
EIG MANAGEMENT COMPANY, LLC   (CRD# 154302)
BRINKER CAPITAL INC   (CRD# 111743)
CALAMOS ADVISORS LLC   (CRD# 105758)
CIFC ASSET MANAGEMENT LLC   (CRD# 159172)
FIDUCIARY MANAGEMENT, INC.   (CRD# 109149)
GUIDESTONE CAPITAL MANAGEMENT, LLC   (CRD# 112319)
YORK CAPITAL MANAGEMENT   (CRD# 140336)
AJO   (CRD# 105545)
SUNTRUST ADVISORY SERVICES, INC.   (CRD# 283390)
SEIX INVESTMENT ADVISORS LLC   (CRD# 146029)
FIRST MANHATTAN CO   (CRD# 1845)
FMR INVESTMENT MANAGEMENT (UK) LIMITED   (CRD# 108273)
MORGAN STANLEY AIP GP LP   (CRD# 117050)
MONETA GROUP INVESTMENT ADVISORS, LLC   (CRD# 104727)
BB&T SECURITIES, LLC   (CRD# 142785)
QS INVESTORS, LLC   (CRD# 152688)
AHL PARTNERS LLP   (CRD# 167882)
FUNDSMITH, LLP   (CRD# 160365)
LASALLE INVESTMENT MANAGEMENT   (CRD# 109307)
FIRST QUADRANT   (CRD# 106698)
JASPER RIDGE PARTNERS, L.P.   (CRD# 144401)
CALLAN   (CRD# 107687)
WILMINGTON TRUST INVESTMENT ADVISORS, INC.   (CRD# 106909)
MANNING & NAPIER ADVISORS, LLC   (CRD# 105992)
THOMPSON SIEGEL & WALMSLEY LLC   (CRD# 105726)
GQG PARTNERS   (CRD# 283720)
HIRTLE, CALLAGHAN & CO., LLC   (CRD# 105403)
MARSHALL WACE NORTH AMERICA L.P.   (CRD# 135902)
BLACKROCK (SINGAPORE) LIMITED   (CRD# 164594)
TD AMERITRADE INVESTMENT MANAGEMENT, LLC   (CRD# 111514)
BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P.   (CRD# 171207)
CERITY PARTNERS LLC   (CRD# 151559)
ARROWMARK COLORADO HOLDINGS, LLC   (CRD# 149120)
MEMBERS CAPITAL ADVISORS, INC.   (CRD# 105960)
PROVIDENCE EQUITY PARTNERS L.L.C.   (CRD# 155678)
FIERA CAPITAL INC.   (CRD# 113638)
MAKENA CAPITAL MANAGEMENT, LLC   (CRD# 156855)
THIRD POINT LLC   (CRD# 137927)
AXA ROSENBERG INVESTMENT MANAGEMENT LLC   (CRD# 109077)
HEXAVEST INC.   (CRD# 131799)
ATLANTA CAPITAL   (CRD# 116719)
MARATHON ASSET MANAGEMENT, L.P.   (CRD# 124613)
DIAMOND HILL CAPITAL MANAGEMENT INC   (CRD# 110638)
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED   (CRD# 161061)
SILVERCREST ASSET MANAGEMENT GROUP LLC   (CRD# 118333)
NEPC, LLC   (CRD# 110562)
VARDE MANAGEMENT, L.P.   (CRD# 148949)
PLATINUM ASSET MANAGEMENT   (CRD# 159573)
AMP CAPITAL INVESTORS (US) LIMITED   (CRD# 155605)
BAM ADVISOR SERVICES, LLC   (CRD# 143319)
SYMPHONY ASSET MANAGEMENT LLC   (CRD# 110687)
ALM FIRST FINANCIAL ADVISORS LLC   (CRD# 108561)
LINDSELL TRAIN LIMITED   (CRD# 158323)
TILDEN PARK CAPITAL MANAGEMENT LP   (CRD# 161836)
WINTON CAPITAL MANAGEMENT LTD.   (CRD# 130566)
WELLINGTON MANAGEMENT SINGAPORE PTE LTD   (CRD# 172387)
HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC   (CRD# 145508)
SPECTRUM ASSET MANAGEMENT, INC.   (CRD# 300463)
SOUND POINT CAPITAL MANAGEMENT, LP   (CRD# 157479)
PENSIONMARK FINANCIAL GROUP, LLC   (CRD# 208512)
C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S   (CRD# 173234)
GENESIS INVESTMENT MANAGEMENT, LLP   (CRD# 130949)
EGERTON CAPITAL (US), LP   (CRD# 297738)
GENESIS ASSET MANAGERS, LLP   (CRD# 131106)
AMERITAS INVESTMENT PARTNERS, INC.   (CRD# 109381)
SEGALL BRYANT & HAMILL   (CRD# 106505)
CETERA ADVISOR NETWORKS LLC   (CRD# 13572)
GLACIER PEAK CAPITAL MANAGEMENT, LLC   (CRD# 164409)
CIBC PRIVATE WEALTH ADVISORS, INC.   (CRD# 109644)
ONEX PARTNERS MANAGER LP   (CRD# 160923)
STONE POINT CAPITAL LLC   (CRD# 156521)
DAVIS SELECTED ADVISERS - NY, INC.   (CRD# 106659)
DWS ALTERNATIVES GLOBAL LIMITED   (CRD# 139526)
CBIZ RETIREMENT PLAN ADVISORY SERVICES   (CRD# 16678)
CAXTON ASSOCIATES LP   (CRD# 132823)
PRIME ADVISORS, INC.   (CRD# 107680)
USI ADVISORS   (CRD# 108113)
VALIC FINANCIAL ADVISORS, INC.   (CRD# 42803)
THRIVENT ASSET MANAGEMENT, LLC   (CRD# 137751)
CARILLON TOWER ADVISERS, INC.   (CRD# 174904)
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.   (CRD# 138756)
KLS DIVERSIFIED ASSET MANAGEMENT LP   (CRD# 155837)
ENVESTNET PORTFOLIO SOLUTIONS, INC.   (CRD# 109662)
PRUDENTIAL PRIVATE PLACEMENT INVESTORS, L.P.   (CRD# 106442)
BAKER BROTHERS INVESTMENTS   (CRD# 158149)
FIDUCIARY COUNSELORS INC.   (CRD# 111827)
RUANE, CUNNIFF & GOLDFARB L.P.   (CRD# 285971)
D.A. DAVIDSON & CO.   (CRD# 199)
BERNARD L. MADOFF INVESTMENT SECURITIES LLC   (CRD# 2625)
POLAR CAPITAL   (CRD# 136133)
RUSSELL INVESTMENTS   (CRD# 37550)
ROYCE & ASSOCIATES, LP   (CRD# 107689)
GENSTAR CAPITAL   (CRD# 156932)
JACKSON SQUARE PARTNERS, LLC   (CRD# 170064)
POLEN CAPITAL MANAGEMENT, LLC   (CRD# 106093)
BRIGADE CAPITAL UK LLP   (CRD# 173947)
FS/KKR ADVISOR, LLC   (CRD# 292803)
CARVAL INVESTORS, LLC   (CRD# 141819)
MKP CAPITAL MANAGEMENT, L.L.C.   (CRD# 113851)
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC   (CRD# 106523)
CHANDLER ASSET MANAGEMENT INC   (CRD# 107287)
ALPS ADVISORS, INC.   (CRD# 134340)
VOYA ALTERNATIVE ASSET MANAGEMENT LLC   (CRD# 107235)
PRIVATE ADVISOR GROUP, LLC   (CRD# 155216)
RP MANAGEMENT, LLC   (CRD# 161569)
ALCENTRA LIMITED   (CRD# 160617)
BETTERMENT   (CRD# 149117)
TOWNSEND HOLDINGS LLC   (CRD# 160006)
NEUBERGER BERMAN SINGAPORE PTE. LIMITED   (CRD# 167947)
NOMURA ASSET MANAGEMENT SINGAPORE LIMITED   (CRD# 110813)
LUTHER KING CAPITAL MANAGEMENT CORPORATION   (CRD# 110093)
COLLER INVESTMENT MANAGEMENT LTD   (CRD# 111035)
VOYA RETIREMENT ADVISORS, LLC   (CRD# 3989)
ALCENTRA NY, LLC   (CRD# 128557)
CVC CREDIT PARTNERS, LLC   (CRD# 138528)
WAFRA INC.   (CRD# 108673)
CARLSON CAPITAL, L.P.   (CRD# 118156)
TOUCHSTONE ADVISORS INC   (CRD# 107028)
BDT CAPITAL PARTNERS   (CRD# 160914)
NEW MOUNTAIN CAPITAL, LLC   (CRD# 161394)
COMMONFUND ASSET MANAGEMENT COMPANY, INC.   (CRD# 110689)
BBR PARTNERS, LLC   (CRD# 109688)
STONE RIDGE ASSET MANAGEMENT LLC   (CRD# 165598)
NEPHILA ADVISORS LLC   (CRD# 156905)
NEPHILA CAPITAL LTD.   (CRD# 132780)
POST ADVISORY GROUP, LLC   (CRD# 108860)
CASTLELAKE, L.P.   (CRD# 145165)
MATSON MONEY, INC.   (CRD# 110425)
INVESTEC ASSET MANAGEMENT NORTH AMERICA, INC. ("IAM NA")   (CRD# 167922)
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C.   (CRD# 162053)
STONEPEAK INFRASTRUCTURE PARTNERS   (CRD# 159699)
WINSLOW CAPITAL MANAGEMENT LLC   (CRD# 106940)
SQUAREPOINT OPS LLC   (CRD# 172116)
APPALOOSA LP   (CRD# 281909)
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.   (CRD# 106277)
FORESTERS INVESTMENT MANAGEMENT COMPANY, INC.   (CRD# 1844)
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP   (CRD# 143598)
CALVERT RESEARCH AND MANAGEMENT   (CRD# 285127)
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED   (CRD# 145421)
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED   (CRD# 148045)
GI PARTNERS   (CRD# 161573)
GLENMEDE INVESTMENT MANAGEMENT, LP   (CRD# 108165)
AMERICAN SECURITIES LLC   (CRD# 160648)
FIDUCIARYVEST, LLC   (CRD# 134351)
MJX ASSET MANAGEMENT LLC   (CRD# 148976)
ADRIAN LEE & PARTNERS   (CRD# 110822)
GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED   (CRD# 286066)
TWEEDY, BROWNE COMPANY LLC   (CRD# 6857)
VERITABLE LP   (CRD# 130758)
THE ENERGY & MINERALS GROUP   (CRD# 157915)
TISHMAN SPEYER PROPERTIES, L.P.   (CRD# 160079)
ROCKEFELLER CAPITAL MANAGEMENT   (CRD# 294197)
BUCKINGHAM STRATEGIC WEALTH   (CRD# 143323)
BROCK FIDUCIARY SERVICES LLC   (CRD# 153055)
ORBIMED ADVISORS LLC   (CRD# 118608)
DISCOVERY CAPITAL MANAGEMENT, LLC   (CRD# 161263)
GOLDMAN SACHS HEDGE FUND STRATEGIES LLC   (CRD# 107850)
BREGAL INVESTMENTS, INC.   (CRD# 285006)
ALLSTATE INVESTMENT MANAGEMENT COMPANY   (CRD# 107775)
AXA ADVISORS, LLC   (CRD# 6627)
WELLINGTON ALTERNATIVE INVESTMENTS   (CRD# 226715)
PNC INVESTMENTS   (CRD# 129052)
GREYSTAR INVESTMENT GROUP, LLC   (CRD# 160665)
BXMT ADVISORS L.L.C.   (CRD# 288050)
TORTOISE CAPITAL ADVISORS, L.L.C.   (CRD# 123711)
HILLTOP SECURITIES ASSET MANAGEMENT, LLC   (CRD# 110760)
BRIDGE INVESTMENT GROUP   (CRD# 159127)
TIMESSQUARE CAPITAL MANAGEMENT, LLC   (CRD# 132694)
TFG ASSET MANAGEMENT L.P.   (CRD# 156040)
BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C.   (CRD# 158784)
NATIONWIDE ASSET MANAGEMENT, LLC   (CRD# 143668)
PLANTE MORAN FINANCIAL ADVISORS   (CRD# 112158)
THE ROCK CREEK GROUP, LP   (CRD# 125409)
INTERNATIONAL VALUE ADVISERS, LLC   (CRD# 146105)
WASATCH ADVISORS INC   (CRD# 106081)
FRANKLIN PARK   (CRD# 126508)
LOTUSGROUP ADVISORS   (CRD# 143379)
GUIDED CHOICE ASSET MANAGEMENT, INC.   (CRD# 112674)
FEDERATED INVESTORS (UK) LLP   (CRD# 169087)
FIRST STATE INVESTMENTS INTERNATIONAL LIMITED   (CRD# 110992)
COMPREHENSIVE FINANCIAL MANAGEMENT LLC   (CRD# 159641)
ROARK CAPITAL MANAGEMENT, LLC   (CRD# 160368)
HORSLEY BRIDGE PARTNERS LLC   (CRD# 110877)
GURTIN MUNICIPAL BOND MANAGEMENT   (CRD# 143597)
BENTALL KENNEDY (U.S.) LP   (CRD# 111470)
MACQUARIE INFRASTRUCTURE PARTNERS   (CRD# 146696)
PHARO MANAGEMENT LLC   (CRD# 141216)
SOUTHEASTERN ASSET MANAGEMENT INC.   (CRD# 105276)
MBK MANAGEMENT, INC.   (CRD# 162929)
CHENAVARI INVESTMENT MANAGERS   (CRD# 158713)
CEVIAN CAPITAL II GP LIMITED   (CRD# 140659)
HONEYWELL CAPITAL MANAGEMENT LLC   (CRD# 109537)
VIRTUS FUND ADVISERS, LLC   (CRD# 107346)
TA ASSOCIATES   (CRD# 156699)
VALUEACT CAPITAL MANAGEMENT, L.P.   (CRD# 154249)
DIMEO SCHNEIDER & ASSOCIATES LLC   (CRD# 106720)
TIEDEMANN ADVISORS, LLC   (CRD# 147189)
CAPITAL STRATEGIES INVESTMENT GROUP LLC   (CRD# 150091)
TPRV CAPITAL, LP   (CRD# 288123)
FIRST STATE INVESTMENTS (SINGAPORE)   (CRD# 165124)
LANDMARK EQUITY ADVISORS LLC   (CRD# 108543)
SUMMIT ROCK ADVISORS, LP   (CRD# 144059)
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C.   (CRD# 146043)
PARALLAX VOLATILITY ADVISERS, L.P.   (CRD# 158143)
PARTNERS CAPITAL INVESTMENT GROUP, LLP   (CRD# 120663)
INDEPENDENT FRANCHISE PARTNERS LLP   (CRD# 150108)
BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS LLC   (CRD# 165782)
MAVERICK CAPITAL LTD   (CRD# 108262)
ARISTOTLE CAPITAL MANAGEMENT, LLC   (CRD# 109876)
VOYA FINANCIAL ADVISORS, INC.   (CRD# 2882)
OPPENHEIMER ASSET MANAGEMENT   (CRD# 105559)
YACKTMAN ASSET MANAGEMENT LP   (CRD# 164420)
GUARDIAN CAPITAL LP   (CRD# 105078)
SILVER POINT CAPITAL, L.P.   (CRD# 157738)
EJF CAPITAL LLC   (CRD# 138854)
VULCAN VALUE PARTNERS LLC   (CRD# 151190)
WESTWOOD MANAGEMENT CORP   (CRD# 110269)
MEEDER PUBLIC FUNDS, INC.   (CRD# 106816)
BROOKFIELD PUBLIC SECURITIES GROUP LLC   (CRD# 110497)
SCHONFELD STRATEGIC ADVISORS LLC   (CRD# 281984)
GOLDPOINT PARTNERS LLC   (CRD# 116776)
FIRST COMMAND ADVISORY SERVICES   (CRD# 281958)
GAMCO ASSET MANAGEMENT INC.   (CRD# 104950)
GOLDEN GATE CAPITAL   (CRD# 157379)
SPRUCEGROVE INVESTMENT MANAGEMENT LTD   (CRD# 106355)
RWC ASSET MANAGEMENT LLP   (CRD# 168656)
KILTEARN PARTNERS   (CRD# 158789)
SENTRY INVESTMENT MANAGEMENT, L.L.C.   (CRD# 105176)
GLENVIEW CAPITAL MANAGEMENT, LLC   (CRD# 137640)
BMO FAMILY OFFICE, LLC   (CRD# 110264)
SIGULER GUFF ADVISERS LLC   (CRD# 106788)
CROW HOLDINGS CAPITAL   (CRD# 156925)
CRESTLINE MANAGEMENT, L.P.   (CRD# 122711)
SECOR INVESTMENT ADVISORS, LP   (CRD# 155235)
PAAMCO PRISMA, LLC   (CRD# 108989)
RISK PREMIUM INVESTMENT MANAGEMENT COMPANY LLC   (CRD# 173549)
FRONTIER CAPITAL MANAGEMENT CO LLC   (CRD# 106274)
ROYAL ALLIANCE ASSOCIATES, INC.   (CRD# 23131)
RPA FINANCIAL, LLC   (CRD# 294105)
GARCIA HAMILTON & ASSOCIATES LP   (CRD# 108017)
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT   (CRD# 111231)
H.D. VEST ADVISORY SERVICES, INC   (CRD# 104556)
GOVERNMENT PORTFOLIO ADVISORS LLC   (CRD# 170384)
BEACH POINT CAPITAL MANAGEMENT LP   (CRD# 148885)
TOWERBROOK CAPITAL PARTNERS   (CRD# 155730)
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY   (CRD# 126896)
NATURAL GAS PARTNERS OR NGP   (CRD# 160729)
GREENSPRING ASSOCIATES, INC.   (CRD# 147536)
EHRENKRANZ PARTNERS L.P.   (CRD# 131728)
BLUEBAY ASSET MANAGEMENT USA LLC   (CRD# 164530)
TCV   (CRD# 160389)
GARDNER RUSSO & GARDNER LLC   (CRD# 106114)
WALTON STREET CAPITAL, L.L.C.   (CRD# 147210)
SUMMIT PARTNERS, L.P.   (CRD# 135271)
THL CREDIT ADVISORS LLC   (CRD# 150900)
CETERA ADVISORS LLC   (CRD# 10299)
INVESCO REAL ESTATE MANAGEMENT S.À R.L.   (CRD# 286069)
CAPITAL ADVISORS GROUP, INC   (CRD# 112000)
REGIONS INVESTMENT MANAGEMENT, INC.   (CRD# 111715)
HIGHLAND CONSULTING ASSOCIATES INC.   (CRD# 109834)
CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED   (CRD# 161331)
SANDERSON ASSET MANAGEMENT   (CRD# 109716)
ASIA ALTERNATIVES MANAGEMENT LLC   (CRD# 141481)
MESIROW ADVANCED STRATEGIES INC   (CRD# 110754)
NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC.   (CRD# 156244)
FRANCISCO PARTNERS   (CRD# 160272)
CREDIT SUISSE ASSET MANAGEMENT LIMITED   (CRD# 113463)
CANTILLON CAPITAL MANAGEMENT LLC   (CRD# 137895)
CANTILLON CAPITAL MANAGEMENT LLP   (CRD# 139303)
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED   (CRD# 289358)
ENERGY CAPITAL PARTNERS   (CRD# 155020)
WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P.   (CRD# 146990)
HAIDAR CAPITAL MANAGEMENT LLC   (CRD# 159798)
FEG   (CRD# 121658)
1919 INVESTMENT COUNSEL, LLC   (CRD# 133370)
MAPLE-BROWN ABBOTT   (CRD# 172482)
MADISON DEARBORN PARTNERS   (CRD# 157349)
DAVENPORT & COMPANY LLC   (CRD# 1588)
MCDONNELL INVESTMENT MANAGEMENT, LLC   (CRD# 166176)
ASPIRIANT, LLC   (CRD# 146720)
COMPASS ANALYTICS, LLC   (CRD# 130459)
GATEWAY INVESTMENT ADVISERS, LLC   (CRD# 146681)
OFFIT CAPITAL   (CRD# 144474)
ROCATON INVESTMENT ADVISORS   (CRD# 120451)
MPC CAPITAL ADVISORS, LLC   (CRD# 153586)
POLARIS CAPITAL MANAGEMENT, LLC   (CRD# 106278)
ARIEL INVESTMENTS, LLC   (CRD# 108211)
PLATINUM EQUITY ADVISORS, LLC   (CRD# 161491)
RAFFERTY ASSET MANAGEMENT, LLC   (CRD# 112526)
PDT PARTNERS, LLC   (CRD# 163776)
BAHL & GAYNOR INC   (CRD# 106139)
QEP ADVISERS, LLC   (CRD# 174733)
ELLINGTON MANAGEMENT GROUP, L.L.C.   (CRD# 112493)
WEALTHFRONT ADVISERS LLC   (CRD# 148456)
KELSO & COMPANY, L.P.   (CRD# 131471)
THRIVENT INVESTMENT MANAGEMENT INC.   (CRD# 18387)
MEKETA INVESTMENT GROUP INC   (CRD# 110601)
CERITY PARTNERS RETIREMENT PLAN ADVISORS   (CRD# 164198)
ABRY PARTNERS II, LLC   (CRD# 161154)
CEDAR ROCK CAPITAL LIMITED   (CRD# 123170)
GSO CAPITAL ADVISORS LLC   (CRD# 152294)
JPMORGAN ALTERNATIVE ASSET MANAGEMENT   (CRD# 20989)
AETOS ALTERNATIVES MANAGEMENT   (CRD# 116761)
CITI PRIVATE ADVISORY, LLC   (CRD# 153777)
MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITED   (CRD# 125142)
IFM INVESTORS (US) ADVISOR, LLC   (CRD# 146366)
OPUS INVESTMENT MANAGEMENT, INC.   (CRD# 107569)
ATLANTA CONSULTING GROUP ADVISORS, LLC   (CRD# 288169)
FTN FINANCIAL MAIN STREET ADVISORS LLC   (CRD# 133719)
SETANTA ASSET MANAGEMENT LTD   (CRD# 281781)
SENATOR INVESTMENT GROUP LP   (CRD# 160935)
SAGE ADVISORY SERVICES LTD CO   (CRD# 106236)
OXFORD FINANCIAL GROUP, LTD   (CRD# 105303)
BROWN CAPITAL MANAGEMENT, LLC   (CRD# 105633)
OFI STEELPATH, INC.   (CRD# 165117)
LITTLEJOHN & CO., LLC   (CRD# 156720)
INVESCO INVESTMENT ADVISERS LLC   (CRD# 104885)
TOCQUEVILLE ASSET MANAGEMENT LP   (CRD# 105690)
BROWNSON, REHMUS & FOXWORTH, INC.   (CRD# 110608)
LONGFELLOW INVESTMENT MANAGEMENT CO. LLC   (CRD# 104945)
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC   (CRD# 169582)
ANTARES CAPITAL ADVISERS LLC   (CRD# 281998)
WILMINGTON FUNDS MANAGEMENT CORPORATION   (CRD# 105163)
DRA ADVISORS LLC   (CRD# 106311)
PYRFORD INTERNATIONAL LTD   (CRD# 105646)
POINTSTATE CAPITAL LP   (CRD# 161110)
DBX ADVISORS LLC   (CRD# 154558)
MERCER GLOBAL ADVISORS INC.   (CRD# 147363)
PRIME FINANCE ADVISOR, L.P.   (CRD# 159971)
ARNERICH MASSENA, INC.   (CRD# 116395)
PERFORMANCE EQUITY MANAGEMENT, LLC   (CRD# 110207)
ONEX CREDIT PARTNERS, LLC   (CRD# 138941)
JOHNSON INVESTMENT COUNSEL, INC.   (CRD# 117054)
WELLINGTON MANAGEMENT HONG KONG LIMITED   (CRD# 165208)
K2/D&S MANAGEMENT CO., L.L.C.   (CRD# 123826)
IMPAX ASSET MANAGEMENT, LTD.   (CRD# 143247)
VALUE PARTNERS HONG KONG LIMITED   (CRD# 157477)
OPPENHEIMER & CO. INC.   (CRD# 249)
MERITAGE GROUP LP   (CRD# 142622)
BMO GLOBAL ASSET MANAGEMENT   (CRD# 149280)
MORNINGSTAR INVESTMENT SERVICES LLC   (CRD# 112525)
OFI GLOBAL INSTITUTIONAL, INC.   (CRD# 110363)
MADISON INVESTMENT ADVISORS, LLC   (CRD# 110297)
CBRE CLARION SECURITIES LLC   (CRD# 106256)
TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC   (CRD# 104554)
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO   (CRD# 153986)
CAMBIAR INVESTORS, LLC   (CRD# 115093)
HARVEST VOLATILITY MANAGEMENT, LLC   (CRD# 146869)
ENVESTNET RETIREMENT SOLUTIONS, LLC   (CRD# 171570)
THE JORDAN COMPANY, L.P.   (CRD# 160313)
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.   (CRD# 106975)
BARDIN HILL INVESTMENT PARTNERS LP   (CRD# 282371)
WEDGE CAPITAL MANAGEMENT LLP   (CRD# 106234)
ENTRUSTPERMAL PARTNERS OFFSHORE LP   (CRD# 108035)
NEWFLEET ASSET MANAGEMENT, LLC   (CRD# 104532)
WORLD ASSET MANAGEMENT, INC.   (CRD# 142108)
ALGEBRIS INVESTMENTS (US) INC.   (CRD# 169236)
ARCLIGHT CAPITAL PARTNERS, LLC   (CRD# 161228)
CBAM PARTNERS, LLC   (CRD# 284627)
GLG LLC   (CRD# 138802)
HERMES GPE LLP   (CRD# 151848)
L CATTERTON   (CRD# 157428)
IDFC ASSET MANAGEMENT COMPANY LIMITED   (CRD# 170336)
BERKSHIRE PARTNERS LLC   (CRD# 160675)
CETERA INVESTMENT ADVISERS LLC   (CRD# 105644)
CAPITAL INTERNATIONAL, INC.   (CRD# 110682)
GTCR  LLC   (CRD# 159545)
ROCKPOINT GROUP, L.L.C.   (CRD# 156630)
ANGEL OAK CAPITAL ADVISORS, LLC   (CRD# 151090)
ACORE CAPITAL, LP   (CRD# 175054)
VERITAS CAPITAL FUND MANAGEMENT, L.L.C.   (CRD# 157123)
ROTHSHILD & CO WEALTH MANAGEMENT UK LIMITED   (CRD# 158022)
OXFORD ASSET MANAGEMENT   (CRD# 136937)
KSL CAPITAL PARTNERS   (CRD# 155677)
CLARK CAPITAL MANAGEMENT GROUP INC   (CRD# 104796)
ZIEGLER CAPITAL MANAGEMENT, LLC   (CRD# 135622)
WELLS CAPITAL MANAGEMENT SINGAPORE   (CRD# 165024)
DEERFIELD MANAGEMENT COMPANY   (CRD# 157876)
COMMONFUND CAPITAL, INC.   (CRD# 110657)
QUADRANT REAL ESTATE ADVISORS LLC   (CRD# 138077)
CHAMPLAIN INVESTMENT PARTNERS, LLC   (CRD# 132474)
GULF INTERNATIONAL BANK (UK) LIMITED   (CRD# 281609)
SCHRODER ADVEQ MANAGEMENT US, INC.   (CRD# 145194)
1ST GLOBAL ADVISORS INC   (CRD# 111133)
CORNERSTONE PARTNERS LLC   (CRD# 118221)
WCAS MANAGEMENT CORPORATION   (CRD# 155695)
MSREF REAL ESTATE ADVISOR, INC.   (CRD# 142047)
ORG PORTFOLIO MANAGEMENT LLC   (CRD# 130198)
TACONIC CAPITAL ADVISORS LP   (CRD# 137295)
INTERMEDIATE CAPITAL GROUP, INC   (CRD# 162589)
TRIAN FUND MANAGEMENT, L.P.   (CRD# 154172)
FONDSMAEGLERSELSKABET MAJ INVEST A/S   (CRD# 288223)
GENERATION INVESTMENT MANAGEMENT US LLP   (CRD# 132728)
AXIOM INVESTORS   (CRD# 109605)
SOMERSET CAPITAL MANAGEMENT LLP   (CRD# 146834)
PAMPLONA CAPITAL MANAGEMENT LLC   (CRD# 160860)
STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED   (CRD# 149606)
C.S. MCKEE, L.P.   (CRD# 119167)
ALYESKA INVESTMENT GROUP, L.P.   (CRD# 155058)
HOLOCENE ADVISORS, LP   (CRD# 287999)
BERKSHIRE PROPERTY ADVISORS, LLC   (CRD# 161374)
APPLETON PARTNERS,INC.   (CRD# 110049)
BRANDYWINE MANAGERS, LLC   (CRD# 137388)
HARRISON STREET ADVISORS, LLC   (CRD# 157983)
PERSHING SQUARE CAPITAL MANAGEMENT, L.P.   (CRD# 132982)
SECURIAN FINANCIAL SERVICES, INC.   (CRD# 15296)
HILDENE CAPITAL MANAGEMENT   (CRD# 160415)
CORONATION GLOBAL FUND MANAGERS (IRELAND) LIMITED   (CRD# 156599)
STEPHENS   (CRD# 3496)
ABBOTT CAPITAL MANAGEMENT LLC   (CRD# 106332)
ASSET STRATEGY CONSULTANTS LLC   (CRD# 110800)
SALI FUND SERVICES   (CRD# 124235)
HARVEST FUND ADVISORS LLC   (CRD# 154425)
PALOMA PARTNERS MANAGEMENT COMPANY   (CRD# 138460)
SKYBRIDGE CAPITAL II, LLC   (CRD# 148152)
COLUMBIA WANGER ASSET MANAGEMENT, LLC   (CRD# 111168)
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P.   (CRD# 151243)
GILDER GAGNON HOWE & CO. LLC   (CRD# 2002)
OTTAWA AVENUE PRIVATE CAPITAL, LLC   (CRD# 282516)
WESTWOOD GLOBAL INVESTMENTS   (CRD# 125012)
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.   (CRD# 154495)
MERGANSER CAPITAL MANAGEMENT, LLC   (CRD# 169258)
GUGGENHEIM INVESTMENTS   (CRD# 105477)
CVC ADVISORS (U.S.) INC.   (CRD# 174050)
J.J.B. HILLIARD, W.L. LYONS, LLC   (CRD# 453)
WHITEBOX ADVISORS LLC   (CRD# 121995)
JORDAN PARK GROUP LLC   (CRD# 287755)
TSG CONSUMER PARTNERS LLC   (CRD# 160826)
CHARTWELL INVESTMENT PARTNERS, LLC   (CRD# 170335)
ABRAMS CAPITAL MANAGEMENT, L.P.   (CRD# 155729)
CBRE CALEDON CAPITAL MANAGEMENT INC.   (CRD# 158495)
SANFORD C. BERNSTEIN & CO., LLC   (CRD# 104474)
IMPRESA MANAGEMENT LLC   (CRD# 168741)
MIDOCEAN CREDIT PARTNERS   (CRD# 151578)
SUSTAINABLE GROWTH ADVISERS, LP   (CRD# 127447)
FIRST RESERVE   (CRD# 157056)
SYCAMORE PARTNERS   (CRD# 284346)
BOUSSARD & GAVAUDAN INVESTMENT MANAGEMENT LLP   (CRD# 172298)
VARAGON CAPITAL PARTNERS, L.P.   (CRD# 281851)
OHIO NATIONAL INVESTMENTS INC   (CRD# 107528)
STEADFAST CAPITAL MANAGEMENT LP   (CRD# 157124)
GUGGENHEIM INVESTMENT ADVISORS, LLC   (CRD# 108263)
LINCOLN INVESTMENT   (CRD# 519)
DUFF & PHELPS INVESTMENT MANAGEMENT CO.   (CRD# 107296)
GOTHAM ASSET MANAGEMENT, LLC   (CRD# 149335)
CLEARLAKE CAPITAL GROUP, L.P.   (CRD# 157920)
OWL ROCK CAPITAL ADVISORS LLC   (CRD# 282575)
LINDEN ADVISORS LP   (CRD# 135431)
SPARX ASSET MANAGEMENT CO., LTD.   (CRD# 134747)
WATERFALL ASSET MANAGEMENT, LLC   (CRD# 137746)
NAPIER PARK GLOBAL CAPITAL LLC   (CRD# 166333)
STRATEGIC VALUE PARTNERS, LLC   (CRD# 138406)
AUDAX GROUP   (CRD# 159458)
WASMER, SCHROEDER & COMPANY, LLC   (CRD# 105323)
REDWOOD CAPITAL MANAGEMENT, LLC   (CRD# 158243)
AKRE CAPITAL MANAGEMENT, LLC   (CRD# 109242)
EDINBURGH PARTNERS LIMITED   (CRD# 132796)
PETERCAM INSTITUTIONAL ASSET MANAGEMENT   (CRD# 166048)
ZIMMER PARTNERS, LP   (CRD# 165684)
IRIDIAN ASSET MANAGEMENT LLC   (CRD# 104550)
CENTERSQUARE INVESTMENT MANAGEMENT LLC   (CRD# 290078)
CCSZF MANAGEMENT LLC   (CRD# 283954)
BLACK CREEK INVESTMENT MANAGEMENT INC.   (CRD# 161344)
ALUMINA INVESTMENT MANAGEMENT   (CRD# 164273)
HFR ASSET MANAGEMENT, L.L.C   (CRD# 111705)
THE RIVERSIDE COMPANY   (CRD# 160523)
WESTERN ASSET MANAGEMENT COMPANY LTD   (CRD# 143388)
RE ADVISERS CORPORATION   (CRD# 109845)
SIT FIXED INCOME ADVISORS II, LLC   (CRD# 108271)
RMB CAPITAL MANAGEMENT   (CRD# 134249)
AEA QP ADVISERS LLC   (CRD# 124560)
FCI ADVISORS   (CRD# 106398)
LUMINUS MANAGEMENT, LLC   (CRD# 157536)
TENNENBAUM CAPITAL PARTNERS, LLC   (CRD# 113203)
CLS INVESTMENTS, LLC   (CRD# 107975)
50 SOUTH CAPITAL ADVISORS, LLC   (CRD# 174762)
BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P.   (CRD# 135952)
MAIRS & POWER   (CRD# 110351)
ADVENT CAPITAL MANAGEMENT, LLC   (CRD# 113013)
SYSTEMATICA INVESTMENTS GP LIMITED   (CRD# 289338)
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD   (CRD# 289335)
SYSTEMATICA INVESTMENTS LIMITED   (CRD# 173876)
PAULSON & CO.INC.   (CRD# 127831)
PERSONAL CAPITAL ADVISORS CORPORATION   (CRD# 155172)
PEOPLE'S UNITED ADVISORS, INC.   (CRD# 292454)
EAGLE STRATEGIES LLC   (CRD# 110826)
PATHSTONE   (CRD# 151736)
ASTIGNES CAPITAL ASIA PTE. LTD.   (CRD# 152719)
U.S. BANCORP INVESTMENTS, INC.   (CRD# 17868)
JACOBS LEVY EQUITY MANAGEMENT   (CRD# 107022)
TACONIC CAPITAL ADVISORS UK LLP   (CRD# 137291)
ARMOUR CAPITAL MANAGEMENT LP   (CRD# 164570)
CORE AND VALUE ADVISORS, LLC   (CRD# 156093)
EMINENCE CAPITAL, LP   (CRD# 160611)
SYSTEMATICA INVESTMENTS UK LLP   (CRD# 289336)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC   (CRD# 116407)
RYAN LABS ASSET MANAGEMENT   (CRD# 224519)
GRATICULE ASIA MACRO ADVISORS LLC   (CRD# 170787)
GRATICULE ASSET MANAGEMENT ASIA PTE. LTD.   (CRD# 291477)
PALMER SQUARE CAPITAL MANAGEMENT LLC   (CRD# 155697)
UBS OCONNOR LLC   (CRD# 108754)
H2O AM   (CRD# 169065)
HIMALAYA CAPITAL   (CRD# 157594)
H/2 CAPITAL PARTNERS   (CRD# 133693)
GLOBAL ENDOWMENT MANAGEMENT, LP   (CRD# 157772)
ROTHSCHILD & CO ASSET MANAGEMENT US INC.   (CRD# 110349)
AUDAX GROUP   (CRD# 160483)
FSC SECURITIES CORPORATION   (CRD# 7461)
DDJ CAPITAL MANAGEMENT LLC   (CRD# 108468)
THE LONDON COMPANY OF VIRGINIA   (CRD# 106654)
KENSICO CAPITAL MANAGEMENT CORP.   (CRD# 157934)
EVERGREEN INVESTMENT ADVISORS   (CRD# 133550)
BAKER STREET ADVISORS, LLC   (CRD# 128066)
COLONY CAPITAL INVESTMENT ADVISORS, LLC   (CRD# 175506)
INTERCONTINENTAL REAL ESTATE CORPORATION   (CRD# 112332)
CRESTVIEW PARTNERS   (CRD# 157488)
CLNC MANAGER, LLC   (CRD# 291618)
OAK HILL CAPITAL MANAGEMENT, LLC   (CRD# 136656)
GLOBAL X MANAGEMENT COMPANY LLC   (CRD# 146932)
MONROE CAPITAL MANAGEMENT ADVISORS LLC   (CRD# 157073)
CORONATION INVESTMENT MANAGEMENT INTERNATIONAL (PTY) LTD   (CRD# 281225)
D1 CAPITAL PARTNERS L.P.   (CRD# 297298)
TAG ASSOCIATES LLC   (CRD# 116959)
BELLE HAVEN INVESTMENTS, L.P.   (CRD# 29278)
AUTONOMY CAPITAL   (CRD# 157275)
EATON VANCE ADVISERS INTERNATIONAL LTD.   (CRD# 283733)
CEREDEX VALUE ADVISORS LLC   (CRD# 146023)
CHENAVARI INVESTMENT MANAGERS (LUXEMBOURG) SARL   (CRD# 284885)
SAGEPOINT FINANCIAL, INC.   (CRD# 133763)
PRIME CAPITAL INVESTMENT ADVISORS, LLC   (CRD# 288712)
PARTNERS GROUP (USA) INC.   (CRD# 145228)
OMERS INFRASTRUCTURE AND OMERS INFRASTRUCTURE US   (CRD# 170309)
CONFLUENCE INVESTMENT MANAGEMENT LLC   (CRD# 146019)
BEL AIR INVESTMENT ADVISORS LLC   (CRD# 104580)
BC PARTNERS ADVISORS L.P.   (CRD# 288495)
PERKINS INVESTMENT MANAGEMENT LLC   (CRD# 126925)
PNMAC CAPITAL MANAGEMENT, LLC   (CRD# 147101)
400 CAPITAL MANAGEMENT LLC   (CRD# 160089)
MARTINGALE ASSET MANAGEMENT   (CRD# 108526)
HEFREN-TILLOTSON, INC.   (CRD# 53)
FIRST PRINCIPLES CAPITAL MANAGEMENT, LLC   (CRD# 132466)
WAVERTON INVESTMENT MANAGEMENT LIMITED   (CRD# 112200)
AVIVA INVESTORS AMERICAS   (CRD# 163989)
HOSKING PARTNERS LLP   (CRD# 173527)
BEAR CREEK ASSET MANAGEMENT, LLC   (CRD# 137677)
MELVIN CAPITAL MANAGEMENT LP   (CRD# 173228)
FAIRVIEW CAPITAL PARTNERS, INC.   (CRD# 161258)
RIMROCK CAPITAL MANAGEMENT LLC   (CRD# 120410)
NWI MANAGEMENT LP   (CRD# 158366)
BRIDGEWAY CAPITAL MANAGEMENT INC   (CRD# 111441)
JAMESTOWN, L.P.   (CRD# 158207)
NWQ INVESTMENT MANAGEMENT COMPANY, LLC   (CRD# 121876)
WOODBURY FINANCIAL SERVICES, INC.   (CRD# 421)
THE COLONY GROUP, LLC   (CRD# 159289)
CAMDEN ASSET MANAGEMENT   (CRD# 106772)
EVERCORE WEALTH MANAGEMENT, LLC   (CRD# 148399)
STONEBRIDGE ADVISORS LLC   (CRD# 134017)
IRA GROUP, INC.   (CRD# 126246)
NIKKO ASSET MANAGEMENT ASIA LIMITED   (CRD# 161589)
CWM, LLC   (CRD# 155344)
GMO SINGAPORE PTE. LIMITED   (CRD# 169321)
ARROWGRASS CAPITAL PARTNERS (US) LP   (CRD# 157179)
ARROWGRASS CAPITAL PARTNERS LLP   (CRD# 154329)
LGT CAPITAL PARTNERS (USA) INC.   (CRD# 160437)
AXONIC CAPITAL LLC   (CRD# 159518)
TOBAM   (CRD# 157107)
STATE FARM INVESTMENT MANAGEMENT CORP.   (CRD# 3487)
HIGHMARK CAPITAL MANAGEMENT, INC.   (CRD# 109550)
TWENTYFOUR ASSET MANAGEMENT (US) LP   (CRD# 285791)
CAVANAL HILL INVESTMENT MANAGEMENT, INC.   (CRD# 110774)
CORSAIR CAPITAL LLC   (CRD# 137887)
WINTRUST INVESTMENTS   (CRD# 875)
WE FAMILY OFFICES   (CRD# 109869)
JENSEN INVESTMENT MANAGEMENT INC.   (CRD# 105281)
AVALON ADVISORS LLC   (CRD# 112556)
ROCKWOOD CAPITAL, LLC   (CRD# 156663)
MYCIO WEALTH PARTNERS, LLC   (CRD# 134436)
GERBER/TAYLOR MANAGEMENT COMPANY   (CRD# 109319)
SCHAFER CULLEN CAPITAL MANAGEMENT INC   (CRD# 105799)
TT INTERNATIONAL   (CRD# 110858)
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED   (CRD# 284947)
BOYLSTON ADVISORS, LP   (CRD# 183517)
CORBIN CAPITAL PARTNERS, L.P.   (CRD# 130819)
OEP CAPITAL ADVISORS, L.P.   (CRD# 173626)
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.   (CRD# 106156)
BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD   (CRD# 170663)
NORTHWOOD INVESTORS LLC   (CRD# 161406)
MAN SOLUTIONS LIMITED   (CRD# 108899)
HIGHBRIDGE CAPITAL MANAGEMENT, LLC   (CRD# 134776)
FULLER & THALER ASSET MANAGEMENT INC   (CRD# 107033)
MESA WEST CAPITAL   (CRD# 158959)
CORTLAND INVESTMENT MANAGEMENT, LLC   (CRD# 299369)
GRESHAM PARTNERS, LLC   (CRD# 108668)
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP   (CRD# 107153)
NATIONAL INVESTMENT SERVICES, INC   (CRD# 111746)
SCOPIA CAPITAL MANAGEMENT LP   (CRD# 124403)
CAPITAL FUND MANAGEMENT S.A.   (CRD# 125780)
PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTD   (CRD# 166631)
GLUSKIN SHEFF + ASSOCIATES INC   (CRD# 144928)
PACIFIC INCOME ADVISERS INC   (CRD# 104719)
CONGRESS ASSET MANAGEMENT COMPANY, LLP   (CRD# 105161)
NATIONWIDE INVESTMENT ADVISORS, LLC   (CRD# 142373)
LIME ROCK   (CRD# 157127)
FLEXPATH STRATEGIES   (CRD# 174306)
SL CAPITAL PARTNERS LLP   (CRD# 144651)
ALLIANT RETIREMENT CONSULTING   (CRD# 167970)
LOCKWOOD ADVISORS INC   (CRD# 106108)
MORGAN STANLEY INFRASTRUCTURE INC.   (CRD# 142824)
LMCG INVESTMENTS, LLC   (CRD# 149936)
KORNITZER CAPITAL MANAGEMENT, INC.   (CRD# 111087)
WILLIAMS, JONES & ASSOCIATES, LLC   (CRD# 106861)
ALKEON CAPITAL MANAGEMENT, LLC   (CRD# 118059)
HARVEST PARTNERS, LP   (CRD# 158284)
COAST ASSET MANAGEMENT, LLC   (CRD# 108484)
PENTWATER CAPITAL MANAGEMENT LP   (CRD# 156873)
THL MANAGERS VII, LLC   (CRD# 171042)
DRAGONEER INVESTMENT GROUP, LLC   (CRD# 161443)
MSD PARTNERS, L.P.   (CRD# 161664)
SUN CAPITAL ADVISORS, INC.   (CRD# 155109)
PARTNER FUND MANAGEMENT, L.P.   (CRD# 146747)
BOYD WATTERSON ASSET MANAGEMENT, LLC   (CRD# 107808)
EVERETT HARRIS & CO   (CRD# 106830)
AGINCOURT CAPITAL MANAGEMENT, LLC   (CRD# 112096)
CAPRA IBEX ADVISORS LLC   (CRD# 160834)
HUDSON BAY CAPITAL MANAGEMENT LP   (CRD# 155910)
CHRISTIAN BROTHERS INVESTMENT SERVICES, INC.   (CRD# 104604)
TOP TIER CAPITAL PARTNERS, LLC   (CRD# 144546)
HG VORA CAPITAL MANAGEMENT, LLC   (CRD# 161788)
IPM INFORMED PORTFOLIO MANAGEMENT AB   (CRD# 158110)
MS CAPITAL PARTNERS ADVISER INC.   (CRD# 147521)
GREAT LAKES ADVISORS, LLC   (CRD# 110757)
INSIGHT INVESTMENT   (CRD# 107095)
BOSTON PRIVATE WEALTH   (CRD# 172832)
LYRICAL ASSET MANAGEMENT LP   (CRD# 148267)
FDX ADVISORS, INC.   (CRD# 104601)
CLARIVEST ASSET MANAGEMENT LLC   (CRD# 139785)
FIR TREE PARTNERS   (CRD# 156651)
SAMLYN CAPITAL, LLC   (CRD# 158296)
EMSO ASSET MANAGEMENT LIMITED   (CRD# 139217)
EMSO ASSET MANAGEMENT US LLC   (CRD# 167999)
E FUND MANAGEMENT (HONG KONG) CO., LIMITED   (CRD# 169726)
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED   (CRD# 146936)
FERMAT CAPITAL MANAGEMENT, LLC   (CRD# 134099)
SPROTT ASSET MANAGEMENT LP   (CRD# 159263)
DENHAM CAPITAL MANAGEMENT LP   (CRD# 156605)
PRUDENTIAL FINANCIAL PLANNING SERVICES   (CRD# 5685)
DRIEHAUS CAPITAL MANAGEMENT LLC   (CRD# 105757)
MASON INVESTMENT ADVISORY SERVICES INC   (CRD# 111113)
BLACKSTONE MULTI-ASSET ADVISORS L.L.C.   (CRD# 171640)
QCAM CURRENCY ASSET MANAGEMENT AG   (CRD# 170341)
LEVIN CAPITAL STRATEGIES, L.P.   (CRD# 137147)
AMERICAN PORTFOLIOS ADVISORS, INC   (CRD# 112697)
JEFFERIES FINANCE LLC   (CRD# 162264)
GRESHAM INVESTMENT MANAGEMENT LLC   (CRD# 134392)
UBS FUND ADVISOR, L.L.C.   (CRD# 109213)
BATTERY MANAGEMENT CORP.   (CRD# 160921)
SOLUS ALTERNATIVE ASSET MANAGEMENT LP   (CRD# 144155)
BALLENTINE PARTNERS   (CRD# 152802)
TRILANTIC CAPITAL PARTNERS   (CRD# 152331)
KMS FINANCIAL SERVICES, INC   (CRD# 3866)
LANDMARK REALTY ADVISORS LLC   (CRD# 107304)
ECHO STREET CAPITAL MANAGEMENT, LLC   (CRD# 160268)
LIBREMAX CAPITAL, LLC   (CRD# 155486)
EAST END ADVISORS, LLC   (CRD# 147144)
PUGH CAPITAL MANAGEMENT, INC.   (CRD# 111765)
MCMORGAN & COMPANY LLC   (CRD# 115060)
CAPITAL DYNAMICS, INC.   (CRD# 130320)
LAKEWOOD CAPITAL MANAGEMENT, LP   (CRD# 156429)
HIGHCLERE INTERNATIONAL INVESTORS   (CRD# 140380)
SECURIS INVESTMENT PARTNERS LLP   (CRD# 161295)
LEVINE LEICHTMAN CAPITAL PARTNERS, LLC   (CRD# 140980)
OSTERWEIS CAPITAL MANAGEMENT   (CRD# 109580)
ALTRINSIC GLOBAL ADVISORS, LLC   (CRD# 109678)
PROGRESS INVESTMENT MANAGEMENT COMPANY, LLC   (CRD# 132257)
SRS INVESTMENT MANAGEMENT, LLC   (CRD# 157630)
PCCP, LLC   (CRD# 157505)
WOLVERINE ASSET MANAGEMENT, LLC   (CRD# 138907)
HARBERT FUND ADVISORS, INC.   (CRD# 110577)
SEIA   (CRD# 108163)
COURT SQUARE CAPITAL   (CRD# 156776)
PRUDENT MAN ADVISORS, INC.   (CRD# 110022)
SIRIS CAPITAL GROUP, LLC   (CRD# 157798)
DOLAN MCENIRY CAPITAL MANAGEMENT LLC   (CRD# 108658)
STOCKBRIDGE CAPITAL GROUP, LLC   (CRD# 149002)
DAVY ASSET MANAGEMENT LIMITED   (CRD# 171792)
EXETER PROPERTY GROUP, LLC   (CRD# 161935)
PENTEGRA INVESTORS, INC.   (CRD# 111503)
DSM CAPITAL PARTNERS   (CRD# 113609)
STONECASTLE CASH MANAGEMENT, LLC   (CRD# 150592)
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED   (CRD# 139012)
FTB ADVISORS, INC.   (CRD# 17117)
PRINCIPAL SECURITIES, INC.   (CRD# 1137)
SAWTOOTH SOLUTIONS, LLC   (CRD# 175009)
CLARFELD   (CRD# 106743)
OLYMPUS ADVISORS, LLC   (CRD# 160851)
ADVISORY RESEARCH INC   (CRD# 108254)
NEWTON INVESTMENT MANAGEMENT (NORTH AMERICA) LTD   (CRD# 111208)
SHEPHERD KAPLAN KROCHUK, LLC   (CRD# 127304)
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**   (CRD# 107827)
CHINA ASSET MANAGEMENT (HONG KONG) LIMITED   (CRD# 166615)
TRG MANAGEMENT LP   (CRD# 138083)
GMT CAPITAL CORP.   (CRD# 160404)
ZAIS GROUP   (CRD# 108371)
METACAPITAL MANAGEMENT, L.P.   (CRD# 138405)
CHICAGO EQUITY PARTNERS   (CRD# 109421)
FIL INVESTMENT ADVISORS   (CRD# 111103)
FIRST ALLIED ADVISORY SERVICES, INC.   (CRD# 137888)
PROSPECT CAPITAL MANAGEMENT L.P.   (CRD# 131018)
PGIM GLOBAL PARTNERS   (CRD# 136274)
TPG REAL ESTATE ADVISORS, LLC   (CRD# 170731)
TRUSTON ASSET MANAGEMENT   (CRD# 161610)
EATON VANCE INVESTMENT COUNSEL   (CRD# 132047)
LARRAINVIAL ASSET MANAGEMENT   (CRD# 295522)
FRANKLIN ADVISORY SERVICES, LLC   (CRD# 111361)
RESOLUTION CAPITAL LIMITED   (CRD# 142409)
WELLS FARGO INVESTMENT INSTITUTE, INC.   (CRD# 133204)
GW & WADE, LLC   (CRD# 105394)
AVENUE CAPITAL MANAGEMENT II, L.P.   (CRD# 111845)
EQT PARTNERS INC.   (CRD# 160179)
ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.   (CRD# 150522)
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD   (CRD# 288550)
SAROFIM INTERNATIONAL MANAGEMENT CO   (CRD# 106933)
INDIGO PARTNERS LLC   (CRD# 163648)
SHEPHERD KAPLAN LLC   (CRD# 128244)
RCP ADVISORS 2, LLC   (CRD# 289963)
AKSIA LLC   (CRD# 143422)
GREENOAK REAL ESTATE, LP   (CRD# 157034)
KLS PROFESSIONAL ADVISORS GROUP, LLC   (CRD# 133319)
MARLIN EQUITY PARTNERS   (CRD# 160672)
BLACKROCK ALTERNATIVES MANAGEMENT, LLC   (CRD# 288041)
BRONFMAN ROTHSCHILD   (CRD# 168095)
BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.LC.   (CRD# 165796)
EMPYREAN CAPITAL PARTNERS, LP   (CRD# 138978)
ATHENA CAPITAL ADVISORS LLC   (CRD# 124062)
SOROBAN CAPITAL PARTNERS LP   (CRD# 157360)
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC   (CRD# 138638)
POMONA CAPITAL   (CRD# 148269)
WEISS MULTI-STRATEGY ADVISERS LLC   (CRD# 136150)
MERCER ALTERNATIVES LIMITED   (CRD# 110691)
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED   (CRD# 296751)
PINE BROOK   (CRD# 162247)
HENNESSY ADVISORS, INC.   (CRD# 110770)
GREEN COURT CAPITAL MANAGEMENT LIMITED   (CRD# 286091)
FIDUCIARY COUNSELLING INC   (CRD# 104753)
KEYSTATE ADVISORY, LLC   (CRD# 156226)
RIVER AND MERCANTILE ASSET MANAGEMENT LLP   (CRD# 165028)
T.ROWE PRICE HONG KONG LIMITED   (CRD# 155827)
WHALE ROCK CAPITAL MANAGEMENT   (CRD# 140746)
CONTRARIAN CAPITAL MANAGEMENT LLC   (CRD# 109979)
ASHMORE INVESTMENT ADVISORS LIMITED   (CRD# 170303)
FOYSTON, GORDON & PAYNE INC.   (CRD# 121591)
SILVER CREEK ADVISORY PARTNERS LLC   (CRD# 156667)
WESTERN ASSET MANAGEMENT COMPANY PTE LTD   (CRD# 142188)
CATALYST CAPITAL ADVISORS LLC   (CRD# 139895)
RSM US WEALTH MANAGEMENT LLC   (CRD# 111221)
TIFF INVESTMENT MANAGEMENT   (CRD# 34939)
CI GLOBAL INVESTMENTS INC.   (CRD# 156752)
E*TRADE CAPITAL MANAGEMENT, LLC   (CRD# 42159)
CRAWFORD INVESTMENT COUNSEL INC   (CRD# 110271)
FINISTERRE CAPITAL LLP   (CRD# 162101)
GRAMERCY FUNDS MANAGEMENT LLC   (CRD# 152209)
ODEY ASSET MANAGEMENT LLP   (CRD# 113858)
DFG INVESTMENT ADVISERS, INC.   (CRD# 148352)
VISION2020 WEALTH MANAGEMENT CORP.   (CRD# 154149)
DIVCO WEST REAL ESTATE SERVICES, LLC   (CRD# 156762)
MILL CREEK CAPITAL ADVISORS, LLC   (CRD# 141470)
FIL INVESTMENT ADVISORS (UK) LTD.   (CRD# 110970)
LAURION CAPITAL MANAGEMENT LP   (CRD# 161278)
HOMRICH BERG   (CRD# 108189)
CONSULTING GROUP ADVISORY SERVICES LLC   (CRD# 137463)
TOLLESON PRIVATE WEALTH MANAGEMENT   (CRD# 111838)
SENTRY MANAGEMENT INC   (CRD# 107379)
ENERGY INCOME PARTNERS   (CRD# 140799)
STARBOARD VALUE LP   (CRD# 156943)
ALLEN INVESTMENT MANAGEMENT, LLC   (CRD# 124454)
MONARCH   (CRD# 159465)
COHEN & STEERS UK LIMITED   (CRD# 142150)
AE WEALTH MANAGEMENT, LLC   (CRD# 282580)
ATAIROS MANAGEMENT, L.P.   (CRD# 281947)
RICHMOND CAPITAL MANAGEMENT INC   (CRD# 104636)
BEACON POINTE ADVISORS, LLC   (CRD# 119290)
LEADENHALL CAPITAL PARTNERS   (CRD# 282820)
LASALLE INVESTMENT MANAGEMENT SECURITIES   (CRD# 111179)
CHURCHILL MANAGEMENT GROUP   (CRD# 109651)
GROVESTREET   (CRD# 111497)
LUXOR CAPITAL GROUP, LP   (CRD# 138253)
WHITE OAK GLOBAL ADVISORS, LLC   (CRD# 149659)
PATTERSON & ASSOCIATES   (CRD# 110735)
CSOP ASSET MANAGEMENT LIMITED   (CRD# 170206)
PEMBERTON CAPITAL ADVISORS LLP   (CRD# 282621)
HIGHLAND CAPITAL MANAGEMENT, L.P.   (CRD# 110126)
FORMATION CAPITAL   (CRD# 160400)
ALINDA CAPITAL PARTNERS LTD   (CRD# 156918)
REDMILE GROUP   (CRD# 143606)
VALLEY VIEW CONSULTING LLC   (CRD# 108583)
STRATOS WEALTH PARTNERS, LTD   (CRD# 153184)
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.   (CRD# 285620)
TRANSAMERICA RETIREMENT ADVISORS, LLC   (CRD# 107319)
SBI FUNDS MANAGEMENT PRIVATE LIMITED   (CRD# 142968)
ABS INVESTMENT MANAGEMENT   (CRD# 127290)
J.C. FLOWERS & CO. LLC   (CRD# 142529)
GREENHAVEN ASSOCIATES INC   (CRD# 104729)
CHARLESBANK CAPITAL PARTNERS, LLC   (CRD# 160256)
INDEPENDENT FINANCIAL PARTNERS   (CRD# 125112)
SAVANT CAPITAL MANAGEMENT   (CRD# 107271)
MORANT WRIGHT MANAGEMENT LIMITED   (CRD# 138189)
INDUS CAPITAL PARTNERS, LLC   (CRD# 133738)
CQS (US), LLC   (CRD# 147329)
ONEAMERICA INVESTMENT ADVISORY SERVICES LLC   (CRD# 285390)
PINNACLE ASSOCIATES, LTD.   (CRD# 110631)
PAR CAPITAL MANAGEMENT, INC.   (CRD# 156596)
REDDING RIDGE ASSET MANAGEMENT LLC   (CRD# 283058)
BRIGHTON JONES LLC   (CRD# 108601)
VAN BERKOM AND ASSOCIATES INC.   (CRD# 128221)
SYMMETRY PARTNERS   (CRD# 120982)
SQUARE MILE CAPITAL MANAGEMENT LLC   (CRD# 158190)
WELLS FARGO ASSET MANAGEMENT INTERNATIONAL, LLC   (CRD# 109192)
FIS GROUP, INC.   (CRD# 111126)
PNC REALTY INVESTORS, INC.   (CRD# 139904)
ROUTE ONE INVESTMENT COMPANY, L.P.   (CRD# 156398)
ARISTEIA CAPITAL, LLC   (CRD# 135986)
AMERITAS INVESTMENT CORP   (CRD# 14869)
VR ADVISORY SERVICES LTD.   (CRD# 137158)
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED   (CRD# 110986)
ACCEL-KKR   (CRD# 156498)
RELATED FUND MANAGEMENT, LLC   (CRD# 156543)
STEWARD PARTNERS INVESTMENT ADVISORY, LLC   (CRD# 283004)
LOANCORE CAPITAL CREDIT ADVISOR LLC   (CRD# 293737)
LS POWER EQUITY ADVISORS, LLC   (CRD# 158272)
DANA INVESTMENT ADVISORS INC   (CRD# 105879)
CONRAD SIEGEL INVESTMENT ADVISORS   (CRD# 123560)
CBRE GLOBAL VALUE INVESTORS, LLC   (CRD# 111590)
DCI, LLC   (CRD# 134018)
GOLDBERG LINDSAY & CO. LLC   (CRD# 141029)
LSIA   (CRD# 146829)
O'SHAUGHNESSY ASSET MANAGEMENT, LLC   (CRD# 144594)
HARDMAN JOHNSTON GLOBAL ADVISORS LLC   (CRD# 112500)
VALMARK ADVISERS, INC.   (CRD# 108050)
KPS CAPITAL PARTNERS, LP   (CRD# 157678)
CROSSMARK GLOBAL INVESTMENTS, INC.   (CRD# 113360)
INVESTCORP CREDIT MANAGEMENT US LLC   (CRD# 165140)
BARING INTERNATIONAL INVESTMENT LTD   (CRD# 105724)
FULCRUM ASSET MANAGEMENT LLP   (CRD# 137661)
DISCIPLINED GROWTH INVESTORS INC   (CRD# 106746)
RIVER AND MERCANTILE LLC   (CRD# 126765)
SOUND SHORE MANAGEMENT INC   (CRD# 112379)
RHONE GROUP L.L.C.   (CRD# 161731)
OLDFIELD PARTNERS LLP   (CRD# 140556)
ICAPITAL ADVISORS, LLC   (CRD# 177513)
COOKE & BIELER, L.P.   (CRD# 113859)
ABERDEEN STANDARD INVESTMENTS AUSTRALIA LIMITED   (CRD# 110753)
MAGNITUDE CAPITAL, LLC   (CRD# 137486)
DOMAIN CAPITAL ADVISORS, LLC   (CRD# 110663)
SEVEN BRIDGES ADVISORS LLC   (CRD# 158722)
CV ADVISORS LLC   (CRD# 164817)
SUMMIT TRAIL ADVISORS, LLC   (CRD# 220519)
PERCEPTIVE ADVISORS   (CRD# 154703)
REINHART PARTNERS, INC.   (CRD# 106432)
GLENDOWER CAPITAL   (CRD# 289554)
DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC   (CRD# 285629)
ENTRUST PARTNERS LLC   (CRD# 107940)
PRELUDE CAPITAL MANAGEMENT, LLC   (CRD# 158105)
ORION RESOURCE PARTNERS (USA), LP   (CRD# 161327)
ADVISER INVESTMENTS   (CRD# 156984)
DARSANA CAPITAL PARTNERS LP   (CRD# 170862)
LEAFHOUSE FINANCIAL ADVISORS, LLC   (CRD# 149694)
KOHLBERG & COMPANY   (CRD# 160745)
SCHF (GPE), LLC   (CRD# 157389)
SONTAG ADVISORY LLC   (CRD# 106181)
RAM ACTIVE INVESTMENTS S.A.   (CRD# 226589)
ZEKE CAPITAL ADVISORS, LLC   (CRD# 146607)
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.   (CRD# 104692)
MONROE VOS CONSULTING GROUP, INC.   (CRD# 107315)
GREYCOURT & CO., INC.   (CRD# 111936)
20 GATES MANAGEMENT LLC   (CRD# 155480)
THE BOLLARD GROUP LLC   (CRD# 155317)
ABERDEEN CAPITAL MANAGEMENT, LLC   (CRD# 139068)
SENTINEL PENSION ADVISORS INC   (CRD# 109901)
IVY HILL ASSET MANAGEMENT, L.P.   (CRD# 161608)
RIDGEWOOD ENERGY CORPORATION   (CRD# 142136)
CYRUS CAPITAL PARTNERS, L.P.   (CRD# 136713)
DOUGLAS C. LANE & ASSOCIATES   (CRD# 282563)
H.A.M.L   (CRD# 289310)
GLOBAL THEMATIC PARTNERS, LLC   (CRD# 152690)
DWS INVESTMENTS HONG KONG LIMITED   (CRD# 139666)
CITY FINANCIAL INVESTMENT COMPANY LIMITED   (CRD# 165155)
CLEARBRIDGE INVESTMENTS   (CRD# 110619)
WETHERBY ASSET MANAGEMENT   (CRD# 107341)
ASSET MANAGEMENT ONE USA INC.   (CRD# 108982)
HQ CAPITAL PRIVATE EQUITY LLC   (CRD# 134231)
FOREST INVESTMENT ASSOCIATES   (CRD# 110163)
GS INVESTMENT STRATEGIES, LLC   (CRD# 142834)
CCMP CAPITAL   (CRD# 140121)
PGIM REAL ESTATE LUXEMBOURG S.A.   (CRD# 281562)
GREAT HILL PARTNERS   (CRD# 158158)
TD ASSET MANAGEMENT   (CRD# 110088)
SPIDER MANAGEMENT COMPANY, LLC   (CRD# 149343)
MAIN STREET ADVISORS   (CRD# 43011)
ZACKS INVESTMENT MANAGEMENT, INC.   (CRD# 110897)
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED   (CRD# 152807)
CHRISTOFFERSON, ROBB & COMPANY   (CRD# 121299)
NN INVESTMENT PARTNERS NORTH AMERICA LLC   (CRD# 165092)
VERUS ADVISORY, INC.   (CRD# 110565)
GEM REALTY CAPITAL   (CRD# 157210)
GOLDENTREE LOAN MANAGEMENT, LP   (CRD# 282858)
WATER STREET CAPITAL, INC.   (CRD# 158133)
RIVERBRIDGE   (CRD# 108074)
SANTA BARBARA ASSET MANAGEMENT, LLC   (CRD# 138123)
BAIN CAPITAL VENTURES, LP   (CRD# 145652)
INDEPENDENT ADVISOR ALLIANCE, LLC   (CRD# 168267)
OVERLOOK INVESTMENTS L.P.   (CRD# 137931)
OVERLOOK INVESTMENTS LIMITED   (CRD# 137926)
PRIVATE ADVISORS LLC   (CRD# 109247)
PARVUS ASSET MANAGEMENT EUROPE LIMITED   (CRD# 174027)
GUGGENHEIM FUNDS DISTRIBUTORS, LLC   (CRD# 39805)
VONTOBEL AM FIXED INCOME US LLC   (CRD# 291146)
ALPHACAT CAPITAL INC.   (CRD# 281602)
ALPHACAT   (CRD# 165909)
BAIN CAPITAL REAL ESTATE, LP   (CRD# 291809)
CHURCHILL ASSET MANAGEMENT LLC   (CRD# 175092)
WATER WALKER INVESTMENTS   (CRD# 115344)
MERIT ENERGY COMPANY   (CRD# 109310)
NXT CAPITAL INVESTMENT ADVISERS, LLC   (CRD# 160569)
FREESTONE CAPITAL MANAGEMENT, LLC   (CRD# 145711)
SK CAPITAL PARTNERS   (CRD# 161487)
SAILINGSTONE CAPITAL PARTNERS LLC   (CRD# 169673)
HIGHFIELDS CAPITAL MANAGEMENT LP   (CRD# 157548)
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED   (CRD# 114898)
NNIP ADVISORS B.V.   (CRD# 107183)
MADISON ASSET MANAGEMENT   (CRD# 130874)
FIRST EAGLE PRIVATE CREDIT, LLC   (CRD# 160114)
CRAMER ROSENTHAL MCGLYNN LLC   (CRD# 107911)
GLEN POINT CAPITAL   (CRD# 289861)
GLEN POINT CAPITAL   (CRD# 282067)
TRUTINO CAPITAL MANAGEMENT, LLC   (CRD# 281980)
MACKENZIE INVESTMENTS EUROPE LIMITED   (CRD# 284912)
SKY HARBOR CAPITAL MANAGEMENT, LLC   (CRD# 159020)
ALMANAC REALTY INVESTORS, LLC   (CRD# 156718)
ANCORA ADVISORS LLC   (CRD# 124674)
JEFFERIES INVESTMENT ADVISERS, LLC   (CRD# 121767)
BRIGHTWOOD CAPITAL ADVISORS, LLC   (CRD# 167330)
PEAR TREE ADVISORS, INC.   (CRD# 104576)
TRINITY STREET ASSET MANAGEMENT LLP   (CRD# 152728)
MADISON INTERNATIONAL REALTY HOLDINGS, LLC   (CRD# 158165)
WELCH & FORBES LLC   (CRD# 115119)
GENEVA CAPITAL MANAGEMENT LLC   (CRD# 105432)
ALPHASIMPLEX GROUP, LLC   (CRD# 128356)
WESTMINSTER CONSULTING   (CRD# 160225)
CAPRICORN INVESTMENT GROUP LLC   (CRD# 147417)
GREENLEAF ADVISORS   (CRD# 172332)
ICG ADVISORS, LLC   (CRD# 148066)
BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC   (CRD# 124612)
SILVERBAY CAPITAL MANAGEMENT LLC   (CRD# 151259)
TPG RE FINANCE TRUST MANAGEMENT, L.P.   (CRD# 288851)
C-III INVESTMENT MANAGEMENT LLC   (CRD# 156553)
NICHOLAS CO INC   (CRD# 108347)
SEVEN POST INVESTMENT OFFICE LP   (CRD# 157435)
INDEXIQ ADVISORS LLC   (CRD# 144790)
PRAIRIE CAPITAL MANAGEMENT, LLC   (CRD# 153588)
CHOATE INVESTMENT ADVISORS   (CRD# 106109)
SUVRETTA CAPITAL MANAGEMENT, LLC   (CRD# 165153)
IONIC CAPITAL MANAGEMENT LLC   (CRD# 156400)
RIALTO CAPITAL MANAGEMENT, LLC   (CRD# 159998)
MHR FUND MANAGEMENT LLC   (CRD# 157212)
MAI CAPITAL MANAGEMENT, LLC   (CRD# 109807)
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC   (CRD# 147548)
MACQUARIE INVESTMENT AUSTRIA KAPITALANLAGE AG   (CRD# 290998)
IMPAX ASSET MANAGEMENT LLC   (CRD# 114335)
METROPOLE GESTION SA   (CRD# 175436)
TRANSWESTERN INVESTMENT MANAGEMENT, LLC   (CRD# 159520)
MILLER HOWARD INVESTMENTS INC   (CRD# 105800)
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.   (CRD# 112084)
CHATHAM ASSET MANAGEMENT, LLC   (CRD# 157517)
RESOURCE MANAGEMENT SERVICE, LLC   (CRD# 130791)
ALTAIR ADVISERS, LLC   (CRD# 120642)
CAPITAL ANALYSTS   (CRD# 162200)
EP WEALTH ADVISORS   (CRD# 111147)
PARK AVENUE INSTITUTIONAL ADVISERS LLC   (CRD# 175101)
POLUNIN CAPITAL PARTNERS LIMITED   (CRD# 159031)
SOUTHPOINT CAPITAL ADVISORS LP   (CRD# 161754)
SIGNATURE FAMILY WEALTH ADVISORS   (CRD# 106375)
ANGELES INVESTMENT ADVISORS   (CRD# 110213)
FROST INVESTMENT ADVISORS, LLC   (CRD# 146148)
NORTHGATE CAPITAL, L.P.   (CRD# 140214)
NEWSOUTH CAPITAL MANAGEMENT INC   (CRD# 110676)
CLEARSTEAD; HARTLAND & CO., LLC   (CRD# 105674)
RIDGEMONT PARTNERS MANAGEMENT, LLC   (CRD# 157421)
MARQUETTE ASSOCIATES, INC.   (CRD# 21572)
ALTIMETER CAPITAL MANAGEMENT, LP   (CRD# 160017)
SEARCHLIGHT CAPITAL PARTNERS   (CRD# 161958)
DIGITAL BRIDGE ADVISORS, LLC   (CRD# 291394)
FOURTH STREET PERFORMANCE PARTNERS, INC.   (CRD# 107339)
MILLBURN RIDGEFIELD CORPORATION   (CRD# 119077)
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC   (CRD# 136369)
MORGAN STANLEY PRIVATE EQUITY ASIA, INC.   (CRD# 134366)
K1 INVESTMENT MANAGEMENT LLC   (CRD# 161953)
PLANMEMBER SECURITIES CORPORATION   (CRD# 11869)
HOUND PARTNERS   (CRD# 155551)
CNH PARTNERS, LLC   (CRD# 114626)
CLEAR INVESTMENT RESEARCH, LLC   (CRD# 172685)
LITMAN GREGORY ASSET MANAGEMENT, LLC   (CRD# 107611)
GLOBAL PORTFOLIO STRATEGIES, INC.   (CRD# 105812)
ROPES WEALTH ADVISORS   (CRD# 168615)
CARMEL PARTNERS   (CRD# 160892)
EXCHANGE TRADED CONCEPTS, LLC   (CRD# 151197)
SABA CAPITAL MANAGEMENT, L.P.   (CRD# 154362)
COHO PARTNERS, LTD.   (CRD# 111335)
HAMLIN CAPITAL MANAGEMENT, LLC   (CRD# 119278)
KENNEDY CAPITAL MANAGEMENT   (CRD# 105834)
LM CAPITAL GROUP, LLC   (CRD# 120277)
APOLLO INVESTMENT MANAGEMENT, L.P.   (CRD# 130610)
HOISINGTON INVESTMENT MANAGEMENT CO   (CRD# 107710)
COOK STREET CONSULTING, INC.   (CRD# 112829)
BRIDGES INVESTMENT MANAGEMENT INC   (CRD# 108028)
RIVER ROAD ASSET MANAGEMENT, LLC   (CRD# 134918)
THOMPSON INVESTMENT MANAGEMENT, INC.   (CRD# 129609)
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC   (CRD# 109355)
EVANSON ASSET MANAGEMENT, LLC   (CRD# 135188)
SHELTER GROWTH CAPITAL PARTNERS LLC   (CRD# 170685)
HEALTHCOR MANAGEMENT L.P.   (CRD# 159101)
LOCKTON INVESTMENT ADVISORS, LLC   (CRD# 144133)
DEVENIR INVESTMENT ADVISORS, LLC   (CRD# 132824)
GMO EUROPE LLC   (CRD# 169308)
KOVITZ INVESTMENT GROUP PARTNERS, LLC   (CRD# 282241)
ORGEL WEALTH MANAGEMENT, LLC   (CRD# 168219)
FPR PARTNERS LLC   (CRD# 157311)
CLEARWATER ADVISORS, LLC   (CRD# 116865)
GOFEN AND GLOSSBERG, L.L.C.   (CRD# 107859)
D.F. DENT AND COMPANY, INC.   (CRD# 105179)
FINACCESS ADVISORS, LLC   (CRD# 150697)
STRATEGIC INVESTMENT COUNSEL CORP   (CRD# 110395)
STEVENS CAPITAL MANAGEMENT LP   (CRD# 161202)
LIONSTONE INVESTMENTS   (CRD# 160214)
TORCHLIGHT INVESTORS, LLC   (CRD# 111289)
KCM INVESTMENT ADVISORS   (CRD# 109629)
SLAVIC MUTUAL FUNDS MANAGEMENT CORP.   (CRD# 113833)
HECK CAPITAL ADVISORS, LLC   (CRD# 143848)
MCQUEEN FINANCIAL ADVISORS II, INC.   (CRD# 109325)
MONEY MATTERS WITH KEN MORAIF   (CRD# 157222)
BMO HARRIS FINANCIAL ADVISORS, INC   (CRD# 137115)
UBS SWISS FINANCIAL ADVISERS   (CRD# 130668)
THE MATHER GROUP, LLC   (CRD# 156005)
SEQUOIA FINANCIAL ADVISORS, L.L.C.   (CRD# 117756)
ADVANCED PORTFOLIO MANAGEMENT, LLC   (CRD# 138769)
CBRE GLOBAL INVESTORS, LLC   (CRD# 109981)
TURIM 21 INVESTIMENTOS LTDA   (CRD# 286618)
HANCOCK NATURAL RESOURCE GROUP, INC   (CRD# 109641)
SENTINEL CAPITAL PARTNERS, L.L.C.   (CRD# 160474)
JOEL ISAACSON & CO., LLC   (CRD# 152450)
BALASA DINVERNO FOLTZ LLC   (CRD# 113630)
FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.   (CRD# 111372)
HEITMAN REAL ESTATE SECURITIES LLC   (CRD# 107134)
ELEMENTUM ADVISORS, LLC   (CRD# 151635)
DIGITAL COLONY MANAGEMENT LLC   (CRD# 290954)
NORTHSIDE CAPITAL MANAGEMENT LLC   (CRD# 107784)
VECTOR CAPITAL MANAGEMENT, L.P.   (CRD# 171172)
UNIVERSA INVESTMENTS L.P.   (CRD# 146052)
ALPHAFIXE CAPITAL INC.   (CRD# 286613)
WHITEHAVEN ASSET MANAGEMENT, LP   (CRD# 170531)
WASHINGTON CAPITAL MANAGEMENT INC   (CRD# 105253)
KNIGHTHEAD CAPITAL MANAGEMENT, LLC   (CRD# 157483)
VERSUS CAPITAL ADVISORS LLC   (CRD# 143857)
TAYLOR ADVISORS, INC.   (CRD# 119300)
IRON FINANCIAL LLC   (CRD# 106682)
HGGC, LLC   (CRD# 145684)
DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITED   (CRD# 161590)
LIDO ADVISORS, LLC   (CRD# 269866)
FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED   (CRD# 148239)
PALESTRA CAPITAL MANAGEMENT LLC   (CRD# 160535)
PRIME CAPITAL MANAGEMENT COMPANY LIMITED   (CRD# 138987)
PHOENIX PROPERTY INVESTORS LIMITED   (CRD# 162476)
SWAN GLOBAL INVESTMENTS, LLC   (CRD# 114669)
SWAN GLOBAL MANAGEMENT   (CRD# 173621)
OWL CREEK ASSET MANAGEMENT, L.P.   (CRD# 139371)
RXR ASSET MANAGEMENT LLC   (CRD# 158268)
B|O|S   (CRD# 110496)
TRUST ADVISORS, INC.   (CRD# 157508)
T. ROWE PRICE AUSTRALIA LIMITED   (CRD# 290594)
SALIENT CAPITAL ADVISORS, LLC   (CRD# 153914)
IRON CAPITAL ADVISORS INC.   (CRD# 127773)
KABOUTER MANAGEMENT, LLC   (CRD# 153099)
FLAHERTY & CRUMRINE INCORPORATED   (CRD# 105499)
DIMENSION CAPITAL MANAGEMENT LLC   (CRD# 109380)
PIEDMONT INVESTMENT ADVISORS, INC.   (CRD# 298000)
WEISS ASSET MANAGEMENT   (CRD# 155564)
PARK AVENUE SECURITIES LLC   (CRD# 46173)
VIDENT INVESTMENT ADVISORY, LLC   (CRD# 171004)
MARBLE POINT CREDIT MANAGEMENT LLC   (CRD# 284749)
PRIMA CAPITAL ADVISORS LLC   (CRD# 124719)
WESTCHESTER CAPITAL MANAGEMENT, LLC   (CRD# 155686)
T. ROWE PRICE JAPAN, INC.   (CRD# 290585)
COPPER ROCK CAPITAL PARTNERS   (CRD# 134176)
HEBER FUGER WENDIN INC   (CRD# 105668)
KA FUND ADVISORS, LLC   (CRD# 141037)
QIC   (CRD# 161705)
SHAPIRO CAPITAL MANAGEMENT LLC   (CRD# 105581)
KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD.   (CRD# 286032)
ELLINGTON FINANCIAL MANAGEMENT LLC   (CRD# 150510)
BECKER CAPITAL MANAGEMENT, INC.   (CRD# 110489)
BAILARD, INC.   (CRD# 110550)
SHERIDAN PRODUCTION PARTNERS MANAGER, LLC   (CRD# 156935)
SPECTRUM EQUITY   (CRD# 160619)
BARTLETT & CO. WEALTH MANAGEMENT LLC   (CRD# 292246)
STRATEGIC GLOBAL ADVISORS, LLC   (CRD# 286019)
VOLORIDGE   (CRD# 152869)
R M DAVIS INC   (CRD# 105448)
FIRST FOUNDATION ADVISORS   (CRD# 106075)
FFL   (CRD# 156980)
PROFUND ADVISORS LLC   (CRD# 109585)
GRYPHON ADVISORS, LLC   (CRD# 160185)
SIERRA INVESTMENT PARTNERS, INC.   (CRD# 110954)
DEPRINCE, RACE & ZOLLO, INC.   (CRD# 112099)
GREYWOLF CAPITAL MANAGEMENT LP   (CRD# 138715)
CAPITAL RESEARCH & CONSULTING LLC   (CRD# 109868)
ARNHOLD LLC   (CRD# 290117)
OCEANWOOD CAPITAL MANAGEMENT LLP   (CRD# 163622)
TRUVVO PARTNERS LLC   (CRD# 143108)
FS/EIG ADVISOR, LLC   (CRD# 293054)
CLEARARC CAPITAL, INC.   (CRD# 104650)
TITAN ADVISORS, LLC   (CRD# 135805)
KEY SQUARE GROUP LP   (CRD# 281932)
CAMPBELL GLOBAL   (CRD# 111944)
ORCHARD GLOBAL ASSET MANAGEMENT LLP   (CRD# 287599)
PEREGRINE CAPITAL MANAGEMENT, LLC   (CRD# 110052)
RGT WEALTH ADVISORS   (CRD# 104953)
CADARET GRANT & CO INC   (CRD# 10641)
DOWLING & YAHNKE, LLC   (CRD# 107672)
GYL FINANCIAL SYNERGIES, LLC   (CRD# 284758)
DIAMETER CAPITAL PARTNERS LP   (CRD# 289307)
FORUM FINANCIAL MANAGEMENT, LP   (CRD# 145706)
MCKINLEY CAPITAL MANAGEMENT, LLC   (CRD# 106173)
STEELRIVER INFRASTRUCTURE MANAGEMENT US LLC   (CRD# 144012)
VOLEON CAPITAL MANAGEMENT LP   (CRD# 147443)
INGALLS & SNYDER LLC   (CRD# 2288)
SOLAR CAPITAL PARTNERS, LLC   (CRD# 146106)
HOLOWESKO PARTNERS LTD.   (CRD# 155703)
SAPPHIRE VENTURES, LLC   (CRD# 161558)
JAMES INVESTMENT RESEARCH INC   (CRD# 110433)
CHILTON INVESTMENT SERVICES, LLC   (CRD# 159306)
AMERICAN INDUSTRIAL PARTNERS   (CRD# 156878)
RWC ASSET ADVISORS (US) LLC   (CRD# 166517)
INTELLICENTS INVESTMENT SOLUTIONS INC   (CRD# 107498)
CEPHEI CAPITAL   (CRD# 163621)
VALEO FINANCIAL ADVISORS, LLC   (CRD# 127132)
REDTREE INVESTMENT GROUP   (CRD# 171615)
VALUE PARTNERS LIMITED   (CRD# 143177)
ABBEY CAPITAL LIMITED   (CRD# 153498)
1ST SOURCE CORPORATION INVESTMENT ADVISORS, INC.   (CRD# 111331)
STRATEGIC CAPITAL ADVISERS, INC.   (CRD# 108872)
CANTERBURY CONSULTING INCORPORATED   (CRD# 22875)
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED   (CRD# 137109)
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED   (CRD# 106201)
BC ADVISORS, LLC   (CRD# 142982)
COLUMBIA PACIFIC WEALTH MANAGEMENT   (CRD# 156225)
GRYPHON INTERNATIONAL INVESTMENT CORPORATION   (CRD# 123557)
ASSET PRESERVATION ADVISORS INC   (CRD# 106741)
PRETIUM MORTGAGE CREDIT MANAGEMENT, LLC   (CRD# 171026)
HORIZON INVESTMENTS LLC   (CRD# 109552)
CONESTOGA CAPITAL ADVISORS, LLC   (CRD# 111750)
FREEMAN SPOGLI & CO.   (CRD# 156819)
BMO CAPITAL MARKETS CORP.   (CRD# 16686)
WEITZ INVESTMENT MANAGEMENT, INC.   (CRD# 105088)
PARADICE INVESTMENT MANAGEMENT LLC   (CRD# 164411)
WMS PARTNERS, LLC   (CRD# 109971)
NIKKO ASSET MANAGEMENT AMERICAS, INC.   (CRD# 824)
ATALAYA CAPITAL MANAGEMENT LP   (CRD# 156959)
JOHN W. BRISTOL & CO., INC.   (CRD# 105597)
E CAPITAL MANAGEMENT L.P.   (CRD# 113661)
DALTON INVESTMENTS LLC   (CRD# 109538)
PLANCORP, LLC   (CRD# 106599)
NEUBERGER BERMAN BRETON HILL ULC   (CRD# 284803)
OFI ADVISORS, LLC   (CRD# 133229)
TRINITAS CAPITAL MANAGEMENT   (CRD# 281328)
EDGE CAPITAL GROUP, LLC   (CRD# 297596)
NEW MOUNTAIN FINANCE ADVISERS BDC, L.L.C.   (CRD# 155493)
H.M. PAYSON   (CRD# 2993)
KOREA INVESTMENT VALUE ASSET MANAGEMENT   (CRD# 173365)
AXIUM INFRASTRUCTURE INC.   (CRD# 286454)
ARGA INVESTMENT MANAGEMENT, LP   (CRD# 153665)
LOURDMURRAY   (CRD# 140305)
GLOBEFLEX CAPITAL LP   (CRD# 106417)
SEVEN EIGHT CAPITAL, LP   (CRD# 170624)
STRATEGIC WEALTH ADVISORS GROUP   (CRD# 283824)
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC   (CRD# 38357)
ACR ALPINE CAPITAL RESEARCH, LLC   (CRD# 110933)
PERMANENS CAPITAL L.P.   (CRD# 157476)
JAMES HAMBRO & PARTNERS LLP   (CRD# 286283)
RNC GENTER CAPITAL MANAGEMENT   (CRD# 108618)
UBS REALTY INVESTORS LLC   (CRD# 107758)
SPC   (CRD# 110692)
REGENTATLANTIC   (CRD# 105995)
GTIS PARTNERS   (CRD# 156798)
NEUBERGER BERMAN LOAN ADVISERS LLC   (CRD# 285579)
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED   (CRD# 168895)
JMI MANAGEMENT, INC.   (CRD# 158344)
COLUMBUS CIRCLE INVESTORS   (CRD# 111878)
HARVEST GLOBAL INVESTMENTS LIMITED   (CRD# 157964)
CADIAN CAPITAL MANAGEMENT, LP   (CRD# 157813)
GREENWOODS ASSET MANAGEMENT LIMITED   (CRD# 139054)
INDEX FUND ADVISORS, INC.   (CRD# 109143)
CITIZENS SECURITIES, INC.   (CRD# 39550)
GALLAGHER FIDUCIARY ADVISORS, LLC   (CRD# 146509)
JANA PARTNERS LLC   (CRD# 151318)
MATRIX CAPITAL MANAGEMENT COMPANY, LP   (CRD# 160066)
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC   (CRD# 132070)
GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC   (CRD# 167429)
AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.   (CRD# 131937)
EVANSTON CAPITAL MANAGEMENT, LLC   (CRD# 120338)
COHEN & STEERS ASIA LIMITED   (CRD# 135661)
WP GLOBAL PARTNERS LLC   (CRD# 135689)
COMPLUS ASSET MANAGEMENT LIMITED   (CRD# 173003)
SERIESONE ASSET MANAGEMENT LLC   (CRD# 174058)
RICHARD BERNSTEIN ADVISORS LLC   (CRD# 153577)
ACPI  INVESTMENTS  LIMITED   (CRD# 165090)
MEDLEY PARTNERS MANAGEMENT LLC   (CRD# 289836)
MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC   (CRD# 285820)
CHICKASAW CAPITAL MANAGEMENT, LLC   (CRD# 127398)
SAWGRASS ASSET MANAGEMENT LLC   (CRD# 108831)
ARTEMIS REAL ESTATE PARTNERS   (CRD# 160668)
SULLIVAN, BRUYETTE, SPEROS & BLAYNEY, LLC   (CRD# 109732)
CHATHAM INVESTMENT ADVISORS, LLC   (CRD# 158802)
OASIS INVESTMENT STRATEGIES LLC   (CRD# 152957)
GREENSPRING ADVISORS, LLC   (CRD# 132669)
HEITMAN CAPITAL MANAGEMENT LLC   (CRD# 105480)
COLLER CAPITAL INC   (CRD# 158102)
ITAU USA ASSET MANAGEMENT   (CRD# 156313)
SIGNATUREFD, LLC   (CRD# 112758)
RADCLIFFE CAPITAL MANAGEMENT, L.P.   (CRD# 136028)
ETF MANAGERS GROUP LLC   (CRD# 268796)
ROOSEVELT MANAGEMENT COMPANY LLC   (CRD# 161605)
SCHWARTZ & CO.   (CRD# 7294)
INDUSTRY VENTURES, L.L.C.   (CRD# 156213)
FRAZIER HEALTHCARE PARTNERS   (CRD# 157324)
PARTHENON CAPITAL PARTNERS   (CRD# 157398)
FIDUCIARY FIRST   (CRD# 150330)
STRATEGIC CAPITAL INVESTMENT PARTNERS, LP   (CRD# 296190)
RIVERNORTH CAPITAL MANAGEMENT, LLC   (CRD# 122020)
QIC INVESTMENTS NO. 1 PTY LTD   (CRD# 160732)
ELLINGTON GLOBAL ASSET MANAGEMENT, LLC   (CRD# 141772)
KLINGENSTEIN FIELDS WEALTH ADVISORS   (CRD# 105907)
WAINWRIGHT INVESTMENT COUNSEL LLC   (CRD# 108711)
QUILVEST MANAGEMENT, LLC   (CRD# 175159)
LOVELL MINNICK PARTNERS LLC   (CRD# 156494)
HANSON MCCLAIN ADVISORS   (CRD# 111167)
SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.   (CRD# 133827)
TIG ADVISORS LLC   (CRD# 138306)
DORSAL CAPITAL MANAGEMENT, LLC   (CRD# 160224)
HBKS WEALTH ADVISORS   (CRD# 112139)
ADELPHI CAPITAL LLP   (CRD# 160895)
CASPIAN CAPITAL, LP   (CRD# 155751)
BRADLEY FOSTER & SARGENT INC   (CRD# 106928)
SATURNA CAPITAL CORPORATION   (CRD# 25586)
ATLAS HOLDINGS LLC   (CRD# 160610)
HUDSON HOUSING CAPITAL LLC   (CRD# 161240)
BTC CAPITAL MANAGEMENT   (CRD# 127158)
57 STARS LLC   (CRD# 135202)
BARES CAPITAL MANAGEMENT, INC.   (CRD# 114428)
MONTRUSCO BOLTON INVESTMENTS INC.   (CRD# 154475)
MANCHESTER CAPITAL MANAGEMENT LLC   (CRD# 110003)
INTERVAL PARTNERS, L.P.   (CRD# 164424)
CLARKSTON CAPITAL PARTNERS, LLC   (CRD# 143456)
DEER PARK ROAD MANAGEMENT COMPANY, LP   (CRD# 140370)
FLEXSTONE PARTNERS, LLC   (CRD# 147353)
CORNERSTONE ADVISORS INC   (CRD# 110908)
PRECEPT ADVISORY GROUP LLC   (CRD# 152776)
PACIFIC PORTFOLIO CONSULTING, LLC   (CRD# 139505)
REGIS MANAGEMENT COMPANY, LLC   (CRD# 128449)
GLADIUS CAPITAL MANAGEMENT LP   (CRD# 152023)
BROADSTONE ASSET MANAGEMENT, LLC   (CRD# 281847)
FNB WEALTH MANAGEMENT   (CRD# 109515)
BIMINI ADVISORS, LLC   (CRD# 164944)
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC   (CRD# 107367)
AQUILINE HOLDINGS LLC   (CRD# 154410)
T. ROWE PRICE (CANADA), INC.   (CRD# 107290)
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.   (CRD# 149653)
KOPERNIK GLOBAL INVESTORS, LLC   (CRD# 168625)
STAMOS CAPITAL PARTNERS, L.P.   (CRD# 134660)
RAINE CAPITAL LLC   (CRD# 157939)
SOUTH TEXAS MONEY MANAGEMENT, LTD.   (CRD# 112188)
LYNX ASSET MANAGEMENT AB   (CRD# 285234)
INVESTMENT ADVISORS   (CRD# 15708)
HSBC SECURITIES (USA) INC.   (CRD# 19585)
LINDEN CAPITAL PARTNERS   (CRD# 161059)
COMVEST ADVISORS LLC   (CRD# 160753)
GRANDEUR PEAK GLOBAL ADVISORS   (CRD# 158270)
ALESCO ADVISORS LLC   (CRD# 108590)
IRONWOOD CAPITAL MANAGEMENT CORP   (CRD# 109330)
VALOR EQUITY PARTNERS   (CRD# 160014)
JERICHO CAPITAL ASSET MANAGEMENT L.P.   (CRD# 156701)
SIT INVESTMENT ASSOCIATES, INC   (CRD# 105725)
FRONTIER ASSET MANAGEMENT, LLC   (CRD# 109910)
POINTER MANAGEMENT, LLC   (CRD# 156810)
PARK WEST ASSET MANAGEMENT LLC   (CRD# 157660)
CRESCENT REAL ESTATE LLC   (CRD# 158397)
CRESSET ASSET MANAGEMENT, LLC   (CRD# 288566)
ARK INVEST   (CRD# 169525)
BRIGHTWORTH, LLC   (CRD# 109569)
WELLSPRING CAPITAL ADVISORS, LLC   (CRD# 132698)
PICTET NORTH AMERICA ADVISORS SA   (CRD# 142512)
HOLLIS PARK PARTNERS LP   (CRD# 171461)
BRAHMAN CAPITAL CORP   (CRD# 160081)
NEWBURY ASSOCIATES LLC   (CRD# 156319)
MAPLELANE CAPITAL LLC   (CRD# 159894)
ARSENAL CAPITAL MANAGEMENT LP   (CRD# 156896)
TODD ASSET MANAGEMENT LLC   (CRD# 109473)
AURELIUS CAPITAL MANAGEMENT, LP   (CRD# 157325)
PUTNAM INVESTMENTS LIMITED   (CRD# 122254)
GENEOS WEALTH MANAGEMENT, INC.   (CRD# 120894)
KEPOS CAPITAL LP   (CRD# 156361)
GREENOAKS CAPITAL   (CRD# 165941)
QUANTITATIVE INVESTMENT MANAGEMENT, LLC   (CRD# 156869)
BLACKROCK ASSET MANAGEMENT SCHWEIZ AG   (CRD# 161987)
SNW ASSET MANAGEMENT, LLC   (CRD# 154461)
MERIDIAM INFRASTRUCTURE NORTH AMERICA CORPORATION   (CRD# 161478)
RESOURCE CAPITAL FUNDS   (CRD# 161007)
JUNTO CAPITAL MANAGEMENT LP   (CRD# 168547)
FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED   (CRD# 163487)
WEAVER C. BARKSDALE & ASSOCIATES, INC.   (CRD# 105098)
RIVERFRONT INVESTMENT GROUP, LLC   (CRD# 146221)
CIDEL ASSET MANAGEMENT INC   (CRD# 172640)
QCI ASSET MANAGEMENT INC   (CRD# 110324)
TORTOISE CREDIT STRATEGIES, LLC   (CRD# 277046)
BOGLE INVESTMENT MANAGEMENT, L.P.   (CRD# 108849)
CORNELL CAPITAL   (CRD# 226779)
SST BENEFITS CONSULTING   (CRD# 288129)
NORTHWEST CAPITAL MANAGEMENT INC.   (CRD# 108091)
1607 CAPITAL PARTNERS, LLC   (CRD# 144758)
PENSION CONSULTANTS INC   (CRD# 113914)
TRUEBRIDGE CAPITAL PARTNERS   (CRD# 155425)
C.W. HENDERSON & ASSOCIATES, INC.   (CRD# 108213)
SPARK INVESTMENT MANAGEMENT LLC   (CRD# 160815)
DECCAN VALUE INVESTORS L.P.   (CRD# 158187)
SCHARF INVESTMENTS, LLC   (CRD# 105508)
OAK STREET REAL ESTATE CAPITAL, LLC   (CRD# 165132)
TD PRIVATE CLIENT WEALTH LLC   (CRD# 164484)
MERISTEM FAMILY WEALTH   (CRD# 109141)
PALISADE CAPITAL MANAGEMENT LLC   (CRD# 104581)
EVENTIDE ASSET MANAGEMENT, LLC   (CRD# 147110)
PROCOURSE FIDUCIARY ADVISORS, LLC   (CRD# 164328)
PACER ADVISORS, INC.   (CRD# 137381)
POLARIS GROWTH MANAGEMENT, LLC   (CRD# 297431)
CDH INVESTMENT ADVISORY PRIVATE LIMITED   (CRD# 163756)
ADHESION WEALTH ADVISOR SOLUTIONS   (CRD# 143593)
CVC CREDIT PARTNERS U.S. CLO MANAGEMENT LLC   (CRD# 284980)
WIPFLI FINANCIAL ADVISORS, LLC   (CRD# 109983)
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER   (CRD# 20804)
BEACON CAPITAL PARTNERS, LLC   (CRD# 158137)
WESTPORT CAPITAL PARTNERS LLC   (CRD# 157493)
SACHEM HEAD CAPITAL MANAGEMENT LP   (CRD# 167173)
FORMULA FOLIO INVESTMENTS   (CRD# 153467)
TAILWIND CAPITAL   (CRD# 156562)
SPF INVESTMENT MANAGEMENT, L.P.   (CRD# 299036)
HITCHWOOD CAPITAL MANAGEMENT LP   (CRD# 171347)
PALLADIUM EQUITY PARTNERS ADVISOR, LLC   (CRD# 159061)
STAFFORD CAPITAL PARTNERS LIMITED   (CRD# 168133)
CAMDEN CAPITAL, LLC   (CRD# 129505)
KARPUS INVESTMENT MANAGEMENT   (CRD# 110275)
ARISTOTLE CAPITAL BOSTON, LLC   (CRD# 173198)
HONKAMP KRUEGER FINANCIAL SERVICES INC   (CRD# 106237)
SPIRE WEALTH MANAGEMENT, LLC   (CRD# 113908)
BPS CAPITAL MANAGEMENT, INC.   (CRD# 120006)
ATHYRIUM CAPITAL MANAGEMENT LP   (CRD# 161528)
GELLER ADVISORS LLC   (CRD# 134062)
HS MANAGEMENT PARTNERS, LLC   (CRD# 145480)
GARRISON INVESTMENT GROUP LP   (CRD# 155253)
BLUEMOUNTAIN FUJI MANAGEMENT, LLC   (CRD# 286502)
PETER B. CANNELL & CO., INC.   (CRD# 106326)
FENIMORE ASSET MANAGEMENT, INC.   (CRD# 110946)
MAR VISTA INVESTMENT PARTNERS, LLC   (CRD# 144906)
PROPHET CAPITAL ASSET MANAGEMENT   (CRD# 150683)
SILVER ROCK FINANCIAL LP   (CRD# 283335)
LONG POND CAPITAL, LP   (CRD# 161168)
SMITH GROUP ASSET MANAGEMENT   (CRD# 106301)
ALTAMAR PARTNERS NORTH AMERICA LLC   (CRD# 283144)
QUANTUM ADVISERS, LLC   (CRD# 160267)
RENAISSANCE INVESTMENT MANAGEMENT   (CRD# 105916)
BCSF ADVISORS, LP   (CRD# 282092)
GORDIAN CAPITAL   (CRD# 281555)
BANNER OAK CAPITAL PARTNERS, LP   (CRD# 284367)
MADISON CAPITAL FUNDING LLC   (CRD# 284091)
BKD WEALTH ADVISORS, LLC   (CRD# 110905)
MARSICO CAPITAL MANAGEMENT, LLC   (CRD# 109250)
CBP QUILVEST S.A.   (CRD# 288468)
VIVO CAPITAL, LLC   (CRD# 159868)
UNIGESTION (UK) LTD   (CRD# 282265)
CUMBERLAND ADVISORS   (CRD# 107964)
ENERVEST INVESTMENT SERVICES, L.L.C.   (CRD# 297181)
PRIMERICA ADVISORS   (CRD# 10111)
FNY INVESTMENT ADVISERS, LLC   (CRD# 295433)
PROMANAGE, LLC   (CRD# 133357)
EMS CAPITAL LP   (CRD# 153756)
ATALANTA SOSNOFF CAPITAL, LLC   (CRD# 104880)
STANFORD GROUP COMPANY   (CRD# 39285)
RICE HALL JAMES & ASSOCIATES LLC   (CRD# 125410)
CANTOR FITZGERALD INVESTMENT ADVISORS   (CRD# 159296)
ADVICEPERIOD, LLC   (CRD# 169828)
JANNEY CAPITAL MANAGEMENT LLC   (CRD# 159506)
TENOR CAPITAL MANAGEMENT COMPANY, L.P.   (CRD# 153277)
HORIZON ASSET MANAGEMENT LLC   (CRD# 106096)
NCH CAPITAL INC.   (CRD# 157288)
IMPALA ASSET MANAGEMENT, LLC   (CRD# 138752)
GAM USA INC.   (CRD# 110458)
EMERALD MUTUAL FUND ADVISERS TRUST   (CRD# 135130)
AFS ADVISORS, LLC   (CRD# 156180)
BLOOOM, INC.   (CRD# 168604)
PINNACLE ASSET MANAGEMENT, L.P.   (CRD# 126487)
WATER ISLAND CAPITAL, LLC   (CRD# 113358)
WEXFORD CAPITAL LP   (CRD# 108726)
NAUTIC PARTNERS, LLC   (CRD# 159822)
BECK, MACK & OLIVER LLC   (CRD# 105466)
VERITION FUND MANAGEMENT LLC   (CRD# 156610)
PROVIDENT TRUST COMPANY   (CRD# 110118)
CABOT PROPERTIES L.P.   (CRD# 118729)
ALAMO ADVISORS, LP   (CRD# 122290)
FALCON INVESTMENT ADVISORS, LLC   (CRD# 161548)
OFI PRIVATE INVESTMENTS INC   (CRD# 107807)
NEW FRONTIER ADVISORS, LLC   (CRD# 147181)
AQUILA INVESTMENT MANAGEMENT LLC   (CRD# 105588)
ALPINE ASSOCIATES MANAGEMENT INC.   (CRD# 138901)
MASSEY QUICK SIMON & CO., LLC   (CRD# 132330)
FOUNDRY GROUP, LLC   (CRD# 159541)
FCP   (CRD# 161468)
METALMARK MANAGEMENT LLC   (CRD# 132008)
ANCHOR CAPITAL ADVISORS LLC   (CRD# 105540)
USCA RIA LLC   (CRD# 152170)
A.R.T. ADVISORS, LLC   (CRD# 161643)
LEADING EDGE INVESTMENT ADVISORS,LLC   (CRD# 136476)
INVERNESS COUNSEL, LLC   (CRD# 106520)
RESERVOIR OPERATIONS, L.P.   (CRD# 156800)
LUBERT-ADLER MANAGEMENT COMPANY, L.P.   (CRD# 155201)
SEMPER CAPITAL MANAGEMENT, L.P.   (CRD# 106297)
FAIRPOINTE CAPITAL LLC   (CRD# 156356)
INDEPENDENT FINANCIAL GROUP, LLC   (CRD# 7717)
LLR WALNUT, L.P.   (CRD# 300267)
ULLICO INVESTMENT ADVISORS, INC.   (CRD# 106628)
VALIANT CAPITAL MANAGEMENT, L.P.   (CRD# 158071)
DW PARTNERS, LP   (CRD# 155459)
KEY GROUP HOLDINGS (CAYMAN) LTD.   (CRD# 161481)
KEY GROUP HOLDINGS USA INC   (CRD# 168039)
YUCAIPA MASTER MANAGER, LLC   (CRD# 158216)
AE INDUSTRIAL PARTNERS, LP   (CRD# 173020)
CRG   (CRD# 132967)
RBC PRIVATE COUNSEL (USA) INC.   (CRD# 109648)
STEELE CREEK INVESTMENT MANAGEMENT LLC   (CRD# 170209)
RIBBIT CAPITAL   (CRD# 165308)
FOCUSPOINT SOLUTIONS, INC.   (CRD# 131195)
MASON CAPITAL MANAGEMENT LLC   (CRD# 158797)
R H BLUESTEIN & CO   (CRD# 106229)
SSN ADVISORY, INC.   (CRD# 126090)
COMPASS GROUP LLC   (CRD# 108772)
STADION MONEY MANAGEMENT, LLC   (CRD# 112608)
SUMMIT FINANCIAL GROUP INC   (CRD# 109485)
CRESCENT GROVE ADVISORS   (CRD# 170912)
HIGHLINE CAPITAL MANAGEMENT, L.P.   (CRD# 139113)
ORIGIN ASSET MANAGEMENT LLP   (CRD# 139897)
WESTBRIDGE CAPITAL US ADVISORS, LLC   (CRD# 161527)
VESTAR CAPITAL PARTNERS, LLC   (CRD# 155953)
METZLER-PAYDEN, LLC   (CRD# 108870)
DONALD SMITH & CO., INC.   (CRD# 104947)
STACEY BRAUN ASSOCIATES INC   (CRD# 105056)
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD.   (CRD# 174341)
NOKOTA MANAGEMENT, LP   (CRD# 159004)
CASTLEARK MANAGEMENT LLC   (CRD# 109587)
LANDMARK MANAGEMENT, INC.   (CRD# 157511)
ANCHOR BOLT CAPITAL, LP   (CRD# 161448)
CADENCE CAPITAL MANAGEMENT LLC   (CRD# 106561)
PENN CAPITAL MANAGEMENT COMPANY, INC.   (CRD# 105081)
WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC   (CRD# 106060)
ESSEX FINANCIAL SERVICES, INC.   (CRD# 127549)
SENSATO INVESTORS LLC   (CRD# 153334)
AUREUS ASSET MANAGEMENT, LLC   (CRD# 136674)
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT   (CRD# 151298)
CARDINAL CAPITAL MANAGEMENT, L.L.C.   (CRD# 109824)
TPG PEP ADVISORS, LLC   (CRD# 171288)
SUMMIT FINANCIAL, LLC   (CRD# 299322)
FOCUS FINANCIAL   (CRD# 116140)
THL CREDIT SENIOR LOAN STRATEGIES LLC   (CRD# 161045)
LINCOLN FINANCIAL SECURITIES CORPORATION   (CRD# 3870)
LOWE, BROCKENBROUGH & COMPANY, INC.   (CRD# 105142)
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP   (CRD# 153582)
GLOBAL FOREST PARTNERS LP   (CRD# 127064)
SEPIO CAPITAL, LLC   (CRD# 285645)
TCG ADVISORS, LP   (CRD# 112685)
PRIME BUCHHOLZ LLC   (CRD# 106455)
REAVES ASSET MANAGEMENT   (CRD# 3140)
ACON EQUITY MANAGEMENT L.L.C.   (CRD# 159517)
LINSCOMB & WILLIAMS   (CRD# 106779)
KORE PRIVATE WEALTH, LLC   (CRD# 294547)
OBERWEIS ASSET MANAGEMENT INC   (CRD# 105471)
LAKEVIEW CAPITAL PARTNERS, LLC   (CRD# 165931)
CAMBER CAPITAL MANAGEMENT LP   (CRD# 298070)
M HOLDINGS SECURITIES, INC.   (CRD# 43285)
TENG YUE PARTNERS, L.P.   (CRD# 162895)
DSAM PARTNERS (LONDON) LTD   (CRD# 163895)
ALGERT GLOBAL LLC   (CRD# 125523)
GRIFFIN CAPITAL ADVISOR, LLC   (CRD# 169120)
STONEHILL CAPITAL MANAGEMENT LLC   (CRD# 155513)
PACIFIC PRIVATE FUND ADVISORS LLC   (CRD# 168830)
CLIFFORD SWAN INVESTMENT COUNSELORS   (CRD# 108033)
OCEANWOOD CAPITAL MANAGEMENT LTD   (CRD# 159874)
CARTICA MANAGEMENT, LLC   (CRD# 147792)
CCM INVESTMENT ADVISERS, LLC   (CRD# 105743)
TFO PHOENIX, INC.   (CRD# 159440)
EMERALD ADVISERS, LLC   (CRD# 107496)
SYSTEMATIC FINANCIAL MANAGEMENT LP   (CRD# 106146)
COLDSTREAM WEALTH MANAGEMENT   (CRD# 108805)
MEEDER ASSET MANAGEMENT, INC.   (CRD# 105794)
THE CAPROCK GROUP, INC.   (CRD# 124272)
KILDARE PARTNERS US, LLC   (CRD# 167984)
BEACON CAPITAL MANAGEMENT, INC.   (CRD# 120641)
JOHNSON WEALTH INC.   (CRD# 125557)
SLATE PATH CAPITAL LP   (CRD# 164751)
REGATTA LOAN MANAGEMENT LLC   (CRD# 226518)
BLUE ROCK ADVISORS, LLC   (CRD# 281831)
TEKLA CAPITAL MANAGEMENT LLC   (CRD# 119626)
CULLEN CAPITAL MANAGEMENT, LLC   (CRD# 113128)
MID-CONTINENT CAPITAL LLC   (CRD# 107997)
VICTORY PARK CAPITAL   (CRD# 161079)
RED CLIFF ASSET MANAGEMENT LIMITED   (CRD# 169318)
LAMCO ADVISORY SERVICES INC.   (CRD# 111727)
MANTLE RIDGE LP   (CRD# 284653)
CUSHING ASSET MANAGEMENT, LP   (CRD# 131517)
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC.   (CRD# 161544)
TRUEPOINT, INC.   (CRD# 105664)
VALINOR MANAGEMENT, L.P.   (CRD# 157246)
SYNOVUS SECURITIES, INC.   (CRD# 14023)
FIVE POINT ENERGY LLC   (CRD# 171158)
NEWPORT GROUP CONSULTING, LLC   (CRD# 140944)
ZHANG FINANCIAL   (CRD# 159257)
RA CAPITAL MANAGEMENT, LLC   (CRD# 160174)
EAGLE GLOBAL ADVISORS LLC   (CRD# 107306)
ALVAREZ & MARSAL ZOHAR MANAGEMENT, LLC   (CRD# 283338)
TURTLE CREEK MANAGEMENT, LLC   (CRD# 140212)
SAWYER FALDUTO ASSET MANAGEMENT, LLC   (CRD# 145026)
CORTEC GROUP MANAGEMENT SERVICES, LLC   (CRD# 161429)
A&M CAPITAL   (CRD# 163576)
HIGHVISTA STRATEGIES LLC   (CRD# 155759)
ASPEN GROVE CAPITAL, LLC   (CRD# 158166)
LITMAN GREGORY FUND ADVISORS LLC   (CRD# 110005)
FIERA CAPITAL (UK) LIMITED   (CRD# 137637)
FIERA CAPITAL (IOM) LIMITED   (CRD# 118090)
LAZARD ASSET MANAGEMENT CANADA INC   (CRD# 106340)
SCOPUS ASSET MANAGEMENT, L.P.   (CRD# 157518)
WILDCAT CAPITAL MANAGEMENT, LLC   (CRD# 162178)
JMG FINANCIAL GROUP LTD   (CRD# 110302)
SQ ADVISORS, LLC   (CRD# 155489)
EDGBASTON INVESTMENT PARTNERS   (CRD# 148364)
NORTHEAST FINANCIAL   (CRD# 110361)
GOVERNORS LANE LP   (CRD# 213511)
RIVULET CAPITAL, LLC   (CRD# 163597)
STEADVIEW CAPITAL MANAGEMENT LLC   (CRD# 164661)
HIGHLAND CAPITAL MANAGEMENT, LLC   (CRD# 104842)
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC   (CRD# 137813)
EPG INCORPORATED   (CRD# 106821)
PROTERRA INVESTMENT PARTNERS LP   (CRD# 282051)
ODYSSEY INVESTMENT PARTNERS, LLC   (CRD# 160990)
P. SCHOENFELD ASSET MANAGEMENT LP   (CRD# 149236)
CM WEALTH ADVISORS LLC   (CRD# 119467)
BLUESHIFT ASSET MANAGEMENT   (CRD# 290637)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.   (CRD# 138032)
BADGLEY PHELPS WEALTH MANAGERS   (CRD# 108392)
WESTMOUNT ASSET MANAGEMENT, LLC   (CRD# 158857)
RIVERWOOD CAPITAL MANAGEMENT L.P.   (CRD# 158267)
MARCUARD FAMILY OFFICE LTD   (CRD# 155003)
CONTOUR ASSET MANAGEMENT LLC   (CRD# 154645)
EIKOH RESEARCH INVESTMENT MANAGEMENT   (CRD# 160756)
CPMG, INC.   (CRD# 131417)
W.E. DONOGHUE & CO., LLC   (CRD# 285403)
CINCINNATI ASSET MANAGEMENT INC   (CRD# 104946)
SWAN CAPITAL MANAGEMENT, LLC   (CRD# 164280)
LBC CREDIT MANAGEMENT, L.P.   (CRD# 157628)
AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC   (CRD# 131660)
FINEPOINT CAPITAL LP   (CRD# 170668)
OGAM, LP   (CRD# 287919)
SMITH SHELLNUT WILSON   (CRD# 106235)
BALENTINE   (CRD# 152511)
ALTARIS CAPITAL PARTNERS, LLC   (CRD# 143611)
SVA PLUMB WEALTH MANAGEMENT, LLC   (CRD# 159216)
BRAVE WARRIOR ADVISORS, LLC   (CRD# 108894)
40 NORTH MANAGEMENT LLC   (CRD# 160843)
BLACKSTONE STRATEGIC ALLIANCE ADVISORS L.L.C.   (CRD# 142922)
COMMERCE INVESTMENT ADVISORS, INC.   (CRD# 104705)
SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED   (CRD# 286182)
LGM INVESTMENTS   (CRD# 160460)
FOXHAVEN ASSET MANAGEMENT, LP   (CRD# 168872)
TELEMUS CAPITAL, LLC   (CRD# 168794)
PRIVATE MANAGEMENT GROUP INC   (CRD# 104707)
AVISTA CAPITAL PARTNERS   (CRD# 160750)
INVESTMENT MANAGEMENT GROUP   (CRD# 122166)
FILLMORE CAPITAL PARTNERS, LLC   (CRD# 139256)
CHILTON INVESTMENT COMPANY, LLC   (CRD# 120107)
MORTGAGE INDUSTRY ADVISORY COMPANY   (CRD# 122337)
INVESTCORP INVESTMENT ADVISERS LLC   (CRD# 137790)
CRESTLINE DENALI CAPITAL, L.P.   (CRD# 126953)
PRESCOTT GENERAL PARTNERS LLC   (CRD# 157907)
RV CAPITAL MANAGEMENT PRIVATE LTD   (CRD# 171385)
INVESTCORP INVESTMENT ADVISERS LIMITED   (CRD# 134430)
DUNE REAL ESTATE PARTNERS LP   (CRD# 157455)
THE PACIFIC FINANCIAL GROUP, INC.   (CRD# 105203)
ARGENT CAPITAL MANAGEMENT LLC   (CRD# 107930)
VANBARTON GROUP LLC   (CRD# 119128)
BOWEN, HANES & CO INC   (CRD# 105153)
PRIO WEALTH LIMITED PARTNERSHIP   (CRD# 105058)
COVINGTON CAPITAL MANAGEMENT   (CRD# 132161)
RAA   (CRD# 108203)
GARRISON POINT CAPITAL, LLC   (CRD# 165590)
EULAV ASSET MANAGEMENT   (CRD# 156397)
DUALITY GROUP   (CRD# 293271)
MERRIMAN   (CRD# 166580)
WARREN AVERETT ASSET MANAGEMENT, LLC   (CRD# 115332)
CARRINGTON CAPITAL MANAGEMENT, LLC   (CRD# 130813)
PROSPERA FINANCIAL SERVICES, INC.   (CRD# 10740)
NEW PROVIDENCE ASSET MANAGEMENT L.P.   (CRD# 137727)
ERGOTELES CAPITAL   (CRD# 165309)
BLUESTONE CAPITAL MANAGEMENT, LLC   (CRD# 157841)
GUGGENHEIM INVESTMENTS   (CRD# 129288)
GWM ADVISORS, LLC   (CRD# 171351)
TRILLIUM ASSET MANAGEMENT   (CRD# 110901)
ALASKA PERMANENT CAPITAL MANAGEMENT CO   (CRD# 106233)
FCO ADVISORS LP   (CRD# 290182)
STOCKBRIDGE INVESTORS   (CRD# 160674)
ASANA PARTNERS, LP   (CRD# 284477)
BURFORD CAPITAL INVESTMENT MANAGEMENT LLC   (CRD# 167365)
IRON POINT PARTNERS, LLC   (CRD# 157078)
HEALTHCARE ROYALTY MANAGEMENT, LLC   (CRD# 169355)
FRONTIER INVESTMENT MANAGEMENT CO   (CRD# 110430)
MCCUTCHEN GROUP LLC   (CRD# 143309)
EW HEALTHCARE PARTNERS   (CRD# 158263)
HERONBRIDGE   (CRD# 164314)
ADVANCE CAPITAL MANAGEMENT INC   (CRD# 110767)
ALPHACENTRIC ADVISORS LLC   (CRD# 170679)
ICMA RETIREMENT CORPORATION   (CRD# 108783)
CALEDONIA US, LP   (CRD# 291463)
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.   (CRD# 114922)
FORT, L.P.   (CRD# 168613)
QUANTUM ADVISORS PRIVATE LIMITED   (CRD# 141476)
MIDOCEAN US ADVISOR, L.P.   (CRD# 151488)
CANTAB CAPITAL PARTNERS LLP   (CRD# 287540)
MARANON CAPITAL, L.P.   (CRD# 155736)
ADVISORY SERVICES NETWORK   (CRD# 146051)
MARTIN CURRIE INC   (CRD# 110909)
ALTEGRIS ADVISORS, LLC   (CRD# 154003)
Z CAPITAL GROUP, L.L.C.   (CRD# 159511)
CARRET ASSET MANAGEMENT, LLC   (CRD# 131445)
CANYON CLO ADVISORS LLC   (CRD# 226636)
TWO CREEKS CAPITAL MANAGEMENT, LP   (CRD# 171848)
THIRD AVENUE MANAGEMENT LLC   (CRD# 107545)
FORT PITT CAPITAL GROUP, LLC   (CRD# 281385)
PRETIUM CREDIT MANAGEMENT, LLC   (CRD# 154057)
TCI WEALTH ADVISORS, INC.   (CRD# 107373)
CARROLL FINANCIAL ASSOCIATES INC   (CRD# 105427)
SOUTHERN WEALTH MANAGEMENT LLP   (CRD# 134714)
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC   (CRD# 163427)
BDCA ADVISER, LLC   (CRD# 155644)
GLADSTONE MANAGEMENT CORPORATION   (CRD# 122482)
PENNANTPARK INVESTMENT ADVISERS, LLC   (CRD# 143149)
ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.   (CRD# 108178)
FLEXPOINT FORD, LLC   (CRD# 157864)
ALTAMONT CAPITAL PARTNERS   (CRD# 160498)
TWIN TREE MANAGEMENT, LP   (CRD# 149548)
SPRINGS CAPITAL (HONG KONG) LIMITED   (CRD# 168321)
PARSEC FINANCIAL MANAGEMENT, INC   (CRD# 104919)
PAINE SCHWARTZ PARTNERS, LLC   (CRD# 157551)
MEADOW CAPITAL MANAGEMENT LLC   (CRD# 161322)
BRICK CAPITAL MANAGEMENT INC   (CRD# 107600)
MILLER INVESTMENT MANAGEMENT, LP   (CRD# 108380)
FORESTERS ADVISORY SERVICES, LLC   (CRD# 164663)
SANDLER CAPITAL MANAGEMENT   (CRD# 109856)
CRESTONE ASSET MANAGEMENT LLC   (CRD# 108581)
JLL PARTNERS LLC   (CRD# 285186)
DAVID VAUGHAN INVESTMENTS, LLC   (CRD# 105990)
MATTER FAMILY OFFICE   (CRD# 106806)
MID ATLANTIC FINANCIAL MANAGEMENT, INC.   (CRD# 109771)
WELLESLEY ASSET MANAGEMENT, INC.   (CRD# 116176)
ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC   (CRD# 159050)
DOUGLASS WINTHROP ADVISORS LLC   (CRD# 108680)
SKYVIEW INVESTMENT ADVISORS, LLC   (CRD# 286353)
CAIRN LOAN INVESTMENTS   (CRD# 283408)
MUDRICK CAPITAL   (CRD# 161012)
ROCK SPRINGS CAPITAL   (CRD# 168648)
CORVEX MANAGEMENT LP   (CRD# 158197)
IVI OR INTRINSIC VALUE INVESTORS   (CRD# 157597)
MOSS ADAMS WEALTH ADVISORS LLC   (CRD# 108917)
SRB CORPORATION   (CRD# 161163)
THL MANAGERS VI, LLC   (CRD# 160701)
BAIN CAPITAL PUBLIC EQUITY, LP   (CRD# 145650)
EAGLE POINT CREDIT MANAGEMENT LLC   (CRD# 166370)
CASSADAY & CO INC   (CRD# 106566)
MANIKAY PARTNERS   (CRD# 157272)
GREENBRIAR EQUITY GROUP   (CRD# 157475)
NATIONAL ASSET MANAGEMENT, INC.   (CRD# 115927)
MODERA WEALTH MANAGEMENT, LLC   (CRD# 155649)
INVESTACORP ADVISORY SERVICES INC   (CRD# 109011)
PARALLEL ADVISORS, LLC   (CRD# 140800)
WL ROSS & CO. LLC   (CRD# 141854)
HANYS BENEFIT SERVICES   (CRD# 36026)
LEUCADIA ASSET MANAGEMENT LLC   (CRD# 168186)
GRIMES & COMPANY, INC.   (CRD# 109420)
CAMBRIDGE ASSOCIATES LTD LLC   (CRD# 106003)
TWIN FOCUS CAPITAL PARTNERS, LLC   (CRD# 140522)
FIELDPOINT PRIVATE SECURITIES LLC   (CRD# 18975)
CHIRON INVESTMENT MANAGEMENT, LLC   (CRD# 277165)
TILNEY ASSET MANAGEMENT LIMITED   (CRD# 160376)
ALLEGHENY FINANCIAL GROUP LTD   (CRD# 104690)
BOSTON COMMON ASSET MANAGEMENT, LLC   (CRD# 123558)
TINICUM INCORPORATED   (CRD# 157298)
SEIZERT CAPITAL PARTNERS   (CRD# 108954)
ALTOS VENTURES MANAGEMENT, INC.   (CRD# 162777)
SANCTUARY ADVISORS, LLC   (CRD# 226606)
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP   (CRD# 168155)
TREXQUANT INVESTMENT LP   (CRD# 170476)
BROOKSTONE CAPITAL MANAGEMENT LLC   (CRD# 141413)
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP   (CRD# 105268)
HARBOR INVESTMENT ADVISORY, LLC   (CRD# 151085)
TW-IM, LLC   (CRD# 167240)
HALBERT HARGROVE   (CRD# 105515)
ZEVENBERGEN CAPITAL INVESTMENTS LLC   (CRD# 128990)
MACKENZIE INVESTMENTS ASIA LIMITED   (CRD# 285521)
ENDEAVOUR CAPITAL   (CRD# 160800)
VANTAGE CONSULTING GROUP INC   (CRD# 105240)
CHANNING CAPITAL MANAGEMENT, LLC   (CRD# 128450)
FOUNDRY PARTNERS, LLC   (CRD# 164863)
JZ PARTNERS, LLC   (CRD# 160932)
BROAD RUN INVESTMENT MANAGEMENT, LLC   (CRD# 165067)
SYM FINANCIAL ADVISORS   (CRD# 107517)
WHARTON BUSINESS GROUP, LLC   (CRD# 133722)
CLEARWATER MANAGEMENT CO., INC.   (CRD# 105307)
GIA PARTNERS, LLC.   (CRD# 151207)
LADENBURG THALMANN ASSET MANAGEMENT INC   (CRD# 108604)
CORIENT CAPITAL PARTNERS, LLC   (CRD# 170920)
ENGINEERS GATE MANAGER LP   (CRD# 172249)
HERITAGE INVESTORS MANAGEMENT CORP   (CRD# 110420)
MRA ASSOCIATES   (CRD# 152734)
MILLER VALUE PARTNERS, LLC   (CRD# 110632)
ZAZOVE ASSOCIATES LLC   (CRD# 104751)
EMM WEALTH   (CRD# 148963)
325 FILLMORE LLC   (CRD# 287625)
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC   (CRD# 130352)
MADISON CAPITAL PARTNERS   (CRD# 160334)
MEDLEY CAPITAL LLC   (CRD# 167354)
AQS ASSET MANAGEMENT, L.L.C.   (CRD# 131544)
DEARBORN PARTNERS L.L.C.   (CRD# 108147)
BUDROS, RUHLIN & ROE, INC.   (CRD# 106536)
HAMILTON CAPITAL   (CRD# 109116)
NITORUM CAPITAL, L.P.   (CRD# 173617)
SHERBORNE INVESTORS MANAGEMENT LP   (CRD# 160178)
AB PRIVATE CREDIT INVESTORS LLC   (CRD# 173027)
S.W. MITCHELL CAPITAL LLP   (CRD# 163494)
MARSHFIELD ASSOCIATES   (CRD# 150614)
FS GLOBAL ADVISOR, LLC   (CRD# 167620)
CENTRAL PARK ADVISERS, LLC   (CRD# 141805)
PURE FINANCIAL ADVISORS, INC.   (CRD# 144316)
BERMAN CAPITAL ADVISORS, LLC   (CRD# 155419)
ATALANTA SOSNOFF MANAGEMENT, LLC   (CRD# 11085)
TRIVE CAPITAL MANAGEMENT LLC   (CRD# 166910)
PT ASSET MANAGEMENT, LLC   (CRD# 107619)
MAINSTAY CAPITAL MANAGEMENT, LLC   (CRD# 109528)
BLUE HARBOUR GROUP, L.P.   (CRD# 154768)
CENTAURUS FINANCIAL, INC.   (CRD# 30833)
BRIDGER MANAGEMENT LLC   (CRD# 160738)
CNI NSHC ADVISORS, LLC   (CRD# 292301)
BASALT INFRASTRUCTURE PARTNERS LLP   (CRD# 161881)
GATES CAPITAL MANAGEMENT, INC.   (CRD# 137842)
KOVACK ADVISORS, INC.   (CRD# 140808)
DOCK STREET CAPITAL MANAGEMENT LLC   (CRD# 157155)
FELDMAN, INGARDONA & CO   (CRD# 29449)
BRENTWOOD PRIVATE EQUITY, LLC   (CRD# 156558)
LEVEL FOUR ADVISORY SERVICES   (CRD# 134086)
TETRAGON FINANCIAL MANAGEMENT LP   (CRD# 156041)
CU CAPITAL MARKET SOLUTIONS, LLC   (CRD# 284473)
AMERICAN INFRASTRUCTURE FUNDS, LLC   (CRD# 156157)
PACIFIC FINANCIAL GROUP, LLC   (CRD# 143041)
CORECOMMODITY MANAGEMENT, LLC   (CRD# 135810)
DESTINATION WEALTH MANAGEMENT   (CRD# 110365)
VENBIO SELECT ADVISOR LLC   (CRD# 154091)
CUNA BROKERAGE SERVICES, INC.   (CRD# 13941)
CZECH ASSET MANAGEMENT, L.P.   (CRD# 159308)
BOSTON ADVISORS, LLC   (CRD# 140059)
TRUSTMARK INVESTMENT ADVISORS, INC.   (CRD# 118826)
FAIR OAKS CAPITAL LIMITED   (CRD# 289249)
PARKWAY ADVISORS, L.P.   (CRD# 112629)
GREEN SQUARE WEALTH MANAGEMENT, LLC   (CRD# 297048)
FOCUSED INVESTORS LLC   (CRD# 140010)
LANCASTER INVESTMENT MANAGEMENT LLP   (CRD# 158068)
DLD ASSET MANAGEMENT, LP   (CRD# 170377)
FRONTIER WEALTH MANAGEMENT, LLC   (CRD# 144344)
SOLAMERE CAPITAL, LLC   (CRD# 156902)
GCP INVESTMENT ADVISOR, LLC   (CRD# 171093)
IWC INVESTMENT PARTNERS A/S   (CRD# 287869)
EQUITY INVESTMENT CORP   (CRD# 283930)
RSW INVESTMENTS, LLC   (CRD# 134261)
PINEBRIDGE GALAXY LLC   (CRD# 285211)
SIRIOS CAPITAL MANAGEMENT, L.P.   (CRD# 160580)
FALCON EDGE CAPITAL, LP   (CRD# 160894)
BRAMSHILL INVESTMENTS, LLC   (CRD# 162492)
ELGIN CAPITAL LLP   (CRD# 169915)
EDGEWATER SERVICES, LLC   (CRD# 159926)
JFS WEALTH ADVISORS, LLC   (CRD# 145051)
ABRAMS BISON INVESTMENTS, L.L.C.   (CRD# 137183)
RIVERPARK ADVISORS, LLC   (CRD# 150646)
CAPITAL ADVISORS, INC.   (CRD# 104643)
LIGHTYEAR CAPITAL LLC   (CRD# 156781)
EVERGREEN CAPITAL MANAGEMENT LLC   (CRD# 104931)
AGW CAPITAL ADVISORS   (CRD# 150570)
BOSTON FINANCIAL MANAGEMENT LLC   (CRD# 112360)
BEACON POINTE WEALTH ADVISORS, LLC   (CRD# 151328)
ARBOR REALTY COLLATERAL MANAGEMENT, LLC   (CRD# 163425)
CAPITAL DIRECTIONS LLC   (CRD# 109762)
MONEY CONCEPTS ADVISORY SERVICE   (CRD# 12963)
BASALT INFRASTRUCTURE PARTNERS LLC   (CRD# 162276)
ARGO INFRASTRUCTURE PARTNERS LP   (CRD# 171246)
RAMIREZ ASSET MANAGEMENT, INC.   (CRD# 110637)
SCHWARTZ INVESTMENT COUNSEL INC   (CRD# 104693)
DETALUS ADVISORS, LLC   (CRD# 117958)
ALPHAENGINE GLOBAL INVESTMENT SOLUTION LLC   (CRD# 143002)
PAUL COMSTOCK PARTNERS   (CRD# 105335)
CAPITAL INVESTMENT ADVISORS, LLC   (CRD# 158055)
SIGNATURE INVESTMENT ADVISORS, LLC   (CRD# 160715)
WILLIS INVESTMENT COUNSEL INC   (CRD# 111042)
ASPECT CAPITAL LIMITED   (CRD# 127600)
TFO-TDC, LLC   (CRD# 124407)
BRISTOL GROUP INC   (CRD# 105087)
CREDIT VALUE PARTNERS, LLC   (CRD# 154625)
CORNERSTONE INVESTMENT PARTNERS, LLC   (CRD# 111753)
NANTAHALA CAPITAL MANAGEMENT, LLC   (CRD# 158081)
ARGI INVESTMENT SERVICES, LLC   (CRD# 151916)
FRANKLIN STREET ADVISORS INC.   (CRD# 106275)
CAPITAL GENERATION PARTNERS LLP   (CRD# 281808)
PALLADIUM REGISTERED INVESTMENT ADVISORS   (CRD# 145076)
CHERRY HILL MORTGAGE MANAGEMENT, LLC   (CRD# 167679)
KBI GLOBAL INVESTORS (NORTH AMERICA) LTD   (CRD# 113606)
THOMPSON STREET CAPITAL MANAGER LLC   (CRD# 156679)
ABACUS WEALTH PARTNERS   (CRD# 128590)
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.   (CRD# 283515)
COMMUNITY CAPITAL MANAGEMENT, INC.   (CRD# 109368)
DLJ REAL ESTATE CAPITAL PARTNERS, LLC   (CRD# 106238)
ARBOR POINT ADVISORS   (CRD# 165127)
DOMINI IMPACT INVESTMENTS LLC   (CRD# 109505)
CORMORANT ASSET MANAGEMENT, LP   (CRD# 167820)
VONTOBEL SWISS WEALTH ADVISORS AG   (CRD# 154750)
BROOKNOLL ADVISORS LLC   (CRD# 298297)
INTERMEDE INVESTMENT PARTNERS LIMITED   (CRD# 175312)
ANNEX WEALTH MANAGEMENT, LLC   (CRD# 127987)
VANTAGE INVESTMENT PARTNERS, LLC   (CRD# 126208)
BEACON TRUST   (CRD# 226547)
LIGHT STREET CAPITAL MANAGEMENT, LLC   (CRD# 155215)
BAIN CAPITAL CREDIT CLO ADVISORS, LP   (CRD# 285892)
BORDEAUX WEALTH ADVISORS   (CRD# 287758)
ADVISORS CAPITAL MANAGEMENT, LLC   (CRD# 112266)
HM CAPITAL MANAGEMENT, LLC   (CRD# 136595)
EXANTAS CAPITAL MANAGER INC.   (CRD# 285395)
ICBC CREDIT SUISSE ASSET MANAGEMENT (INT'L) CO. LTD   (CRD# 283218)
ROCKBRIDGE CAPITAL, LLC   (CRD# 161078)
ROUNDTABLE HEALTHCARE MANAGEMENT, INC   (CRD# 161235)
TAIYO PACIFIC PARTNERS L.P.   (CRD# 160930)
NEWPORT ASIA LLC   (CRD# 118682)
COHEN & COMPANY FINANCIAL MANAGEMENT, LLC   (CRD# 133171)
WATER STREET HEALTHCARE PARTNERS, LLC   (CRD# 156694)
FARALLON CAPITAL EUROPE LLP   (CRD# 138713)
FORESTER CAPITAL, L.L.C.   (CRD# 160806)
AZIMUTH CAPITAL MANAGEMENT LLC   (CRD# 132308)
GEODE CAPITAL MANAGEMENT LP   (CRD# 132365)
ADVANTAGE CAPITAL MANAGEMENT   (CRD# 171128)
THE PRAEDIUM GROUP LLC   (CRD# 161789)
ROOSEVELT INVESTMENTS   (CRD# 107853)
GUARDIAN CAPITAL ADVISORS LP   (CRD# 109840)
SHELTON CAPITAL MANAGEMENT   (CRD# 104720)
Q INVESTMENTS   (CRD# 157478)
PGIM FUND MANAGEMENT LIMITED   (CRD# 171548)
LIGHT SKY MACRO LP   (CRD# 286571)
GLAZER CAPITAL, LLC.   (CRD# 136932)
OWL ROCK TECHNOLOGY ADVISORS LLC   (CRD# 297497)
WEDBUSH SECURITIES INC.   (CRD# 877)
MAN GLOBAL PRIVATE MARKETS (USA) INC.   (CRD# 284066)
EXENCIAL WEALTH ADVISORS   (CRD# 130475)
WELLS FARGO ASSET MANAGEMENT INTERNATIONAL LIMITED   (CRD# 132377)
NASSAU CORPORATE CREDIT LLC   (CRD# 287937)
MANGROVE PARTNERS   (CRD# 162296)
MONTAG & CALDWELL, LLC   (CRD# 104841)
COASTAL BRIDGE ADVISORS   (CRD# 152569)
TGM ASSOCIATES L.P.   (CRD# 108905)
J. W. COLE ADVISORS, INC.   (CRD# 112294)
BOLTON GLOBAL ASSET MANAGEMENT   (CRD# 129376)
GRIDIRON CAPITAL, LLC   (CRD# 158241)
MSOUTH EQUITY PARTNERS, LLC   (CRD# 157601)
WEST SIDE ADVISORS, LLC   (CRD# 112578)
CRESSEY & COMPANY LP   (CRD# 155606)
ALPHAGEN CAPITAL LIMITED   (CRD# 137841)
STRATEGIC WEALTH PARTNERS   (CRD# 174052)
KEEL POINT, LLC   (CRD# 127902)
FISHER LYNCH CAPITAL, LLC   (CRD# 160694)
SOFINNOVA INVESTMENTS, INC.   (CRD# 160297)
NOVAQUEST CAPITAL MANAGEMENT, L.L.C.   (CRD# 160359)
QUAD-C MANAGEMENT, INC.   (CRD# 161395)
STRIPES GROUP, LLC   (CRD# 157553)
KINDERHOOK INDUSTRIES, LLC   (CRD# 160193)
ZWJ INVESTMENT COUNSEL INC   (CRD# 110397)
FORTIGENT, LLC   (CRD# 138164)
LAKE STREET ADVISORS   (CRD# 288300)
THE WINDACRE PARTNERSHIP LLC   (CRD# 168761)
SAND HILL GLOBAL ADVISORS, LLC   (CRD# 111295)
FAYERWEATHER MANAGEMENT, LLC   (CRD# 187517)
INDEPENDENT PORTFOLIO CONSULTANTS, INC.   (CRD# 120420)
MENLO EQUITIES LLC   (CRD# 162139)
KEY INVESTMENT SERVICES LLC   (CRD# 136300)
RECORD CURRENCY MANAGEMENT INC   (CRD# 171338)
AURORA MANAGEMENT PARTNERS LLC   (CRD# 158845)
BIENVILLE CAPITAL MANAGEMENT, LLC   (CRD# 149320)
GOOD HILL PARTNERS LP   (CRD# 150130)
TOSCAFUND ASSET MANAGEMENT   (CRD# 155132)
SOUTHEAST ASSET ADVISORS INC   (CRD# 107588)
STERLING FUND MANAGEMENT, LLC   (CRD# 160338)
PROSPECT RIDGE   (CRD# 299594)
STARR INVESTMENT HOLDINGS, LLC   (CRD# 161503)
GWN SECURITIES INC.   (CRD# 128929)
CONSTITUTION CAPITAL PARTNERS, LLC   (CRD# 147248)
VARADERO CAPITAL, L.P.   (CRD# 159183)
PEAK ROCK CAPITAL LLC   (CRD# 165138)
SHANGHAI FOSUN CHUANGFU EQUITY INVESTMENT MANAGEMENT COMPANY   (CRD# 170015)
ANTARCTICA INVESTMENT ADVISORS, LLC   (CRD# 284659)
PONDER INVESTMENT CO   (CRD# 110917)
GFS ADVISORS LLC   (CRD# 143110)
CONSONANCE CAPITAL MANAGEMENT LP   (CRD# 162717)
FOSTER GROUP, INC.   (CRD# 107148)
KAINOS (TX) CAPITAL LP   (CRD# 165607)
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.   (CRD# 155141)
SARATOGA RESEARCH & INVESTMENT MANAGEMENT   (CRD# 110506)
BLUE VISTA CAPITAL, LLC   (CRD# 127001)
CBIZ INVESTMENT ADVISORY SERVICES, LLC   (CRD# 286002)
PRIVATE OCEAN   (CRD# 110666)
DAVIDSON INVESTMENT ADVISORS, INC.   (CRD# 110552)
EAST ROCK CAPITAL, LLC   (CRD# 157433)
NEW CENTURY ADVISORS, LLC   (CRD# 122478)
WESCOTT FINANCIAL ADVISORY GROUP LLC   (CRD# 105989)
KRANE FUNDS ADVISORS, LLC   (CRD# 157103)
JD CAPITAL MANAGEMENT LLC   (CRD# 137110)
PALO ALTO INVESTORS LP   (CRD# 109171)
ONCAP MANAGEMENT PARTNERS L.P.   (CRD# 161167)
IWP WEALTH MANAGEMENT LLC   (CRD# 136314)
CROSSLINK CAPITAL, INC.   (CRD# 109948)
CONVEXITY CAPITAL MANAGEMENT LP   (CRD# 158799)
ATOM INVESTORS LP   (CRD# 296819)
ARGONAUT PRIVATE CAPITAL, LP   (CRD# 283878)
LEE EQUITY PARTNERS, LLC   (CRD# 157422)
ADVISORNET WEALTH MANAGEMENT   (CRD# 113074)
STANDARD ADVISORY SERVICES LIMITED   (CRD# 285859)
TXRE ADVISERS, LLC   (CRD# 160388)
EAST BRIDGE CAPITAL MANAGEMENT LP   (CRD# 167207)
EMPIRICAL WEALTH MANAGEMENT   (CRD# 152622)
REHMANN FINANCIAL   (CRD# 123047)
WILMINGTON TRUST INVESTMENT MANAGEMENT   (CRD# 19396)
SOL CAPITAL MANAGEMENT CO   (CRD# 110226)
WATER OAK ADVISORS, LLC   (CRD# 140486)
ARVEST WEALTH MANAGEMENT   (CRD# 42057)
LEGACY VENTURE MANAGEMENT, LLC   (CRD# 156640)
STENHAM ASSET MANAGEMENT INC.   (CRD# 164382)
WINDJAMMER CAPITAL INVESTORS   (CRD# 160396)
SMEAD CAPITAL MANAGEMENT, INC.   (CRD# 143567)
GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC   (CRD# 105698)
GRIFFIS RESIDENTIAL INVESTMENT ADVISOR   (CRD# 166201)
JOHNSON STERLING, INC.   (CRD# 106379)
HARBOUR INVESTMENTS, INC.   (CRD# 19258)
SOWELL MANAGEMENT SERVICES   (CRD# 127145)
HANTZ FINANCIAL SERVICES, INC.   (CRD# 46047)
RETIREMENT WEALTH ADVISORS, INC.   (CRD# 137658)
PINNACLE ADVISORY GROUP, INC.   (CRD# 107757)
GRADIENT INVESTMENTS, LLC   (CRD# 141726)
TRIBUTARY CAPITAL MANAGEMENT, LLC   (CRD# 112528)
INTEROCEAN CAPITAL, LLC   (CRD# 136887)
LEGEND ADVISORY, LLC   (CRD# 104761)
WIND POINT PARTNERS   (CRD# 156485)
B RILEY WEALTH MANAGEMENT   (CRD# 2543)
MALTESE CAPITAL MANAGEMENT, LLC   (CRD# 138175)
SSI INVESTMENT MANAGEMENT, INC   (CRD# 104889)
STARR PRIVATE EQUITY PARTNERS, LLC   (CRD# 297886)
PACIFIC HEIGHTS ASSET MANAGEMENT, LLC   (CRD# 124365)
COLUMBIA THREADNEEDLE INVESTMENTS   (CRD# 131168)
CORNERSTONE WEALTH MANAGEMENT, LLC   (CRD# 164666)
PROPRIUM CAPITAL PARTNERS, L.P.   (CRD# 165441)
HIGHPOINT ADVISOR GROUP, LLC   (CRD# 163768)
PAMLICO CAPITAL   (CRD# 157532)
AMERRA CAPITAL MANAGEMENT, LLC   (CRD# 155860)
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC   (CRD# 137342)
EQUITY INTERNATIONAL   (CRD# 156961)
SNYDER CAPITAL MANAGEMENT LP   (CRD# 108518)
IPI PARTNERS, LLC   (CRD# 284694)
CUSO FINANCIAL SERVICES, L.P.   (CRD# 42132)
ABNER HERRMAN & BROCK, LLC   (CRD# 8517)
SNOW PHIPPS GROUP, LLC   (CRD# 158024)
COLUMBIA PACIFIC ADVISORS, LLC   (CRD# 142725)
GLENDON CAPITAL MANAGEMENT L.P.   (CRD# 166119)
BLOOM TREE PARTNERS, LLC   (CRD# 160957)
SNOWDEN CAPITAL ADVISORS LLC   (CRD# 157299)
COLTRANE ASSET MANAGEMENT, L.P.   (CRD# 165131)
BELVEDERE ADVISORS LLC   (CRD# 140719)
NEWBROOK CAPITAL ADVISORS LP   (CRD# 138930)
WYNNCHURCH CAPITAL, LLC   (CRD# 173227)
TIMBERLINK LLC   (CRD# 170067)
MOZAIC, LLC   (CRD# 145777)
CION INVESTMENT MANAGEMENT, LLC   (CRD# 160386)
WATERMARK GROUP   (CRD# 108272)
RAUB BROCK CAPITAL MANAGEMENT, LP   (CRD# 153994)
MEYER HANDELMAN COMPANY LLC   (CRD# 107309)
ACIS CAPITAL MANAGEMENT, L.P.   (CRD# 153302)
COLONIAL FIRST STATE GLOBAL ASSET MANAGEMENT   (CRD# 175193)
PINGORA ASSET MANAGEMENT, LLC   (CRD# 166257)
NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.   (CRD# 116837)
PHARMAKON ADVISORS, LP   (CRD# 161150)
VMG PARTNERS II, LLC   (CRD# 157720)
GRANAHAN INVESTMENT MANAGEMENT INC   (CRD# 107745)
WHITE DEER ENERGY   (CRD# 161361)
HUNTINGTON FINANCIAL ADVISORS   (CRD# 16986)
KELLOGG ASSET MANAGEMENT, LLC   (CRD# 150031)
CAPITAL ASSET ADVISORY SERVICES, LLC   (CRD# 110929)
CENTIVA CAPITAL, LP   (CRD# 286299)
WESTRIVER MANAGEMENT, LLC   (CRD# 161921)
WARD FERRY MANAGEMENT (BVI) LIMITED   (CRD# 139173)
WARD FERRY MANAGEMENT LIMITED   (CRD# 139184)
THE STERLING GROUP, L.P.   (CRD# 157406)
STONERIDGE PMG ADVISORS, LLC   (CRD# 107662)
THE MILESTONE GROUP, INC.   (CRD# 106733)
LCN CAPITAL MANAGEMENT, L.P.   (CRD# 166799)
ST. DENIS J. VILLERE & CO., LLC   (CRD# 105159)
ATLANTIC CAPITAL STRATEGIES, INC.   (CRD# 146725)
WELLINGTON FUNDS (US) LLC   (CRD# 288313)
LEEDS EQUITY PARTNERS   (CRD# 161956)
BLS CAPITAL FONDSMAEGLERSELSKAB A/S   (CRD# 170746)
MISSION WEALTH MANAGEMENT, LP   (CRD# 113057)
WESTPORT STRATEGIES ADVISORS, LLC   (CRD# 163577)
ALPINE INVESTORS   (CRD# 157255)
HOWLAND CAPITAL MANAGEMENT LLC   (CRD# 104726)
WAUD CAPITAL PARTNERS   (CRD# 160632)
F L PUTNAM INVESTMENT MANAGEMENT CO.   (CRD# 106223)
ALATUS CAPITAL LTD   (CRD# 281625)
PNC REAL ESTATE   (CRD# 172753)
MELODY CAPITAL MANAGEMENT LLC   (CRD# 167953)
SMITH AFFILIATED CAPITAL CORP.   (CRD# 107675)
CORRIGO INVESTMENT PARTNERS, LLC   (CRD# 293620)
MONTAG   (CRD# 105756)
ACCREDITED INVESTORS WEALTH MANAGEMENT   (CRD# 105439)
SJS INVESTMENT SERVICES   (CRD# 107219)
ANDERSEN TAX LLC   (CRD# 124205)
BLUESPRUCE   (CRD# 167311)
FAIRHOLME CAPITAL MANAGEMENT, L.L.C.   (CRD# 107987)
NS PARTNERS LTD   (CRD# 110625)
KINGSWAY CAPITAL PARTNERS LIMITED   (CRD# 291956)
GREENLIGHT CAPITAL, INC   (CRD# 157083)
CASTLE HOOK PARTNERS LP   (CRD# 284968)
EMERGING CAPITAL PARTNERS   (CRD# 151378)
PROCYON INSTITUTIONAL PARTNERS, LLC   (CRD# 288244)
TWELVE CAPITAL (UK) LTD   (CRD# 281770)
FORESITE CAPITAL   (CRD# 162823)
PERMIAN   (CRD# 156893)
QVT FINANCIAL LP   (CRD# 156508)
SAGEWOOD ASSET MANAGEMENT LLC   (CRD# 281548)
AMERICAN CAPITAL MANAGEMENT INC   (CRD# 110861)
ADELANTE CAPITAL MANAGEMENT LLC   (CRD# 107382)
CFI PARTNERS   (CRD# 139531)
CARDIFF PARK ADVISORS   (CRD# 126752)
ZADIG GESTION   (CRD# 167166)
SAGE FINANCIAL GROUP INC.   (CRD# 116574)
CARNEGIE INVESTMENT COUNSEL   (CRD# 150488)
EQIS CAPITAL MANAGEMENT   (CRD# 126052)
GLOBAL ALPHA CAPITAL MANAGEMENT LTD.   (CRD# 161512)
WALDRON PRIVATE WEALTH   (CRD# 131063)
WESTERN INTERNATIONAL SECURITIES   (CRD# 39262)
CLOUGH CAPITAL PARTNERS, LP   (CRD# 131257)
BEAUMONT FINANCIAL PARTNERS LLC   (CRD# 108345)
BOSTON TRUST INVESTMENT MANAGEMENT, INC.   (CRD# 111266)
FAIRVIEW CAPITAL   (CRD# 108102)
SCGE MANAGEMENT, L.P.   (CRD# 157402)
RINET COMPANY, LLC   (CRD# 106979)
LARAMAR MULTI-FAMILY VALUE MANAGER, LLC   (CRD# 161298)
CLEARVIEW ADVISORY   (CRD# 140068)
12 WEST CAPITAL MANAGEMENT LP   (CRD# 160197)
CLARUS VENTURES, LLC   (CRD# 160980)
RCG LONGVIEW   (CRD# 165252)
WEBSTER EQUITY PARTNERS, LLC   (CRD# 156729)
WELCH HORNSBY, INC.   (CRD# 104664)
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC   (CRD# 133790)
TWIN BRIDGE CAPITAL PARTNERS, LLC   (CRD# 160403)
STEELE CAPITAL MANAGEMENT, INC.   (CRD# 107097)
MUTUAL ADVISORS, LLC   (CRD# 167658)
LEVEL EQUITY   (CRD# 160016)
SEIDLER KUTSENDA MANAGEMENT COMPANY, LLC   (CRD# 156909)
SENVEST MANAGEMENT, LLC   (CRD# 137312)
OMNICAP GROUP LLC   (CRD# 133387)
CRESTWOOD ADVISORS   (CRD# 286243)
INVESTMENT COUNSELORS OF MARYLAND   (CRD# 116379)
MORGAN CREEK CAPITAL MANAGEMENT, LLC   (CRD# 138401)
FIRST FINANCIAL EQUITY CORPORATION   (CRD# 16507)
TWIN CAPITAL MANAGEMENT INC   (CRD# 104748)
MCCARTHY CAPITAL   (CRD# 158782)
REDWOOD INVESTMENTS, LLC   (CRD# 133028)
INVUS FINANCIAL ADVISORS, LLC   (CRD# 161603)
PAGNATOKARP PARTNERS, LLC   (CRD# 282298)
INVESTMENT CONSULTING GROUP INC   (CRD# 106967)
PRITZKER PRIVATE CAPITAL   (CRD# 291331)
CONGRESS WEALTH MANAGEMENT LLC   (CRD# 149446)
ENCOMPASS CAPITAL ADVISORS LLC   (CRD# 160113)
LVW ADVISORS, LLC   (CRD# 159403)
VALOR ADVISORS LLC   (CRD# 171358)
PAR-FOUR INVESTMENT MANAGEMENT, LLC   (CRD# 160530)
MILES CAPITAL, INC.   (CRD# 105376)
SILVERMINE CAPITAL MANAGEMENT   (CRD# 146110)
DSAM PARTNERS (US) LLC   (CRD# 284503)
OBS FINANCIAL   (CRD# 138615)
INVESCO PRIVATE CAPITAL, INC.   (CRD# 107584)
BROUWER & JANACHOWSKI, LLC   (CRD# 146178)
LEAD EDGE CAPITAL MANAGEMENT, LLC   (CRD# 241795)
GSA CAPITAL PARTNERS (NEW YORK) LP   (CRD# 286369)
RTW INVESTMENTS LP   (CRD# 153232)
PRODIGY ASSET MANAGEMENT LLC   (CRD# 106457)
THREE BELL CAPITAL LLC   (CRD# 159736)
FAMILY MANAGEMENT CORPORATION   (CRD# 104951)
VISTA WEALTH MANAGEMENT GROUP, LLC   (CRD# 297808)
STALEY CAPITAL ADVISERS INC   (CRD# 107118)
KLINGMAN AND ASSOCIATES, LLC   (CRD# 125618)
J.F. LEHMAN AND COMPANY LLC   (CRD# 292932)
CARLSON CAPITAL MANAGEMENT, LLC   (CRD# 281544)
VOLARIS CAPITAL MANAGEMENT LLC   (CRD# 286219)
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC   (CRD# 158084)
LGL PARTNERS, LLC   (CRD# 289784)
TREMBLANT CAPITAL GROUP   (CRD# 138743)
ADAMAS PARTNERS, LLC   (CRD# 156665)
FIRST STATE INVESTMENTS (US) LLC   (CRD# 170739)
AMHERST CAPITAL MANAGEMENT LLC   (CRD# 174130)
MORTON CAPITAL MANAGEMENT, LLC   (CRD# 141250)
HARTFORD FUNDS   (CRD# 130373)
FRONTEGRA ASSET MANAGEMENT INC   (CRD# 107420)
RESOURCE CONSULTING GROUP   (CRD# 105720)
WESTERN TECHNOLOGY INVESTMENT (WTI)   (CRD# 110429)
WESTON FINANCIAL   (CRD# 110407)
NINEPOINT PARTNERS LP   (CRD# 289068)
OLD IRONSIDES ENERGY, LLC   (CRD# 168670)
MERCED CAPITAL, L.P.   (CRD# 137228)
HORNOR, TOWNSEND & KENT, LLC   (CRD# 4031)
COLUMN PARK ASSET MANAGEMENT, LP   (CRD# 169730)
TEAM HEWINS, LLC   (CRD# 291194)
COBBLESTONE CAPITAL ADVISORS, LLC   (CRD# 108023)
HOOD RIVER CAPITAL MANAGEMENT LLC   (CRD# 166089)
ASCRIBE CAPITAL LLC   (CRD# 167218)
W CAPITAL PARTNERS   (CRD# 159408)
IRVING PLACE CAPITAL MANAGEMENT, L.P.   (CRD# 157579)
HILLSDALE INVESTMENT MANAGEMENT INC.   (CRD# 137883)
ZEMENICK & WALKER INC   (CRD# 108670)
ARLINGTON CAPITAL PARTNERS   (CRD# 160265)
ROMARK CREDIT ADVISORS LP   (CRD# 298909)
ARENA CAPITAL ADVISORS   (CRD# 170313)
CIRCLE WEALTH MANAGEMENT, LLC   (CRD# 142878)
EVENSKY & KATZ/FOLDES FINANCIAL WEALTH MANAGEMENT   (CRD# 109698)
DYSON CAPITAL ADVISORS, LLC   (CRD# 152532)
FILAMENT, LLC   (CRD# 138419)
FRONTIER INVESTMENT MANAGEMENT PARTNERS LTD.   (CRD# 282586)
RCL ADVISORS, LLC   (CRD# 142919)
SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA.   (CRD# 160366)
LONDON AND CAPITAL WEALTH ADVISERS LTD   (CRD# 132210)
SONA ASSET MANAGEMENT (US) LLC   (CRD# 291738)
SUMERU EQUITY PARTNERS   (CRD# 172955)
TSL ADVISERS, LLC   (CRD# 155006)
CITYVIEW MANAGEMENT SERVICES, LLC   (CRD# 158370)
VISIONPOINT ADVISORY GROUP   (CRD# 168733)
NUANCE INVESTMENTS, LLC   (CRD# 148534)
HMI CAPITAL, LLC   (CRD# 160850)
EDGEHILL ENDOWMENT PARTNERS   (CRD# 171994)
SV HEALTH INVESTORS, LLC   (CRD# 160933)
SERENITY CAPITAL LLC   (CRD# 286253)
THOROUGHBRED FINANCIAL SERVICES, LLC   (CRD# 47893)
NEW SILK ROAD INVESTMENT PTE LTD   (CRD# 159764)
AWARE ASSET MANAGEMENT, INC.   (CRD# 286557)
INGHAM RETIREMENT GROUP   (CRD# 106299)
BARRETT ASSET MANAGEMENT, LLC   (CRD# 157047)
TIPTREE ASSET MANAGEMENT COMPANY, LLC   (CRD# 161203)
DALTON, GREINER, HARTMAN, MAHER & CO., LLC   (CRD# 130913)
QUANTBOT TECHNOLOGIES, LP   (CRD# 170824)
MGG INVESTMENT GROUP LP   (CRD# 174126)
YALE CAPITAL CORP.   (CRD# 126992)
RETIREMENT INCOME SOLUTIONS, INC.   (CRD# 110145)
HOYLECOHEN, LLC   (CRD# 141125)
BROADSHORE CAPITAL PARTNERS, LLC   (CRD# 119200)
AMERICAN REALTY ADVISORS   (CRD# 107965)
JOHCM (USA) INC   (CRD# 167596)
SNOW CAPITAL MANAGEMENT, L.P.   (CRD# 106516)
GABELLI & COMPANY INVESTMENT ADVISERS, INC.   (CRD# 137024)
ALTA CAPITAL MANAGEMENT LLC   (CRD# 106786)
AMI ASSET MANAGEMENT CORP   (CRD# 110291)
CLIFFWATER LLC   (CRD# 132167)
PLATINUM MANAGEMENT (NY) LLC   (CRD# 139405)
BLUESTEM ASSET MANAGEMENT, LLC   (CRD# 158330)
GP INVESTIMENTOS LTDA.   (CRD# 163619)
STELAC ADVISORY SERVICES LLC   (CRD# 145103)
RAMPART INVESTMENT MANAGEMENT   (CRD# 165089)
CORTINA ASSET MANAGEMENT, LLC   (CRD# 131394)
J. GOLDMAN & CO., L.P.   (CRD# 157465)
TREND CAPITAL MANAGEMENT LP   (CRD# 160023)
ENVOI LLC   (CRD# 149436)
PARATUS FINANCIAL, INC.   (CRD# 133361)
FAIRPORT ASSET MANAGEMENT   (CRD# 145182)
THE BURNEY COMPANY   (CRD# 106945)
ABACUS CAPITAL GROUP, LLC   (CRD# 157243)
P2 CAPITAL PARTNERS, LLC   (CRD# 159299)
LEGATO CAPITAL MANAGEMENT, LLC   (CRD# 131704)
POPLAR FOREST CAPITAL LLC   (CRD# 145250)
SEER CAPITAL MANAGEMENT LP   (CRD# 152164)
COPELAND CAPITAL MANAGEMENT, LLC   (CRD# 135822)
ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC   (CRD# 168311)
GRATUS CAPITAL, LLC   (CRD# 173627)
LINCOLN ADVISORS   (CRD# 112175)
SANTANDER INVESTMENT SECURITIES INC.   (CRD# 37216)
ELECTRON CAPITAL PARTNERS, LLC   (CRD# 166102)
FLEXIBLE PLAN INVESTMENTS LTD   (CRD# 110762)
WEALTHPLAN PARTNERS   (CRD# 158935)
NOMURA ASSET MANAGEMENT U.S.A. INC.   (CRD# 108222)
SOPHOS CAPITAL MANAGEMENT, L.P.   (CRD# 170185)
TIMUCUAN ASSET MANAGEMENT INC   (CRD# 105899)
BV INVESTMENT PARTNERS, L.P.   (CRD# 159349)
NORTHCOAST ASSET MANAGEMENT LLC   (CRD# 109582)
TA REALTY LLC   (CRD# 108586)
NIPPON VALUE INVESTORS   (CRD# 140500)
MORETON ASSET MANAGEMENT, LLC   (CRD# 133417)
STEELHEAD PARTNERS, LLC   (CRD# 116569)
ARCADIA FUNDS   (CRD# 166087)
NEXT FINANCIAL GROUP, INC.   (CRD# 46214)
AETNA ASSET ADVISORS, LLC   (CRD# 161282)
EVERENCE TRUST COMPANY   (CRD# 113179)
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.   (CRD# 13162)
CHICAGO PARTNERS INVESTMENT GROUP LLC   (CRD# 147662)
POINT BREAK CAPITAL MANAGEMENT LLC   (CRD# 164213)
AMBER CAPITAL   (CRD# 136167)
VERGER CAPITAL MANAGEMENT   (CRD# 170125)
TZP MANAGEMENT ASSOCIATES, LLC   (CRD# 160907)
WRIGHT FUND MANAGEMENT, LLC   (CRD# 145634)
HERITAGE WEALTH ADVISORS   (CRD# 137484)
FIDUCIARY INVESTMENT ADVISORS, LLC   (CRD# 140675)
MASECO PRIVATE WEALTH   (CRD# 147686)
HGK ASSET MANAGEMENT INC   (CRD# 104870)
COURIER CAPITAL, LLC   (CRD# 282485)
WINDROSE ADVISORS LLC   (CRD# 152145)
OASIS CAPITAL PARTNERS (TEXAS) INC.   (CRD# 171703)
MFN PARTNERS MANAGEMENT, LP   (CRD# 291755)
LOFOTEN ASSET MANAGEMENT LTD   (CRD# 284096)
COLONY FAMILY OFFICES, LLC   (CRD# 167017)
LMR PARTNERS LLC   (CRD# 292183)
LAIRD NORTON WEALTH MANAGEMENT   (CRD# 113400)
PERFORMA LIMITED (US), LLC   (CRD# 154232)
UNIPLAN INVESTMENT COUNSEL, INC.   (CRD# 154718)
SERENGETI ASSET MANAGEMENT LP   (CRD# 156366)
BERKSHIRE ASSET MANAGEMENT, LLC   (CRD# 145463)
CARY STREET PARTNERS   (CRD# 128545)
COLUMBUS HILL CAPITAL MANAGEMENT, L.P.   (CRD# 158336)
STEPSTONE GROUP REAL ESTATE LP   (CRD# 281698)
ASSURANT INVESTMENT MANAGEMENT LLC   (CRD# 283487)
TOWER WEALTH MANAGERS   (CRD# 144791)
EPIQ CAPITAL GROUP, LLC   (CRD# 292526)
DONALDSON CAPITAL MANAGEMENT LLC   (CRD# 106131)
LEAVELL INVESTMENT MANAGEMENT, INC.   (CRD# 107890)
ADVISORS ASSET MANAGEMENT, INC.   (CRD# 46727)
NEWSPRING CAPITAL   (CRD# 160608)
CHESLEY, TAFT & ASSOCIATES, LLC   (CRD# 111578)
ANDERSON FINANCIAL PARTNERS, INC.   (CRD# 126641)
SUMMIT PARTNERS CREDIT ADVISORS, L.P.   (CRD# 153195)
CAIN, WATTERS & ASSOCIATES, LLC   (CRD# 111521)
NICHOLS & PRATT ADVISERS LLP   (CRD# 107113)
TIMBERLAND INVESTMENT RESOURCES, LLC   (CRD# 129663)
DIXON HUGHES GOODMAN WEALTH ADVISORS LLC   (CRD# 109279)
MINOT CAPITAL, LP   (CRD# 126668)
CAIRN CAPITAL LIMITED   (CRD# 139138)
MADISON REALTY CAPITAL   (CRD# 158988)
RADNOR FINANCIAL ADVISORS, LLC   (CRD# 282753)
GREYSTONE BRIDGE LENDING FUND MANAGER LLC   (CRD# 284589)
ALDRICH WEALTH LP   (CRD# 147200)
KARYA CAPITAL MANAGEMENT LP   (CRD# 160413)
WEDGEWOOD PARTNERS, INC.   (CRD# 21923)
AVANATH CAPITAL MANAGEMENT, LLC   (CRD# 172704)
POLARIS GREYSTONE FINANCIAL GROUP, LLC   (CRD# 158718)
MALACHITE CAPITAL MANAGEMENT LLC   (CRD# 169631)
WEALTHPLAN ADVISORS, LLC   (CRD# 150573)
BEIRNE WEALTH CONSULTING SERVICES, LLC   (CRD# 167103)
CHICAGO CAPITAL, LLC   (CRD# 291624)
ROSE GROVE CAPITAL MANAGEMENT, LLC   (CRD# 156572)
BLUEROCK FUND ADVISOR, LLC   (CRD# 165015)
GIBSON CAPITAL, LLC   (CRD# 148836)
BILTMORE FAMILY OFFICE, LLC   (CRD# 167174)
ADAMS DIVERSIFIED EQUITY FUND, INC.   (CRD# 281263)
LL FUNDS   (CRD# 161552)
KESTRA PRIVATE WEALTH SERVICES, LLC   (CRD# 155193)
NORTH STAR ASSET MANAGEMENT INC   (CRD# 106489)
CARTESIAN CAPITAL GROUP   (CRD# 159370)
PRAESIDIUM INVESTMENT MANAGEMENT COMPANY, LLC   (CRD# 137980)
MATLINPATTERSON GLOBAL ADVISERS LLC   (CRD# 155670)
SIGNIA WEALTH LIMITED   (CRD# 155663)
GLOUSTON CAPITAL PARTNERS, LLC   (CRD# 133792)
COLORADO FINANCIAL MANAGEMENT LLC   (CRD# 113216)
SHUFRO, ROSE & CO., LLC   (CRD# 3403)
SEAFARER CAPITAL PARTNERS, LLC   (CRD# 158671)
THE VISTRIA GROUP, LP   (CRD# 167045)
SIGHTWAY CAPITAL, LP   (CRD# 291090)
ASI WEALTH MANAGEMENT & CONSULTING SERVICES   (CRD# 108138)
THE PORTFOLIO STRATEGY GROUP, LLC   (CRD# 166593)
HENSSLER FINANCIAL   (CRD# 104545)
WINDROSE HEALTH INVESTORS, LLC   (CRD# 160311)
BIRCH HILL INVESTMENT ADVISORS LLC   (CRD# 143750)
PRESIMA INC.   (CRD# 140086)
ARGENT WEALTH MANAGEMENT, LLC   (CRD# 170099)
ARGYLE STREET MANAGEMENT LIMITED   (CRD# 158069)
FUNDAMENTAL ADVISORS LP   (CRD# 157899)
AMPERSAND CAPITAL PARTNERS   (CRD# 161522)
MAN GLOBAL PRIVATE MARKETS (UK) LIMITED   (CRD# 198515)
BARON CAPITAL MANAGEMENT, INC.   (CRD# 110791)
HILTON CAPITAL MANAGEMENT, LLC   (CRD# 116357)
BAKERAVENUE   (CRD# 132657)
GERDING EDLEN   (CRD# 166263)
LM ADVISORS LLC   (CRD# 153940)
COMERICA SECURITIES   (CRD# 17079)
GRANITE INVESTMENT PARTNERS, LLC   (CRD# 150632)
LEGACY ADVISORS, LLC   (CRD# 139830)
MCF ADVISORS, LLC   (CRD# 130372)
ATIVO CAPITAL MANAGEMENT, LLC   (CRD# 125303)
361 CAPITAL LLC   (CRD# 118203)
GILLSON CAPITAL   (CRD# 284079)
AVALOR INVESTMENT AG   (CRD# 283227)
OAK ASSOCIATES LTD   (CRD# 108874)
KEYWISE CAPITAL MANAGEMENT (HK) LIMITED   (CRD# 160593)
EOS MANAGEMENT, L.P.   (CRD# 158090)
MARTIS CAPITAL MANAGEMENT, LLC   (CRD# 296437)
IHP CAPITAL PARTNERS   (CRD# 162620)
REDBIRD CAPITAL PARTNERS MANAGEMENT LLC   (CRD# 168862)
HALLMARK CAPITAL MANAGEMENT INC   (CRD# 108879)
ASSET MANAGEMENT GROUP OF BANK OF HAWAII   (CRD# 112324)
GREAT POINT PARTNERS, LLC   (CRD# 158423)
MANGHAM ASSOCIATES, INC.   (CRD# 106300)
VICUS CAPITAL, INC.   (CRD# 116021)
WATERS, PARKERSON & CO., LLC   (CRD# 3711)
KORE ADVISORS LP   (CRD# 159663)
BANCWEST INVESTMENT SERVICES, INC. (BWIS)   (CRD# 29357)
HERMES GPE (USA) INC   (CRD# 166839)
MERITAGE PORTFOLIO MANAGEMENT, INC.   (CRD# 107177)
ATTUCKS ASSET MANAGEMENT, LLC   (CRD# 118891)
AETHER INVESTMENT PARTNERS, LLC   (CRD# 149742)
GLOBALT INVESTMENTS   (CRD# 168405)
PARK STREET CAPITAL ADVISERS, L.L.C.   (CRD# 115443)
VERDE SERVICOS INTERNACIONAIS S.A.   (CRD# 171608)
SENDERO WEALTH MANAGEMENT, LLC   (CRD# 145594)
VIVALDI CAPITAL MANAGEMENT, LLC   (CRD# 160150)
SHAMROCK CAPITAL ADVISORS, LLC   (CRD# 153100)
EMERALD HILL CAPITAL PARTNERS HOLDINGS LLC   (CRD# 298843)
PRIVATE VISTA, LLC   (CRD# 108084)
NORTHEAST INVESTMENT MANAGEMENT INC   (CRD# 105051)
NEO-CRITERION CAPITAL MANAGEMENT LIMITED   (CRD# 282377)
GOELZER INVESTMENT MANAGEMENT   (CRD# 44402)
SHELLBACK CAPITAL, LP   (CRD# 169642)
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED   (CRD# 281469)
SOUTHERNSUN ASSET MANAGEMENT LLC   (CRD# 154572)
LASALLE MORTGAGE REAL ESTATE INVESTORS, INC,   (CRD# 158422)
KYLIN MANAGEMENT LLC   (CRD# 160503)
ANCIENT ART, L.P.   (CRD# 141112)
SISUNG INVESTMENT MANAGEMENT SERVICES LLC   (CRD# 107318)
CAPITAL COUNSEL LLC   (CRD# 109001)
TOEWS CORPORATION   (CRD# 106304)
LION POINT CAPITAL, LP   (CRD# 174322)
CANYON BRIDGE MANAGEMENT CONSULTING (BEIJING) CO LTD   (CRD# 286595)
CANYON BRIDGE CAPITAL PARTNERS, LLC   (CRD# 286596)
CANYON BRIDGE MANAGEMENT (HONG KONG) LIMITED   (CRD# 286597)
BREVET CAPITAL MANAGEMENT, LLC   (CRD# 151672)
WELLSPRING CAPITAL MANAGEMENT GROUP LLC   (CRD# 291049)
NEON LIBERTY CAPITAL MANAGEMENT, LLC   (CRD# 139186)
OAKBROOK INVESTMENTS   (CRD# 108003)
FARR MILLER & WASHINGTON LLC   (CRD# 107553)
MOTLEY FOOL WEALTH MANAGEMENT, LLC   (CRD# 165689)
DEEP BASIN CAPITAL LP   (CRD# 288967)
RUBRIC CAPITAL MANAGEMENT LP   (CRD# 285090)
PEGASUS CAPITAL ADVISORS, L.P.   (CRD# 157094)
BARWICK & PARTNERS, INC.   (CRD# 174336)
HHR ASSET MANAGEMENT, LLC   (CRD# 143062)
MERION CAPITAL LLC   (CRD# 135897)
GENTRUST   (CRD# 158369)
SAGEVIEW CAPITAL LP   (CRD# 159560)
BLUEMOUNTAIN CLO MANAGEMENT, LLC   (CRD# 287595)
AVONDALE PARTNERS, LLC   (CRD# 46838)
VINE INVESTMENT ADVISORS, LP   (CRD# 157341)
CARDINAL CAPITAL MANAGEMENT, INC.   (CRD# 124729)
RUBENSTEIN PARTNERS   (CRD# 156988)
MOUNT STREET PORTFOLIO ADVISERS LLC   (CRD# 299192)
COHANZICK MANAGEMENT LLC   (CRD# 149772)
CAROLINAS INVESTMENT CONSULTING LLC   (CRD# 104379)
ARGENTEM CREEK PARTNERS   (CRD# 282070)
EDGESTREAM PARTNERS, L.P.   (CRD# 166338)
RTD FINANCIAL ADVISORS INC   (CRD# 110744)
BAROMETER CAPITAL MANAGEMENT   (CRD# 156409)
BLACKROCK REALTY ADVISORS INC   (CRD# 109457)
VGI PARTNERS PTY LIMITED   (CRD# 165751)
MERIT FINANCIAL ADVISORS   (CRD# 142457)
RESOLUTION CAPITAL (US) LIMITED   (CRD# 298109)
MBSC SECURITIES CORPORATION   (CRD# 231)
WEST FINANCIAL SERVICES, INC.   (CRD# 137497)
THE GOLUB GROUP   (CRD# 128586)
CROSS OCEAN PARTNERS MANAGEMENT LP   (CRD# 285340)
PARK PRESIDIO CAPITAL LLC   (CRD# 168954)
PITTENGER & ANDERSON INC   (CRD# 111033)
CALAMOS WEALTH MANAGEMENT LLC   (CRD# 143490)
SOUTHPAW ASSET MANAGEMENT, LP   (CRD# 135693)
ULYSSES MANAGEMENT LLC   (CRD# 157251)
CLEARVIEW CAPITAL, L.P.   (CRD# 161146)
MARTIN & COMPANY INVESTMENT COUNSEL   (CRD# 108718)
6 MERIDIAN LLC   (CRD# 283845)
COASTEDGE PARTNERS, LLC   (CRD# 149685)
ETON ADVISORS   (CRD# 289395)
CIPHER CAPITAL LP   (CRD# 159898)
IPEX, INC.   (CRD# 124337)
TRIAD HYBRID SOLUTIONS, LLC   (CRD# 171070)
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC.   (CRD# 121560)
J. SAFRA ASSET MANAGEMENT CORPORATION   (CRD# 131243)
ARMISTICE CAPITAL LLC   (CRD# 168978)
KINETICS ASSET MANAGEMENT LLC   (CRD# 106204)
ON INVESTMENT MANAGEMENT CO   (CRD# 105662)
S & CO., INC.   (CRD# 110026)
MOORS & CABOT, INC   (CRD# 594)
SAROFIM REALTY ADVISORS CO   (CRD# 106931)
SCP INVESTMENT, LP   (CRD# 283397)
BURNHAM GIBSON WEALTH ADVISORS, INC.   (CRD# 282035)
SAVANNA INVESTMENT MANAGEMENT LLC   (CRD# 158770)
D'ANNUNZIO CONSULTING GROUP, LLC   (CRD# 144422)
PCJ INVESTMENT COUNSEL LTD.   (CRD# 174083)
FORMULA GROWTH LIMITED   (CRD# 163245)
FORMULA GROWTH MANAGEMENT CORP   (CRD# 285005)
SQUARE 1 ASSET MANAGEMENT   (CRD# 166828)
DYNAMIC WEALTH ADVISORS   (CRD# 151367)
10TH LANE PARTNERS, LP   (CRD# 160822)
PRINCETON FUND ADVISORS, LLC   (CRD# 157821)
SENTRY, LLC   (CRD# 150593)
BLACKSTONE REAL ESTATE INCOME ADVISORS L.L.C.   (CRD# 170801)
DOME EQUITIES, LLC   (CRD# 159102)
ICON ADVISERS, INC.   (CRD# 108268)
NACHMAN NORWOOD & PARROTT, INC.   (CRD# 293199)
MPM ASSET MANAGEMENT LLC   (CRD# 148467)
OSBORNE PARTNERS   (CRD# 108100)
JOYN ADVISORS, INC.   (CRD# 106725)
BRILLIANCE ASSET MANAGEMENT LIMITED   (CRD# 282553)
POLLEN STREET CAPITAL (US) LLC   (CRD# 162428)
ORLEANS CAPITAL MANAGEMENT CORP   (CRD# 111359)
GREAT VALLEY ADVISOR GROUP, INC.   (CRD# 123913)
BLACKSTONE ISG-II ADVISORS L.L.C.   (CRD# 289550)
IFG ADVISORY, LLC   (CRD# 168012)
FINANCIAL CLARITY, INC.   (CRD# 106010)
WELLSPRING FINANCIAL ADVISORS, LLC   (CRD# 143112)
TRUSTEE EMPOWERMENT & PROTECTION, INC.   (CRD# 108249)
CADINHA & CO LLC   (CRD# 108135)
CANARAS CAPITAL MANAGEMENT, LLC   (CRD# 142766)
THE WELCH GROUP, LLC   (CRD# 111273)
SOLARIS ADVISORS, LLC   (CRD# 136683)
LOGAN CAPITAL MANAGEMENT, INC.   (CRD# 108893)
ACCOLADE PARTNERS   (CRD# 160802)
AEGON REAL ASSETS US   (CRD# 286438)
ARLON ADVISOR LLC   (CRD# 160635)
CNI NRE ADVISORS, LLC   (CRD# 291968)
PETERSON PARTNERS   (CRD# 159450)